Head of Risk, Mid-office and Finance

0001466697-21-000005.txt : 20210216 0001466697-21-000005.hdr.sgml : 20210216 20210216160043 ACCESSION NUMBER: 0001466697-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLOW TRADERS U.S. LLC CENTRAL INDEX KEY: 0001466697 IRS NUMBER: 264730866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14610 FILM NUMBER: 21637703 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 917-210-5006 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466697 XXXXXXXX 12-31-2020 12-31-2020 FLOW TRADERS U.S. LLC

1114 AVENUE OF THE AMERICAS 4TH FLOOR NEW YORK NY 10036

13F HOLDINGS REPORT 028-14610 N Daniel Dipaci Head of Risk, Mid-office and Finance 917-210-5025 Daniel Dipaci New York NY 02-16-2021 0 588 1460859 false INFORMATION TABLE 2 13F_2020_Q4.xml AT&T Inc Common Stock 00206R102 1702 59172 SH SOLE 59172 0 0 ARK Genomic Revolution ETF ETP 00214Q302 1761 18881 SH SOLE 18881 0 0 ARK Next Generation Internet E ETP 00214Q401 800 5468 SH SOLE 5468 0 0 The 3D Printing ETF ETP 00214Q500 791 25139 SH SOLE 25139 0 0 ARK Israel Innovative Technolo ETP 00214Q609 563 18964 SH SOLE 18964 0 0 Aberdeen Standard Physical Gol ETP 00326A104 453 24771 SH SOLE 24771 0 0 Aberdeen Standard Bloomberg Al ETP 003261104 938 42840 SH SOLE 42840 0 0 Aberdeen Standard Bloomberg Al ETP 003261203 848 33503 SH SOLE 33503 0 0 Alibaba Group Holding Ltd ADR 01609W102 2487 10685 SH SOLE 10685 0 0 Avantis Core Municipal Fixed I ETP 025072695 1104 21969 SH SOLE 21969 0 0 Amplify Lithium & Battery Tech ETP 032108805 290 18322 SH SOLE 18322 0 0 Bank of America Corp Common Stock 060505104 225 7439 SH SOLE 7439 0 0 Bank of Montreal ETP 06367V105 1062 17366 SH SOLE 17366 0 0 Bank of Montreal ETP 063679666 256 52643 SH SOLE 52643 0 0 Bank of Montreal ETP 063679724 509 83264 SH SOLE 83264 0 0 Bank of Montreal ETP 063679781 173 43681 SH SOLE 43681 0 0 Bank of Montreal ETP 063679831 173 10404 SH SOLE 10404 0 0 Bank of Montreal ETP 063679856 759 4094 SH SOLE 4094 0 0 Bank of Montreal ETP 063679872 4734 16514 SH SOLE 16514 0 0 Microsectors ETP 06368B504 1274 11498 SH SOLE 11498 0 0 Barclays Bank PLC ETP 06738C778 1714 78281 SH SOLE 78281 0 0 Barclays Bank PLC ETP 06738C794 170 15392 SH SOLE 15392 0 0 Barclays Bank PLC ETP 06746P449 513 11049 SH SOLE 11049 0 0 Barclays Bank PLC ETP 06746P472 423 8404 SH SOLE 8404 0 0 Barclays Bank PLC ETP 06746P498 2353 67289 SH SOLE 67289 0 0 Barclays Bank PLC ETP 06746P522 853 15523 SH SOLE 15523 0 0 Barclays Bank PLC ETP 06746P548 212 4702 SH SOLE 4702 0 0 Barclays Bank PLC ETP 06746P555 557 10442 SH SOLE 10442 0 0 Barclays Bank PLC ETP 06746P563 1635 43706 SH SOLE 43706 0 0 Barclays Bank PLC ETP 06746P613 281 9129 SH SOLE 9129 0 0 Berkshire Hathaway Inc Common Stock 084670702 413 1783 SH SOLE 1783 0 0 BNY Mellon US Large Cap Core E ETP 09661T107 1071 15042 SH SOLE 15042 0 0 BNY Mellon US Mid Cap Core Equ ETP 09661T206 2190 28245 SH SOLE 28245 0 0 BNY Mellon US Small Cap Core E ETP 09661T305 1005 11949 SH SOLE 11949 0 0 BNY Mellon Emerging Markets Eq ETP 09661T503 2818 38876 SH SOLE 38876 0 0 BNY Mellon Core Bond ETF ETP 09661T602 2385 47109 SH SOLE 47109 0 0 BNY Mellon High Yield Beta ETF ETP 09661T800 1764 31392 SH SOLE 31392 0 0 Cambria Sovereign Bond ETF ETP 132061805 1293 48782 SH SOLE 48782 0 0 Cambria Global Real Estate ETF ETP 132061813 2325 80408 SH SOLE 80408 0 0 Cerus Corp Common Stock 157085101 124 17910 SH SOLE 17910 0 0 Churchill Capital Corp IV Unit 171439201 247 23960 SH SOLE 23960 0 0 Conx Corp Unit 212873202 161 15391 SH SOLE 15391 0 0 Xtrackers MSCI EAFE Hedged Equ ETP 233051200 6869 204376 SH SOLE 204376 0 0 Xtrackers MSCI Germany Hedged ETP 233051408 918 31802 SH SOLE 31802 0 0 Xtrackers MSCI Japan Hedged Eq ETP 233051507 13314 290768 SH SOLE 290768 0 0 Xtrackers MSCI Eurozone Hedged ETP 233051697 3971 121137 SH SOLE 121137 0 0 X-trackers J.P. Morgan ESG USD ETP 233051747 315 14890 SH SOLE 14890 0 0 Xtrackers MSCI All World ex US ETP 233051820 3544 116569 SH SOLE 116569 0 0 Xtrackers MSCI Europe Hedged E ETP 233051853 7411 247710 SH SOLE 247710 0 0 Xtrackers Harvest CSI 300 Chin ETP 233051879 7480 186711 SH SOLE 186711 0 0 Denison Mines Corp Common Stock 248356107 29 45404 SH SOLE 45404 