0001467154-23-000063.txt : 20230608 0001467154-23-000063.hdr.sgml : 20230608 20230608212158 ACCESSION NUMBER: 0001467154-23-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230608 DATE AS OF CHANGE: 20230608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDERS MACHELLE CENTRAL INDEX KEY: 0001718020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37880 FILM NUMBER: 231003670 MAIL ADDRESS: STREET 1: C/O NOVAN, INC. STREET 2: 4105 HOPSON ROAD CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novan, Inc. CENTRAL INDEX KEY: 0001467154 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204427682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-485-8080 MAIL ADDRESS: STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110 CITY: DURHAM STATE: NC ZIP: 27703 4 1 wf-form4_168627370772603.xml FORM 4 X0407 4 2023-06-06 0 0001467154 Novan, Inc. NOVN 0001718020 SANDERS MACHELLE C/O NOVAN, INC. 4020 STIRRUP CREEK DRIVE, SUITE 110 DURHAM NC 27703 1 0 0 0 0 Common Stock 2023-06-07 4 M 0 36101 0 A 36801 D Restricted Stock Units 2023-06-06 4 A 0 103092 0 A Common Stock 103092.0 103092 D Restricted Stock Units 2023-06-07 4 M 0 36101 0 D Common Stock 36101.0 0 D The Reporting Person was granted restricted stock units ("RSUs") on June 7, 2022. Each RSU represented a contingent right to receive one share of the Issuer's Common Stock. 36,101 RSUs fully vested on June 7, 2023 and were settled in shares of the Issuer's Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall be fully vested on the first anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service as of the vesting date. The RSUs fully vested on June 7, 2023. /s/ John M. Gay, by power of attorney 2023-06-08