0001123292-16-002052.txt : 20160404
0001123292-16-002052.hdr.sgml : 20160404
20160404185122
ACCESSION NUMBER: 0001123292-16-002052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160404
DATE AS OF CHANGE: 20160404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001467076
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270419483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony Financial, Inc.
DATE OF NAME CHANGE: 20090625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders Ronald M.
CENTRAL INDEX KEY: 0001472238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34456
FILM NUMBER: 161552519
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL,LLC
STREET 2: 660 MADISON AVENUE, SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10065
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-04-04
0001467076
Colony Capital, Inc.
CLNY
0001472238
Sanders Ronald M.
C/O COLONY CAPITAL, INC.
515 SOUTH FLOWER STREET, 44TH FLOOR
LOS ANGELES
CA
90071
0
1
0
0
Exec. Director-CLO & Secretary
Class A Common Stock
2016-04-04
4
J
0
72480
A
188415
D
OP Units
2016-04-04
4
J
0
72480
0
D
Class A Common Stock
72480
144959
I
See footnote
The acquisition represents the acquisition of shares of Class A Common Stock by the reporting person as a distribution from limited liability companies ("LLCs") controlled by Thomas J. Barrack, Jr., which shares were received by such LLCs upon redemption of OP Units, which were allocated to the reporting person pursuant to the operating agreements of the LLCs. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock.
These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as a member of the LLCs, was redeemed by the LLCs for shares of Class A Common Stock, at the discretion of the issuer, and the reporting person received shares of Class A Common Stock as a distribution from the LLCs upon such redemption. The OP Units do not have expiration dates.
/s/ David A. Palame, as Attorney-in-fact
2016-04-04