0 0 Deutsche Bank AG/London ETP 25154H731 536 54733 SH SOLE 54733 0 0 Deutsche Bank AG/London ETP 25154H749 3759 84602 SH SOLE 84602 0 0 Deutsche Bank AG/London ETP 25154H756 264 98725 SH SOLE 98725 0 0 Direxion Daily Technology Bull ETP 25459W102 784 1928 SH SOLE 1928 0 0 Direxion Daily Semiconductors ETP 25459W458 13933 29869 SH SOLE 29869 0 0 Direxion Daily S&P 500 Bull 3X ETP 25459W862 1346 18625 SH SOLE 18625 0 0 Direxion Daily S&P 500 Bull 2X ETP 25459Y165 478 6407 SH SOLE 6407 0 0 Direxion Daily Healthcare Bull ETP 25459Y876 1438 18668 SH SOLE 18668 0 0 Direxion Daily Small Cap Bear ETP 25460E125 3136 456480 SH SOLE 456480 0 0 Direxion Daily Latin America B ETP 25460E273 1032 12864 SH SOLE 12864 0 0 Direxion Daily Pharmaceutical ETP 25460E646 411 16207 SH SOLE 16207 0 0 Direxion Daily Transportation ETP 25460E679 426 16715 SH SOLE 16715 0 0 Direxion Daily S&P 500 Bear 3X ETP 25460E885 1732 442893 SH SOLE 442893 0 0 Direxion Daily S&P Oil & Gas E ETP 25460G658 628 23659 SH SOLE 23659 0 0 Direxion Daily Semiconductors ETP 25460G690 849 47334 SH SOLE 47334 0 0 Direxion Daily MSCI Brazil Bul ETP 25460G708 810 6973 SH SOLE 6973 0 0 Direxion Daily S&P Biotech Bea ETP 25460G716 1243 49199 SH SOLE 49199 0 0 Direxion Daily Gold Miners Ind ETP 25460G781 390 5616 SH SOLE 5616 0 0 Direxion Daily Junior Gold Min ETP 25460G807 683 70052 SH SOLE 70052 0 0 Direxion Daily Junior Gold Min ETP 25460G831 273 2264 SH SOLE 2264 0 0 Direxion Daily 20 Year Plus Tr ETP 25460G849 423 7829 SH SOLE 7829 0 0 Direxion Shares Etf Trust-Dire ETP 25460G864 306 2550 SH SOLE 2550 0 0 Direxion Daily Emerging Market ETP 25490K281 1017 10884 SH SOLE 10884 0 0 Direxion Daily S&P Biotech Bul ETP 25490K323 258 2567 SH SOLE 2567 0 0 Direxion Shares Etf Trust-Dire ETP 25490K596 960 20788 SH SOLE 20788 0 0 US Global Jets ETF ETP 26922A842 1546 69082 SH SOLE 69082 0 0 Wedbush ETFMG Video Game Tech ETP 26924G706 215 2726 SH SOLE 2726 0 0 Editas Medicine Inc Common Stock 28106W103 404 5756 SH SOLE 5756 0 0 Emles Real Estate Credit ETF ETP 291361608 960 37595 SH SOLE 37595 0 0 Energy Fuels Inc/Canada Common Stock 292671708 45 10574 SH SOLE 10574 0 0 Exact Sciences Corp Common Stock 30063P105 231 1740 SH SOLE 1740 0 0 ROBO Global Robotics and Autom ETP 301505707 1116 18334 SH SOLE 18334 0 0 Emerging Markets Internet and ETP 301505889 718 11285 SH SOLE 11285 0 0 Cabana Target Drawdown 7 ETF ETP 30151E723 265 10865 SH SOLE 10865 0 0 Fintech Acquisition Corp IV Unit 31810N302 750 62883 SH SOLE 62883 0 0 First Trust NYSE Arca Biotechn ETP 33733E203 2301 13695 SH SOLE 13695 0 0 First Trust Dow Jones Internet ETP 33733E302 6063 28570 SH SOLE 28570 0 0 First Trust NASDAQ Clean Edge ETP 33733E500 888 12639 SH SOLE 12639 0 0 First Trust BICK Index Fund ETP 33733H107 234 6228 SH SOLE 6228 0 0 First Trust Large Cap Core Alp ETP 33734K109 326 4445 SH SOLE 4445 0 0 First Trust Technology AlphaDE ETP 33734X176 1877 16785 SH SOLE 16785 0 0 First Trust Utilities AlphaDEX ETP 33734X184 864 30433 SH SOLE 30433 0 0 First Trust Cloud Computing ET ETP 33734X192 272 2858 SH SOLE 2858 0 0 First Trust Dow Jones Internat ETP 33734X770 353 7772 SH SOLE 7772 0 0 First Trust Small Cap Core Alp ETP 33734Y109 717 9310 SH SOLE 9310 0 0 First Trust NASDAQ-100 Technol ETP 337345102 437 3164 SH SOLE 3164 0 0 First Trust Mid Cap Core Alpha ETP 33735B108 694 8353 SH SOLE 8353 0 0 First Trust Large Cap Growth A ETP 33735K108 210 2175 SH SOLE 2175 0 0 First Trust STOXX European Sel ETP 33735T109 135 10534 SH SOLE 10534 0 0 First Trust China AlphaDEX Fun ETP 33737J141 556 19314 SH SOLE 19314 0 0 First Trust Japan AlphaDEX Fun ETP 33737J158 285 5514 SH SOLE 5514 0 0 First Trust Developed Markets ETP 33737J174 549 9717 SH SOLE 9717 0 0 First Trust Switzerland AlphaD ETP 33737J232 399 6672 SH SOLE 6672 0 0 First Trust Emerging Markets S ETP 33737J307 521 12689 SH SOLE 12689 0 0 First Trust Mid Cap Growth Alp ETP 33737M102 228 3481 SH SOLE 3481 0 0 First Trust Exchange-Traded Fu ETP 33738D408 766 15716 SH SOLE 15716 0 0 First Trust Long Duration Oppo ETP 33738D606 260 8965 SH SOLE 8965 0 0 First Trust Nasdaq Artificial ETP 33738R720 364 7250 SH SOLE 7250 0 0 First Trust Global Tactical Co ETP 33739H101 502 