0001123292-16-001471.txt : 20160105 0001123292-16-001471.hdr.sgml : 20160105 20160105170120 ACCESSION NUMBER: 0001123292-16-001471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Colony Financial, Inc. DATE OF NAME CHANGE: 20090625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redington Neale CENTRAL INDEX KEY: 0001637687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 161323288 MAIL ADDRESS: STREET 1: COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-04 0001467076 Colony Capital, Inc. CLNY 0001637687 Redington Neale C/O COLONY CAPITAL, INC. 515 S. FLOWER ST., 44TH FLOOR LOS ANGELES CA 90071 0 1 0 0 Chief Accounting Officer Class A Common Stock 2016-01-04 4 A 0 18571 0 A 38493 D Class A Common Stock 2016-01-04 4 F 0 3775 19.48 D 34718 D OP Units Class A Common Stock 13825 13825 I See footnote The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Redington to the Issuer. The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. These units are held by limited liability companies controlled by Thomas J. Barrack, Jr. and were acquired in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management business and operations. The amount represents the portion of the units allocated to the reporting person with respect to which, subject to certain vesting and other conditions, the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the Class A common stock or cash received upon such redemption. The OP Units do not have expiration dates. The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. /s/ David A. Palame, as Attorney-in-fact 2016-01-05