0001104659-17-029075.txt : 20170502 0001104659-17-029075.hdr.sgml : 20170502 20170502211023 ACCESSION NUMBER: 0001104659-17-029075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neos Therapeutics, Inc. CENTRAL INDEX KEY: 0001467652 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 270395455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2940 N. HIGHWAY 360 STREET 2: SUITE 400 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 972.408.1360 MAIL ADDRESS: STREET 1: 2940 N. HIGHWAY 360 STREET 2: SUITE 400 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engelking Dorothy CENTRAL INDEX KEY: 0001647582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 17806956 MAIL ADDRESS: STREET 1: C/O NEOS THERAPEUTICS, INC. STREET 2: 2940 N. HIGHWAY 360 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 4 1 a4.xml 4 X0306 4 2017-05-01 0 0001467652 Neos Therapeutics, Inc. NEOS 0001647582 Engelking Dorothy C/O NEOS THERAPEUTICS, INC. 2940 N. HWY 360 GRAND PRAIRIE TX 75050 0 1 0 0 VP, Regulatory Affairs Common Stock 2017-05-01 4 A 0 6250 0 A 6666 D Stock Option (Right to Buy) 7.00 2017-05-01 4 A 0 18750 0 A 2027-05-01 Common Stock 18750 18750 D Represents shares of common stock underlying restricted stock unit grants awarded to the Reporting Person. The restricted stock units will vest in four equal, annual installments beginning on May 1, 2018. This stock option will vest in four equal, annual installments beginning on May 1, 2018. /s/ Benjamin Piper, attorney in fact 2017-05-02