25993 SH SOLE 25993 0 0 First Trust Managed Municipal ETP 33739N108 1378 24285 SH SOLE 24285 0 0 First Trust Emerging Markets L ETP 33739P202 1897 49841 SH SOLE 49841 0 0 First Trust Municipal High Inc ETP 33739P301 3342 62219 SH SOLE 62219 0 0 First Trust RiverFront Dynamic ETP 33739P707 2271 32873 SH SOLE 32873 0 0 First Trust Short Duration Man ETP 33739P830 352 16905 SH SOLE 16905 0 0 First Trust Exchange-Traded Fu ETP 33739Q309 1091 22809 SH SOLE 22809 0 0 First Trust Ultra Short Durati ETP 33740J104 533 26403 SH SOLE 26403 0 0 First Trust Alternative Absolu ETP 33740Y101 479 17570 SH SOLE 17570 0 0 FlexShares Global Upstream Nat ETP 33939L407 318 9786 SH SOLE 9786 0 0 FlexShares iBoxx 3-Year Target ETP 33939L506 3545 135876 SH SOLE 135876 0 0 FlexShares iBoxx 5-Year Target ETP 33939L605 386 13869 SH SOLE 13869 0 0 FlexShares High Yield Value-Sc ETP 33939L662 4137 84218 SH SOLE 84218 0 0 Flexshares Trust-Flexshares Di ETP 33939L779 256 10625 SH SOLE 10625 0 0 FlexShares STOXX Global Broad ETP 33939L795 730 13572 SH SOLE 13572 0 0 FlexShares International Quali ETP 33939L837 1014 41962 SH SOLE 41962 0 0 FlexShares Ready Access Variab ETP 33939L886 234 3062 SH SOLE 3062 0 0 Franklin Liberty Investment Gr ETP 35473P603 425 15688 SH SOLE 15688 0 0 GCM GROSVENOR INC - CLASS A Equity WRT 36831E116 61 34124 SH SOLE 34124 0 0 Global X MSCI China Consumer D ETP 37950E408 285 8011 SH SOLE 8011 0 0 Global X Social Media ETF ETP 37950E416 1049 16974 SH SOLE 16974 0 0 Global X CleanTech ETF ETP 37954Y228 433 19045 SH SOLE 19045 0 0 Global X Data Center REITs & D ETP 37954Y236 964 61850 SH SOLE 61850 0 0 Global X Emerging Markets Inte ETP 37954Y244 347 21594 SH SOLE 21594 0 0 Global X Genomics & Biotechnol ETP 37954Y434 507 21381 SH SOLE 21381 0 0 Global X Cloud Computing ETF ETP 37954Y442 6074 217695 SH SOLE 217695 0 0 Global X Dax Germany ETF ETP 37954Y491 810 26410 SH SOLE 26410 0 0 Global X Artificial Intelligen ETP 37954Y632 2211 81284 SH SOLE 81284 0 0 Global X Health & Wellness The ETP 37954Y798 700 27367 SH SOLE 27367 0 0 Goldman Sachs Access Ultra Sho ETP 381430230 650 12787 SH SOLE 12787 0 0 Goldman Sachs Access Treasury ETP 381430529 5224 52181 SH SOLE 52181 0 0 Goldman Sachs Innovate Equity ETP 38149W820 496 8950 SH SOLE 8950 0 0 Goldman Sachs Physical Gold ET ETP 38150K103 4365 230461 SH SOLE 230461 0 0 GraniteShares Bloomberg Commod ETP 38747R108 639 27193 SH SOLE 27193 0 0 Graniteshares Gold Trust ETP 38748G101 3632 192262 SH SOLE 192262 0 0 HSBC Holdings PLC ADR 404280406 560 21594 SH SOLE 21594 0 0 Hartford Total Return Bond ETF ETP 41653L305 1273 30493 SH SOLE 30493 0 0 Hartford Short Duration ETF ETP 41653L602 861 20884 SH SOLE 20884 0 0 Highland/iBoxx Senior Loan ETF ETP 430101774 3939 245862 SH SOLE 245862 0 0 IQ S&P High Yield Low Volatili ETP 45409B412 345 13550 SH SOLE 13550 0 0 IQ MacKay Municipal Intermedia ETP 45409F827 1437 53755 SH SOLE 53755 0 0 IQ MacKay Municipal Insured ET ETP 45409F843 572 20698 SH SOLE 20698 0 0 Intellia Therapeutics Inc Common Stock 45826J105 306 5622 SH SOLE 5622 0 0 Intercontinental Exchange Inc Common Stock 45866F104 299 2594 SH SOLE 2594 0 0 Invesco Variable Rate Investme ETP 46090A879 346 13864 SH SOLE 13864 0 0 Invesco Aerospace & Defense ET ETP 46137V100 374 5512 SH SOLE 5512 0 0 Invesco WilderHill Clean Energ ETP 46137V134 3627 35082 SH SOLE 35082 0 0 Invesco S&P 500 Top 50 ETF ETP 46137V233 2648 9284 SH SOLE 9284 0 0 Invesco S&P 500 Equal Weight U ETP 46137V274 813 8126 SH SOLE 8126 0 0 Invesco S&P 500 Equal Weight C ETP 46137V373 227 1503 SH SOLE 1503 0 0 Invesco Cleantech ETF ETP 46137V407 807 10736 SH SOLE 10736 0 0 Invesco FTSE RAFI US 1500 Smal ETP 46137V597 255 1687 SH SOLE 1687 0 0 Invesco Financial Preferred ET ETP 46137V621 1160 60408 SH SOLE 60408 0 0 Invesco Dynamic Large Cap Valu ETP 46137V738 470 12190 SH SOLE 12190 0 0 Invesco Dynamic Large Cap Grow ETP 46137V746 299 4428 SH SOLE 4428 0 0 Invesco DWA Momentum ETF ETP 46137V837 313 3571 SH SOLE 3571 0 0 Invesco DWA Consumer Staples M ETP 46137V886 702 8108 SH SOLE 8108 0 0 Invesco 1-30 Laddered Treasury ETP 46138E107 1214 31577 SH SOLE 31577 0 0 Invesco S&P MidCap Low Volatil ETP 46138E198 3040 63167 SH SOLE 63167 