0001467154-23-000063.txt : 20230608
0001467154-23-000063.hdr.sgml : 20230608
20230608212158
ACCESSION NUMBER: 0001467154-23-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230606
FILED AS OF DATE: 20230608
DATE AS OF CHANGE: 20230608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDERS MACHELLE
CENTRAL INDEX KEY: 0001718020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37880
FILM NUMBER: 231003670
MAIL ADDRESS:
STREET 1: C/O NOVAN, INC.
STREET 2: 4105 HOPSON ROAD
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Novan, Inc.
CENTRAL INDEX KEY: 0001467154
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204427682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-485-8080
MAIL ADDRESS:
STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110
CITY: DURHAM
STATE: NC
ZIP: 27703
4
1
wf-form4_168627370772603.xml
FORM 4
X0407
4
2023-06-06
0
0001467154
Novan, Inc.
NOVN
0001718020
SANDERS MACHELLE
C/O NOVAN, INC.
4020 STIRRUP CREEK DRIVE, SUITE 110
DURHAM
NC
27703
1
0
0
0
0
Common Stock
2023-06-07
4
M
0
36101
0
A
36801
D
Restricted Stock Units
2023-06-06
4
A
0
103092
0
A
Common Stock
103092.0
103092
D
Restricted Stock Units
2023-06-07
4
M
0
36101
0
D
Common Stock
36101.0
0
D
The Reporting Person was granted restricted stock units ("RSUs") on June 7, 2022. Each RSU represented a contingent right to receive one share of the Issuer's Common Stock. 36,101 RSUs fully vested on June 7, 2023 and were settled in shares of the Issuer's Common Stock.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
The RSUs shall be fully vested on the first anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service as of the vesting date.
The RSUs fully vested on June 7, 2023.
/s/ John M. Gay, by power of attorney
2023-06-08