0001562180-20-002673.txt : 20200323 0001562180-20-002673.hdr.sgml : 20200323 20200323213523 ACCESSION NUMBER: 0001562180-20-002673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200319 FILED AS OF DATE: 20200323 DATE AS OF CHANGE: 20200323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferdowsi Arash CENTRAL INDEX KEY: 0001734434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38434 FILM NUMBER: 20736447 MAIL ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DROPBOX, INC. CENTRAL INDEX KEY: 0001467623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260138832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 OWENS STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94158 BUSINESS PHONE: 415-986-7057 MAIL ADDRESS: STREET 1: 1800 OWENS STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94158 FORMER COMPANY: FORMER CONFORMED NAME: Dropbox, Inc. DATE OF NAME CHANGE: 20140210 FORMER COMPANY: FORMER CONFORMED NAME: Evenflow, Inc. DATE OF NAME CHANGE: 20090702 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-03-19 false 0001467623 DROPBOX, INC. DBX 0001734434 Ferdowsi Arash 1800 OWENS STREET SAN FRANCISCO CA 94158 false false true false Class A Common Stock 2020-03-19 4 C false 19360.00 0.00 A 19360.00 I See footnote Class A Common Stock 2020-03-19 4 S false 19360.00 17.0574 D 0.00 I See footnote Class A Common Stock 2020-03-19 4 D false 4400000.00 0.00 D 0.00 D Class B Common Stock 2020-03-19 4 C false 19360.00 0.00 D Class A Common Stock 19360.00 28485483.00 I See footnote 19,360 shares of Class B Common Stock were converted into 19,360 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee. These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. This transaction was executed in multiple trades at prices ranging from $17.00 to $17.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. In connection with the termination of the reporting person as an officer of the issuer, the reporting person has disposed 4,400,000 shares to the issuer pursuant to the terms of a restricted stock agreement between the issuer and the reporting person. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. /s/ Mary Anne Becking, Attorney-In-Fact 2020-03-23