0 0 Invesco California AMT-Free Mu ETP 46138E206 272 9697 SH SOLE 9697 0 0 Invesco S&P International Deve ETP 46138E214 649 22061 SH SOLE 22061 0 0 Invesco S&P International Deve ETP 46138E230 246 8213 SH SOLE 8213 0 0 Invesco S&P Emerging Markets L ETP 46138E297 342 15313 SH SOLE 15313 0 0 Invesco S&P 500 Low Volatility ETP 46138E354 2725 48456 SH SOLE 48456 0 0 Invesco S&P 500 High Dividend ETP 46138E362 535 14228 SH SOLE 14228 0 0 Invesco Preferred ETF ETP 46138E511 389 25517 SH SOLE 25517 0 0 Invesco National AMT-Free Muni ETP 46138E537 787 29021 SH SOLE 29021 0 0 Invesco MSCI Global Timber ETF ETP 46138E545 457 13599 SH SOLE 13599 0 0 Invesco KBW Property & Casualt ETP 46138E586 451 6600 SH SOLE 6600 0 0 Invesco KBW High Dividend Yiel ETP 46138E610 180 10866 SH SOLE 10866 0 0 Invesco International Corporat ETP 46138E636 720 23838 SH SOLE 23838 0 0 Invesco International BuyBack ETP 46138E644 422 10977 SH SOLE 10977 0 0 Invesco Fundamental High Yield ETP 46138E719 854 43943 SH SOLE 43943 0 0 Invesco FTSE RAFI Developed Ma ETP 46138E743 269 6345 SH SOLE 6345 0 0 Invesco FTSE International Low ETP 46138E768 3445 115999 SH SOLE 115999 0 0 Invesco China Technology ETF ETP 46138E800 594 7215 SH SOLE 7215 0 0 Invesco S&P SmallCap Low Volat ETP 46138G102 1386 34018 SH SOLE 34018 0 0 Invesco S&P Ultra Dividend Rev ETP 46138G656 1087 32160 SH SOLE 32160 0 0 Invesco Taxable Municipal Bond ETP 46138G805 685 20453 SH SOLE 20453 0 0 Invesco Treasury Collateral ET ETP 46138G888 1119 10587 SH SOLE 10587 0 0 Invesco BulletShares 2024 Muni ETP 46138J536 559 21730 SH SOLE 21730 0 0 Invesco BulletShares 2024 USD ETP 46138J650 260 9878 SH SOLE 9878 0 0 Invesco BulletShares 2022 USD ETP 46138J676 585 22539 SH SOLE 22539 0 0 Invesco RAFI Strategic Develop ETP 46138J726 4121 151397 SH SOLE 151397 0 0 Invesco Defensive Equity ETF ETP 46138J775 362 6118 SH SOLE 6118 0 0 Invesco BulletShares 2021 High ETP 46138J809 3038 131529 SH SOLE 131529 0 0 Invesco BulletShares 2025 High ETP 46138J817 1411 57559 SH SOLE 57559 0 0 Invesco BulletShares 2024 High ETP 46138J833 202 8105 SH SOLE 8105 0 0 Invesco BulletShares 2023 High ETP 46138J858 987 38894 SH SOLE 38894 0 0 Invesco BulletShares 2023 Corp ETP 46138J866 224 10227 SH SOLE 10227 0 0 Invesco BulletShares 2022 High ETP 46138J874 5690 243780 SH SOLE 243780 0 0 Invesco DB Agriculture Fund ETP 46140H106 1121 69474 SH SOLE 69474 0 0 Invesco DB Energy Fund ETP 46140H304 698 64378 SH SOLE 64378 0 0 Invesco DB Precious Metals Fun ETP 46140H502 3921 74321 SH SOLE 74321 0 0 Invesco DB Gold Fund ETP 46140H601 4061 73372 SH SOLE 73372 0 0 Invesco DB Base Metals Fund ETP 46140H700 335 19432 SH SOLE 19432 0 0 Invesco DB US Dollar Index Bea ETP 46141D104 727 33401 SH SOLE 33401 0 0 Invesco DB US Dollar Index Bul ETP 46141D203 1285 53002 SH SOLE 53002 0 0 Invitae Corp Common Stock 46185L103 607 14508 SH SOLE 14508 0 0 Iovance Biotherapeutics Inc Common Stock 462260100 306 6600 SH SOLE 6600 0 0 iShares S&P GSCI Commodity Ind ETP 46428R107 7297 591775 SH SOLE 591775 0 0 iShares US & International Hig ETP 464286178 243 4794 SH SOLE 4794 0 0 iShares JP Morgan EM Corporate ETP 464286251 3036 57179 SH SOLE 57179 0 0 iShares J.P. Morgan EM High Yi ETP 464286285 2175 46932 SH SOLE 46932 0 0 iShares MSCI World ETF ETP 464286392 2605 23173 SH SOLE 23173 0 0 iShares MSCI Brazil ETF ETP 464286400 9948 268345 SH SOLE 268345 0 0 iShares MSCI Emerging Markets ETP 464286426 426 4858 SH SOLE 4858 0 0 iShares MSCI Japan Small-Cap E ETP 464286582 373 4722 SH SOLE 4722 0 0 iShares MSCI BRIC ETF ETP 464286657 2121 40618 SH SOLE 40618 0 0 iShares MSCI France ETF ETP 464286707 1699 51089 SH SOLE 51089 0 0 iShares MSCI Switzerland ETF ETP 464286749 3174 71037 SH SOLE 71037 0 0 iShares MSCI South Korea ETF ETP 464286772 22466 261085 SH SOLE 261085 0 0 iShares MSCI South Africa ETF ETP 464286780 954 21762 SH SOLE 21762 0 0 iShares MSCI Mexico ETF ETP 464286822 645 15004 SH SOLE 15004 0 0 iShares S&P 100 ETF ETP 464287101 382 2225 SH SOLE 2225 0 0 iShares Morningstar Large-Cap ETP 464287127 744 3433 SH SOLE 3433 0 0 iShares Core S&P Total US Stoc ETP 464287150 3286 38109 SH SOLE 38109 0 0 iShares Select Dividend ETF ETP 464287168 223 2317 SH