0001562180-20-003069.txt : 20200420
0001562180-20-003069.hdr.sgml : 20200420
20200420205755
ACCESSION NUMBER: 0001562180-20-003069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200416
FILED AS OF DATE: 20200420
DATE AS OF CHANGE: 20200420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferdowsi Arash
CENTRAL INDEX KEY: 0001734434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38434
FILM NUMBER: 20803748
MAIL ADDRESS:
STREET 1: 333 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DROPBOX, INC.
CENTRAL INDEX KEY: 0001467623
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260138832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 OWENS STREET, SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94158
BUSINESS PHONE: 415-986-7057
MAIL ADDRESS:
STREET 1: 1800 OWENS STREET, SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94158
FORMER COMPANY:
FORMER CONFORMED NAME: Dropbox, Inc.
DATE OF NAME CHANGE: 20140210
FORMER COMPANY:
FORMER CONFORMED NAME: Evenflow, Inc.
DATE OF NAME CHANGE: 20090702
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-04-16
true
0001467623
DROPBOX, INC.
DBX
0001734434
Ferdowsi Arash
1800 OWENS STREET
SAN FRANCISCO
CA
94158
false
false
true
false
Class A Common Stock
2020-04-16
4
C
false
125000.00
0.00
A
125000.00
I
See footnote
Class A Common Stock
2020-04-16
4
S
false
125000.00
18.7088
D
0.00
I
See footnote
Class A Common Stock
2020-04-20
4
C
false
498900.00
0.00
A
498900.00
I
See footnote
Class A Common Stock
2020-04-20
4
S
false
498900.00
20.1044
D
0.00
I
See footnote
Class B Common Stock
2020-04-16
4
C
false
125000.00
0.00
D
Class A Common Stock
125000.00
28235483.00
I
See footnote
Class B Common Stock
2020-04-20
4
C
false
498900.00
0.00
D
Class A Common Stock
498900.00
27736583.00
I
See footnote
125,000 shares of Class B Common Stock were converted into 125,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee.
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $18.43 to $19.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
498,900 shares of Class B Common Stock were converted into 498,900 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
/s/ Bart E. Volkmer, Attorney-In-Fact
2020-04-20