0000919574-17-008106.txt : 20171114
0000919574-17-008106.hdr.sgml : 20171114
20171114155508
ACCESSION NUMBER: 0000919574-17-008106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buick Alan Jeffrey Jr.
CENTRAL INDEX KEY: 0001466716
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36170
FILM NUMBER: 171201250
MAIL ADDRESS:
STREET 1: 30 WEST 15TH STREET, NO. 7S
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harteveldt Robert L.
CENTRAL INDEX KEY: 0001628191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36170
FILM NUMBER: 171201251
MAIL ADDRESS:
STREET 1: C/O TRISHIELD CAPITAL MANAGEMENT, LLC
STREET 2: 540 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trishield Capital Management LLC
CENTRAL INDEX KEY: 0001466715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36170
FILM NUMBER: 171201252
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1126
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-256-1400
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1126
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trishield Special Situations Master Fund Ltd.
CENTRAL INDEX KEY: 0001615367
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36170
FILM NUMBER: 171201253
BUSINESS ADDRESS:
STREET 1: C/O TRISHIELD CAPITAL MANAGEMENT LLC
STREET 2: 1133 BROADWAY, SUITE 1126
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-256-1400
MAIL ADDRESS:
STREET 1: C/O TRISHIELD CAPITAL MANAGEMENT LLC
STREET 2: 1133 BROADWAY, SUITE 1126
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: J.G. Wentworth Co
CENTRAL INDEX KEY: 0001580185
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 463037859
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 KING OF PRUSSIA ROAD
STREET 2: SUITE 501
CITY: RADNOR
STATE: PA
ZIP: 19087-5148
BUSINESS PHONE: (484) 434-2300
MAIL ADDRESS:
STREET 1: 201 KING OF PRUSSIA ROAD
STREET 2: SUITE 501
CITY: RADNOR
STATE: PA
ZIP: 19087-5148
FORMER COMPANY:
FORMER CONFORMED NAME: JGWPT Holdings Inc.
DATE OF NAME CHANGE: 20131003
FORMER COMPANY:
FORMER CONFORMED NAME: Wentworth Financial Holdings Inc.
DATE OF NAME CHANGE: 20130626
4
1
p7737767.xml
OWNERSHIP DOCUMENT
X0306
4
2017-11-10
1
0001580185
J.G. Wentworth Co
JGWE
0001615367
Trishield Special Situations Master Fund Ltd.
C/O TRISHIELD CAPITAL MANAGEMENT LLC
1133 BROADWAY, SUITE 1126
NEW YORK
NY
10010
0
0
1
0
0001466715
Trishield Capital Management LLC
1133 BROADWAY, SUITE 1126
NEW YORK
NY
10010
0
0
1
0
0001628191
Harteveldt Robert L.
C/O TRISHIELD CAPITAL MANAGEMENT LLC
1133 BROADWAY, SUITE 1126
NEW YORK
NY
10010
0
0
1
0
0001466716
Buick Alan Jeffrey Jr.
C/O TRISHIELD CAPITAL MANAGEMENT LLC
1133 BROADWAY, SUITE 1126
NEW YORK
NY
10010
0
0
1
0
Class A common stock, par value $0.00001 per share
2017-11-10
4
S
0
2311589
0.02
D
0
D
This constitutes the weighted average sale price. The prices range from $0.01 to $0.03. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The securities reported herein are held in the account of Trishield Special Situations Master Fund Ltd. (the "Fund"). Trishield Capital Management LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of the Fund. Alan Jeffrey Buick Jr. and Robert L. Harteveldt may each be deemed to be a beneficial owner of such securities by virtue of their role as the managing members of Trishield Capital Management LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
TRISHIELD SPECIAL SITUATIONS MASTER FUND LTD., By: /s/ Robert L. Harteveldt
2017-11-14
TRISHIELD CAPITAL MANAGEMENT LLC, By: /s/ Robert L. Harteveldt
2017-11-14
By: /s/ Robert L. Harteveldt
2017-11-14
By: /s/ Alan Jeffrey Buick Jr
2017-11-14