SOLE 2317 0 0 iShares TIPS Bond ETF ETP 464287176 6991 54765 SH SOLE 54765 0 0 iShares China Large-Cap ETF ETP 464287184 23856 513815 SH SOLE 513815 0 0 iShares Transportation Average ETP 464287192 3424 15525 SH SOLE 15525 0 0 iShares Global Comm Services E ETP 464287275 458 6170 SH SOLE 6170 0 0 iShares Global Tech ETF ETP 464287291 343 1143 SH SOLE 1143 0 0 iShares Global Healthcare ETF ETP 464287325 637 8338 SH SOLE 8338 0 0 iShares Global Energy ETF ETP 464287341 834 41087 SH SOLE 41087 0 0 iShares JPX Nikkei 400 Index E ETP 464287382 3054 42186 SH SOLE 42186 0 0 iShares Russell Mid-Cap Growth ETP 464287481 9837 95830 SH SOLE 95830 0 0 iShares Core S&P Mid-Cap ETF ETP 464287507 7042 30639 SH SOLE 30639 0 0 iShares Expanded Tech-Software ETP 464287515 14216 40146 SH SOLE 40146 0 0 iShares PHLX Semiconductor ETF ETP 464287523 5726 15101 SH SOLE 15101 0 0 iShares Expanded Tech Sector E ETP 464287549 1755 5016 SH SOLE 5016 0 0 iShares Nasdaq Biotechnology E ETP 464287556 1039 6860 SH SOLE 6860 0 0 iShares S&P Mid-Cap 400 Growth ETP 464287606 403 5585 SH SOLE 5585 0 0 iShares Russell 1000 Growth ET ETP 464287614 1639 6795 SH SOLE 6795 0 0 iShares Russell 2000 ETF ETP 464287655 63530 324031 SH SOLE 324031 0 0 iShares U.S. Real Estate ETF ETP 464287739 799 9333 SH SOLE 9333 0 0 iShares US Financials ETF ETP 464287788 2291 34308 SH SOLE 34308 0 0 iShares U.S. Energy ETF ETP 464287796 236 11682 SH SOLE 11682 0 0 iShares S&P Small-Cap 600 Grow ETP 464287887 1371 12007 SH SOLE 12007 0 0 iShares International Treasury ETP 464288117 317 5711 SH SOLE 5711 0 0 iShares 1-3 Year International ETP 464288125 225 2638 SH SOLE 2638 0 0 iShares Agency Bond ETF ETP 464288166 822 6876 SH SOLE 6876 0 0 iShares Global Timber & Forest ETP 464288174 464 5829 SH SOLE 5829 0 0 iShares Emerging Markets Infra ETP 464288216 220 8947 SH SOLE 8947 0 0 iShares MSCI ACWI ETF ETP 464288257 90445 996971 SH SOLE 996971 0 0 iShares MSCI Kokusai ETF ETP 464288265 314 3760 SH SOLE 3760 0 0 iShares MSCI EAFE Small-Cap ET ETP 464288273 5519 80739 SH SOLE 80739 0 0 iShares New York Muni Bond ETF ETP 464288323 315 5410 SH SOLE 5410 0 0 iShares California Muni Bond E ETP 464288356 610 9716 SH SOLE 9716 0 0 iShares Morningstar Mid-Cap Va ETP 464288406 560 3581 SH SOLE 3581 0 0 iShares National Muni Bond ETF ETP 464288414 6607 56376 SH SOLE 56376 0 0 iShares International Develope ETP 464288422 567 15903 SH SOLE 15903 0 0 iShares Asia 50 ETF ETP 464288430 1983 22752 SH SOLE 22752 0 0 iShares International Develope ETP 464288489 211 7755 SH SOLE 7755 0 0 iShares MSCI Europe Small-Cap ETP 464288497 299 4819 SH SOLE 4819 0 0 iShares Intermediate Governmen ETP 464288612 699 5943 SH SOLE 5943 0 0 iShares 5-10 Year Investment G ETP 464288638 6428 104029 SH SOLE 104029 0 0 iShares 3-7 Year Treasury Bond ETP 464288661 13949 104895 SH SOLE 104895 0 0 iShares Short Treasury Bond ET ETP 464288679 21263 192374 SH SOLE 192374 0 0 iShares Global Materials ETF ETP 464288695 302 3708 SH SOLE 3708 0 0 iShares Global Utilities ETF ETP 464288711 688 11453 SH SOLE 11453 0 0 iShares Global Consumer Staple ETP 464288737 458 7862 SH SOLE 7862 0 0 iShares Global Consumer Discre ETP 464288745 848 5451 SH SOLE 5451 0 0 iShares US Aerospace & Defense ETP 464288760 3480 36737 SH SOLE 36737 0 0 iShares U.S. Medical Devices E ETP 464288810 759 2318 SH SOLE 2318 0 0 iShares U.S. Healthcare Provid ETP 464288828 1180 5030 SH SOLE 5030 0 0 iShares US Pharmaceuticals ETF ETP 464288836 208 1161 SH SOLE 1161 0 0 iShares MSCI EAFE Growth ETF ETP 464288885 1777 17609 SH SOLE 17609 0 0 iShares Russell Top 200 Growth ETP 464289438 2401 18048 SH SOLE 18048 0 0 iShares India 50 ETF ETP 464289529 1286 30298 SH SOLE 30298 0 0 iShares US Treasury Bond ETF ETP 46429B267 3438 126194 SH SOLE 126194 0 0 iShares Aaa - A Rated Corporat ETP 46429B291 1943 33206 SH SOLE 33206 0 0 iShares MSCI Indonesia ETF ETP 46429B309 578 24664 SH SOLE 24664 0 0 iShares MSCI Ireland ETF ETP 46429B507 355 7038 SH SOLE 7038 0 0 iShares MSCI India ETF ETP 46429B598 488 12145 SH SOLE 12145 0 0 iShares Core High Dividend ETF ETP 46429B663 950 10837 SH SOLE 10837 0 0 iShares MSCI EAFE Min Vol Fact ETP 46429B689 203 2766 SH SOLE 2766 0 0 iShares