0000919574-17-008106.txt : 20171114 0000919574-17-008106.hdr.sgml : 20171114 20171114155508 ACCESSION NUMBER: 0000919574-17-008106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171110 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buick Alan Jeffrey Jr. CENTRAL INDEX KEY: 0001466716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36170 FILM NUMBER: 171201250 MAIL ADDRESS: STREET 1: 30 WEST 15TH STREET, NO. 7S CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harteveldt Robert L. CENTRAL INDEX KEY: 0001628191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36170 FILM NUMBER: 171201251 MAIL ADDRESS: STREET 1: C/O TRISHIELD CAPITAL MANAGEMENT, LLC STREET 2: 540 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trishield Capital Management LLC CENTRAL INDEX KEY: 0001466715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36170 FILM NUMBER: 171201252 BUSINESS ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1126 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-256-1400 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1126 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trishield Special Situations Master Fund Ltd. CENTRAL INDEX KEY: 0001615367 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36170 FILM NUMBER: 171201253 BUSINESS ADDRESS: STREET 1: C/O TRISHIELD CAPITAL MANAGEMENT LLC STREET 2: 1133 BROADWAY, SUITE 1126 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-256-1400 MAIL ADDRESS: STREET 1: C/O TRISHIELD CAPITAL MANAGEMENT LLC STREET 2: 1133 BROADWAY, SUITE 1126 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J.G. Wentworth Co CENTRAL INDEX KEY: 0001580185 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 463037859 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 KING OF PRUSSIA ROAD STREET 2: SUITE 501 CITY: RADNOR STATE: PA ZIP: 19087-5148 BUSINESS PHONE: (484) 434-2300 MAIL ADDRESS: STREET 1: 201 KING OF PRUSSIA ROAD STREET 2: SUITE 501 CITY: RADNOR STATE: PA ZIP: 19087-5148 FORMER COMPANY: FORMER CONFORMED NAME: JGWPT Holdings Inc. DATE OF NAME CHANGE: 20131003 FORMER COMPANY: FORMER CONFORMED NAME: Wentworth Financial Holdings Inc. DATE OF NAME CHANGE: 20130626 4 1 p7737767.xml OWNERSHIP DOCUMENT X0306 4 2017-11-10 1 0001580185 J.G. Wentworth Co JGWE 0001615367 Trishield Special Situations Master Fund Ltd. C/O TRISHIELD CAPITAL MANAGEMENT LLC 1133 BROADWAY, SUITE 1126 NEW YORK NY 10010 0 0 1 0 0001466715 Trishield Capital Management LLC 1133 BROADWAY, SUITE 1126 NEW YORK NY 10010 0 0 1 0 0001628191 Harteveldt Robert L. C/O TRISHIELD CAPITAL MANAGEMENT LLC 1133 BROADWAY, SUITE 1126 NEW YORK NY 10010 0 0 1 0 0001466716 Buick Alan Jeffrey Jr. C/O TRISHIELD CAPITAL MANAGEMENT LLC 1133 BROADWAY, SUITE 1126 NEW YORK NY 10010 0 0 1 0 Class A common stock, par value $0.00001 per share 2017-11-10 4 S 0 2311589 0.02 D 0 D This constitutes the weighted average sale price. The prices range from $0.01 to $0.03. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The securities reported herein are held in the account of Trishield Special Situations Master Fund Ltd. (the "Fund"). Trishield Capital Management LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of the Fund. Alan Jeffrey Buick Jr. and Robert L. Harteveldt may each be deemed to be a beneficial owner of such securities by virtue of their role as the managing members of Trishield Capital Management LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. TRISHIELD SPECIAL SITUATIONS MASTER FUND LTD., By: /s/ Robert L. Harteveldt 2017-11-14 TRISHIELD CAPITAL MANAGEMENT LLC, By: /s/ Robert L. Harteveldt 2017-11-14 By: /s/ Robert L. Harteveldt 2017-11-14 By: /s/ Alan Jeffrey Buick Jr 2017-11-14