0001123292-16-001471.txt : 20160105
0001123292-16-001471.hdr.sgml : 20160105
20160105170120
ACCESSION NUMBER: 0001123292-16-001471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001467076
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270419483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony Financial, Inc.
DATE OF NAME CHANGE: 20090625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redington Neale
CENTRAL INDEX KEY: 0001637687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34456
FILM NUMBER: 161323288
MAIL ADDRESS:
STREET 1: COLONY FINANCIAL, INC.
STREET 2: 2450 BROADWAY, 6TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-04
0001467076
Colony Capital, Inc.
CLNY
0001637687
Redington Neale
C/O COLONY CAPITAL, INC.
515 S. FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
0
1
0
0
Chief Accounting Officer
Class A Common Stock
2016-01-04
4
A
0
18571
0
A
38493
D
Class A Common Stock
2016-01-04
4
F
0
3775
19.48
D
34718
D
OP Units
Class A Common Stock
13825
13825
I
See footnote
The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Redington to the Issuer.
The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.
These units are held by limited liability companies controlled by Thomas J. Barrack, Jr. and were acquired in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management business and operations. The amount represents the portion of the units allocated to the reporting person with respect to which, subject to certain vesting and other conditions, the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the Class A common stock or cash received upon such redemption. The OP Units do not have expiration dates.
The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
/s/ David A. Palame, as Attorney-in-fact
2016-01-05