MSCI USA Min Vol Facto ETP 46429B697 1731 25498 SH SOLE 25498 0 0 iShares 0-5 Year TIPS Bond ETF ETP 46429B747 12300 117779 SH SOLE 117779 0 0 BlackRock Short Maturity Bond ETP 46431W507 412 8210 SH SOLE 8210 0 0 iShares Interest Rate Hedged H ETP 46431W606 1660 19229 SH SOLE 19229 0 0 BlackRock Short Maturity Munic ETP 46431W838 2588 51520 SH SOLE 51520 0 0 iShares Commodities Select Str ETP 46431W853 246 9210 SH SOLE 9210 0 0 iShares MSCI USA Quality Facto ETP 46432F339 1827 15724 SH SOLE 15724 0 0 iShares MSCI USA Value Factor ETP 46432F388 2849 32783 SH SOLE 32783 0 0 iShares MSCI USA Momentum Fact ETP 46432F396 1201 7444 SH SOLE 7444 0 0 iShares Core MSCI Total Intern ETP 46432F834 5609 83484 SH SOLE 83484 0 0 iShares Core MSCI EAFE ETF ETP 46432F842 57734 835635 SH SOLE 835635 0 0 iShares Core 1-5 Year USD Bond ETP 46432F859 1128 21834 SH SOLE 21834 0 0 iShares MSCI Taiwan ETF ETP 46434G772 9669 182158 SH SOLE 182158 0 0 iShares MSCI Malaysia ETF ETP 46434G814 215 7481 SH SOLE 7481 0 0 iShares iBonds Dec 2021 Term C ETP 46434VBK5 332 13344 SH SOLE 13344 0 0 iShares MSCI International Sma ETP 46434V266 1711 51431 SH SOLE 51431 0 0 iShares MSCI International Mul ETP 46434V274 2165 79644 SH SOLE 79644 0 0 iShares MSCI Saudi Arabia ETF ETP 46434V423 273 8780 SH SOLE 8780 0 0 iShares Core Total USD Bond Ma ETP 46434V613 822 15052 SH SOLE 15052 0 0 iShares Core Dividend Growth E ETP 46434V621 951 21210 SH SOLE 21210 0 0 iShares Currency Hedged MSCI E ETP 46434V639 562 18018 SH SOLE 18018 0 0 iShares Core MSCI Pacific ETF ETP 46434V696 20573 319355 SH SOLE 319355 0 0 iShares Currency Hedged MSCI G ETP 46434V704 3208 109755 SH SOLE 109755 0 0 iShares Currency Hedged MSCI E ETP 46434V803 1720 56455 SH SOLE 56455 0 0 iShares Treasury Floating Rate ETP 46434V860 2810 55897 SH SOLE 55897 0 0 BlackRock Ultra Short-Term Bon ETP 46434V878 297 5878 SH SOLE 5878 0 0 iShares Currency Hedged MSCI J ETP 46434V886 4680 130481 SH SOLE 130481 0 0 iShares Investment Grade Bond ETP 46435G219 369 6671 SH SOLE 6671 0 0 iShares ESG Aware 1-5 Year USD ETP 46435G243 3040 116136 SH SOLE 116136 0 0 iShares High Yield Bond Factor ETP 46435G250 1045 20401 SH SOLE 20401 0 0 iShares Russell 2500 ETF ETP 46435G268 1491 26269 SH SOLE 26269 0 0 iShares iBonds Dec 2023 Term M ETP 46435G318 296 11311 SH SOLE 11311 0 0 iShares Core MSCI Internationa ETP 46435G326 2108 34208 SH SOLE 34208 0 0 iShares Mortgage Real Estate E ETP 46435G342 302 9467 SH SOLE 9467 0 0 iShares MSCI USA Small-Cap Min ETP 46435G433 3295 97230 SH SOLE 97230 0 0 iShares Trust iShares ESG Adva ETP 46435G441 2650 50331 SH SOLE 50331 0 0 iShares Fallen Angels USD Bond ETP 46435G474 10347 351598 SH SOLE 351598 0 0 iShares MSCI International Siz ETP 46435G508 1003 34220 SH SOLE 34220 0 0 iShares Currency Hedged MSCI C ETP 46435G706 1089 40274 SH SOLE 40274 0 0 iShares Currency Hedged JPX-Ni ETP 46435G722 608 18647 SH SOLE 18647 0 0 iShares iBonds Dec 2022 Term M ETP 46435G755 633 24007 SH SOLE 24007 0 0 iShares Currency Hedged MSCI A ETP 46435G847 1510 51310 SH SOLE 51310 0 0 iShares Currency Hedged MSCI U ETP 46435G862 2416 117762 SH SOLE 117762 0 0 iShares Cybersecurity and Tech ETP 46435U135 262 6503 SH SOLE 6503 0 0 iShares iBonds 2025 Term High ETP 46435U168 537 21542 SH SOLE 21542 0 0 iShares iBonds 2022 Term High ETP 46435U176 1638 67505 SH SOLE 67505 0 0 iShares iBonds 2024 Term High ETP 46435U184 688 28294 SH SOLE 28294 0 0 iShares Genomics Immunology an ETP 46435U192 292 6356 SH SOLE 6356 0 0 iShares iBonds 2021 Term High ETP 46435U226 880 36323 SH SOLE 36323 0 0 iShares iBonds Dec 2025 Term M ETP 46435U432 1007 35762 SH SOLE 35762 0 0 iShares Global Green Bond ETF ETP 46435U440 719 12786 SH SOLE 12786 0 0 iShares Robotics & Artificial ETP 46435U556 1640 41169 SH SOLE 41169 0 0 iShares U.S. Fixed Income Bala ETP 46435U796 288 2807 SH SOLE 2807 0 0 iShares iBonds Dec 2029 Term C ETP 46436E205 233 8463 SH SOLE 8463 0 0 iShares iBonds 2026 Term High ETP 46436E528 1939 76214 SH SOLE 76214 0 0 Ishares 25 Year Treasury STRI ETP 46436E577 866 36522 SH SOLE 36522 0 0 iShares ESG Advanced Total USD ETP 46436E619 819 16165 SH SOLE 16165 0 0 iShares 0-3 Month Treasury Bon ETP 46436E718 4645 46444 