0000899243-23-014266.txt : 20230601 0000899243-23-014266.hdr.sgml : 20230601 20230601174822 ACCESSION NUMBER: 0000899243-23-014266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221025 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jennings H. Keith CENTRAL INDEX KEY: 0001466868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41279 FILM NUMBER: 23985927 MAIL ADDRESS: STREET 1: 2000 ST. JAMES PLACE CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 5E Advanced Materials, Inc. CENTRAL INDEX KEY: 0001888654 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 BUSINESS PHONE: 442 292 2120 MAIL ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2022-10-25 0 0001888654 5E Advanced Materials, Inc. FEAM 0001466868 Jennings H. Keith C/O 5E ADVANCED MATERIALS, INC. 19500 STATE HIGHWAY 249 SUITE 125 HOUSTON TX 77070 1 0 0 0 0 Director Share Units 2022-10-25 4 A 0 1213 0.00 A Common Stock 1213 1213 D Director RSUs 2023-01-01 4 A 0 2983 0.00 A Common Stock 2983 4196 D Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. /s/ J. Eric Johnson as Attorney-in-Fact 2023-06-01