SH SOLE 46444 0 0 iShares ESG Advanced MSCI EM E ETP 46436E742 2727 64972 SH SOLE 64972 0 0 iShares ESG Advanced MSCI EAFE ETP 46436E759 2989 47290 SH SOLE 47290 0 0 iShares ESG Advanced MSCI USA ETP 46436E767 1617 51647 SH SOLE 51647 0 0 iShares iBonds Dec 2029 Term T ETP 46436E825 743 28338 SH SOLE 28338 0 0 iShares iBonds Dec 2027 Term T ETP 46436E841 755 28811 SH SOLE 28811 0 0 iShares iBonds Dec 2026 Term T ETP 46436E858 467 17817 SH SOLE 17817 0 0 iShares iBonds Dec 2024 Term T ETP 46436E874 248 9550 SH SOLE 9550 0 0 JPMorgan Chase & Co Common Stock 46625H100 350 2752 SH SOLE 2752 0 0 JPMorgan Diversified Return In ETP 46641Q209 719 12355 SH SOLE 12355 0 0 JPMorgan BetaBuilders U.S. Sma ETP 46641Q290 6313 109574 SH SOLE 109574 0 0 JPMorgan Diversified Return Em ETP 46641Q308 292 5315 SH SOLE 5315 0 0 JPMorgan BetaBuilders US Mid C ETP 46641Q340 323 4099 SH SOLE 4099 0 0 JPMorgan BetaBuilders Internat ETP 46641Q373 31178 563899 SH SOLE 563899 0 0 JPMorgan BetaBuilders US Equit ETP 46641Q399 4241 61637 SH SOLE 61637 0 0 JPMorgan U.S. Aggregate Bond E ETP 46641Q613 697 25021 SH SOLE 25021 0 0 JPMorgan Ultra-Short Municipal ETP 46641Q654 9684 189737 SH SOLE 189737 0 0 JPMorgan BetaBuilders Develope ETP 46641Q688 291 10747 SH SOLE 10747 0 0 JPMorgan BetaBuilders Europe E ETP 46641Q720 3582 137124 SH SOLE 137124 0 0 JPMorgan Diversified Return US ETP 46641Q845 252 6996 SH SOLE 6996 0 0 JPMorgan High Yield Research E ETP 46641Q878 1431 27579 SH SOLE 27579 0 0 JD.com Inc ADR 47215P106 515 5861 SH SOLE 5861 0 0 John Hancock Multifactor Small ETP 47804J842 613 19984 SH SOLE 19984 0 0 KE Holdings Inc ADR 482497104 228 3700 SH SOLE 3700 0 0 KraneShares CICC China Leaders ETP 500767207 290 9239 SH SOLE 9239 0 0 KraneShares CSI China Internet ETP 500767306 866 11283 SH SOLE 11283 0 0 KraneShares Bosera MSCI China ETP 500767405 895 19496 SH SOLE 19496 0 0 KraneShares CICC China Consume ETP 500767595 522 19345 SH SOLE 19345 0 0 Legg Mason Low Volatility High ETP 52468L406 296 9128 SH SOLE 9128 0 0 Western Asset Total Return ETF ETP 52468L810 309 10938 SH SOLE 10938 0 0 LendingTree Inc Common Stock 52603B107 270 987 SH SOLE 987 0 0 AAF First Priority CLO Bond ET ETP 53656F656 1080 43084 SH SOLE 43084 0 0 Roundhill BITKRAFT Esports & D ETP 53656F706 688 22839 SH SOLE 22839 0 0 Roundhill Sports Betting & iGa ETP 53656F789 1209 46793 SH SOLE 46793 0 0 LORDSTOWN MOTORS CORP-CL A Equity WRT 54405Q118 97 11224 SH SOLE 11224 0 0 Tortoise North American Pipeli ETP 56167N720 496 28632 SH SOLE 28632 0 0 Materialise NV ADR 57667T100 247 4553 SH SOLE 4553 0 0 Morgan Stanley Common Stock 617446448 206 2999 SH SOLE 2999 0 0 NIO Inc ADR 62914V106 279 5717 SH SOLE 5717 0 0 NetEase Inc ADR 64110W102 201 2094 SH SOLE 2094 0 0 NextEra Energy Inc Common Stock 65339F101 339 4389 SH SOLE 4389 0 0 NexGen Energy Ltd Common Stock 65340P106 46 16643 SH SOLE 16643 0 0 Northern Genesis Acquisition C Unit 66516T203 210 10068 SH SOLE 10068 0 0 Novartis AG ADR 66987V109 708 7497 SH SOLE 7497 0 0 Nuveen Enhanced Yield US Aggre ETP 67092P102 3938 153210 SH SOLE 153210 0 0 Nuveen Enhanced Yield 1-5 Year ETP 67092P110 800 31346 SH SOLE 31346 0 0 Nuveen ESG US Aggregate Bond E ETP 67092P870 1536 57323 SH SOLE 57323 0 0 PGIM Ultra Short Bond ETF ETP 69344A107 312 6268 SH SOLE 6268 0 0 PGIM Active High Yield Bond ET ETP 69344A206 1938 47763 SH SOLE 47763 0 0 PagerDuty Inc Common Stock 69553P100 219 5256 SH SOLE 5256 0 0 PIMCO 1-5 Year U.S. TIPS Index ETP 72201R205 4536 83730 SH SOLE 83730 0 0 PIMCO 15 Year U.S. TIPS Index ETP 72201R304 1105 12465 SH SOLE 12465 0 0 PIMCO Broad U.S. TIPS Index Ex ETP 72201R403 2860 43690 SH SOLE 43690 0 0 PIMCO Enhanced Low Duration Ac ETP 72201R718 1025 10048 SH SOLE 10048 0 0 PIMCO Active Bond Exchange-Tra ETP 72201R775 574 5076 SH SOLE 5076 0 0 PIMCO Investment Grade Corpora ETP 72201R817 287 2452 SH SOLE 2452 0 0 PIMCO Intermediate Municipal B ETP 72201R866 226 3983 SH SOLE 3983 0 0 PIMCO Short Term Municipal Bon ETP 72201R874 986 19170 SH SOLE 19170 0 0 Pinduoduo Inc ADR 722304102 483 2720 SH SOLE 2720 0 0 Procure Space ETF ETP 74280R205 773 30333 SH SOLE 30333 0 0 ProShares Short Dow30 ETP 74347B235 250 6366 SH SOLE 6366 0 0 ProShares UltraPro Short S&P 5 ETP 74347B268 1471 248483 SH SOLE 248483 0 0 ProShares UltraShort Dow30 ETP 74347B276 233 18644 SH SOLE 18644 0 0 ProShares UltraShort MSCI Braz ETP 74347B292 227 26390 SH SOLE 26390 0 0 ProShares S&P 500 Bond ETF ETP 74347B318 695 7354 SH SOLE 7354 0 0 ProShares UltraShort S&P500 ETP 74347B383 850 68640 SH SOLE 68640 0 0 ProShares Short S&P500 ETP 74347B425 4174 232297 SH SOLE 232297 0 0 ProShares DJ Brookfield Global ETP 74347B508 563 13719 SH SOLE 13719 0 0 Proshares Trust-Proshares Russ ETP 74347B698 594 10353 SH SOLE 10353 0 0 ProShares Short QQQ ETP 74347B714 455 31563 SH SOLE 31563 0 0 ProShares UltraPro Short Dow30 ETP 74347G309 431 33819 SH SOLE 33819 0 0 ProShares MSCI Transformationa ETP 74347G796 1278 30263 SH SOLE 30263 0 0 Proshares Trust-Proshares K-1 ETP 74347G804 453 10540 SH SOLE 10540 0 0 ProShares Short High Yield ETP 74347R131 1362 72975 SH SOLE 72975 0 0 ProShares Ultra QQQ ETP 74347R206 220 1913 SH SOLE 1913 0 0 ProShares Ultra Dow30 ETP 74347R305 1311 23227 SH SOLE 23227 0 0 ProShares Short MSCI EAFE ETP 74347R370 1261 61900 SH SOLE 61900 0 0 ProShares Ultra Russell2000 ETP 74347R842 3717 41485 SH SOLE 41485 0 0 ProShares UltraShort Silver ETP 74347W114 377 55065 SH SOLE 55065 0 0 ProShares Short VIX Short-Term ETP 74347W130 729 17593 SH SOLE 17593 0 0 ProShares VIX Mid-Term Futures ETP 74347W338 2135 58184 SH SOLE 58184 0 0 ProShares Ultra Silver ETP 74347W353 471 9178 SH SOLE 9178 0 0 ProShares Ultra Gold ETP 74347W601 516 7564 SH SOLE 7564 0 0 ProShares UltraShort Bloomberg ETP 74347W668 417 35796 SH SOLE 35796 0 0 ProShares UltraPro Russell2000 ETP 74347X799 569 7224 SH SOLE 7224 0 0 ProShares UltraPro MidCap400 ETP 74347X815 307 3015 SH SOLE 3015 0 0 ProShares UltraPro Dow30 ETP 74347X823 546 5328 SH SOLE 5328 0 0 ProShares UltraPro QQQ ETP 74347X831 6293 34616 SH SOLE 34616 0 0 ProShares Short 20 Year Treas ETP 74347X849 1315 83340 SH SOLE 83340 0 0 ProShares UltraPro S&P 500 ETP 74347X864 656 8537 SH SOLE 8537 0 0 ProShares Ultra Bloomberg Natu ETP 74347Y870 4803 227996 SH SOLE 227996 0 0 ProShares Ultra Bloomberg Crud ETP 74347Y888 759 20927 SH SOLE 20927 0 0 ProShares UltraPro Short Russe ETP 74348A152 412 118476 SH SOLE 118476 0 0 ProShares Short Russell2000 ETP 74348A210 4567 179670 SH SOLE 179670 0 0 ProShares UltraShort Russell20 ETP 74348A319 112 22274 SH SOLE 22274 0 0 ProShares S&P 500 Dividend Ari ETP 74348A467 735 9199 SH SOLE 9199 0 0 Proto Labs Inc Common Stock 743713109 402 2618 SH SOLE 2618 0 0 Pure Storage Inc Common Stock 74624M102 351 15540 SH SOLE 15540 0 0 Roku Inc Common Stock 77543R102 1033 3112 SH SOLE 3112 0 0 SPDR S&P 500 ETF Trust ETP 78462F103 17814 47646 SH SOLE 47646 0 0 SPDR S&P North American Natura ETP 78463X152 466 14055 SH SOLE 14055 0 0 SPDR EURO STOXX Small Cap ETF ETP 78463X392 605 8498 SH SOLE 8498 0 0 SPDR S&P China ETF ETP 78463X400 295 2263 SH SOLE 2263 0 0 SPDR MSCI EAFE StrategicFactor ETP 78463X434 773 11063 SH SOLE 11063 0 0 SPDR Portfolio Emerging Market ETP 78463X509 3446 81735 SH SOLE 81735 0 0 SPDR S&P Global Natural Resour ETP 78463X541 1065 23786 SH SOLE 23786 0 0 SPDR S&P Emerging Markets Smal ETP 78463X756 1005 19462 SH SOLE 19462 0 0 SPDR MSCI ACWI ex-US ETF ETP 78463X848 22597 817234 SH SOLE 817234 0 0 SPDR S&P Global Infrastructure ETP 78463X855 656 13147 SH SOLE 13147 0 0 SPDR FactSet Innovative Techno ETP 78464A110 3252 15120 SH SOLE 15120 0 0 SPDR Bloomberg Barclays Intern ETP 78464A151 1308 34511 SH SOLE 34511 0 0 SPDR S&P 600 Small Cap Growth ETP 78464A201 1635 21411 SH SOLE 21411 0 0 SPDR Bloomberg Barclays Short ETP 78464A334 1819 55410 SH SOLE 55410 0 0 SPDR Portfolio S&P 500 Growth ETP 78464A409 736 13315 SH SOLE 13315 0 0 SPDR Portfolio TIPS ETF ETP 78464A656 2082 66811 SH SOLE 66811 0 0 SPDR S&P Regional Banking ETF ETP 78464A698 396 7626 SH SOLE 7626 0 0 SPDR S&P Retail ETF ETP 78464A714 2159 33561 SH SOLE 33561 0 0 SPDR Portfolio S&P 400 Mid Cap ETP 78464A847 322 7965 SH SOLE 7965 0 0 SPDR Doubleline Total Return T ETP 78467V848 338 6853 SH SOLE 6853 0 0 SPDR S&P MidCap 400 ETF Trust ETP 78467Y107 7351 17506 SH SOLE 17506 0 0 SPDR Bloomberg Barclays Invest ETP 78468R200 1881 61507 SH SOLE 61507 0 0 SPDR Bloomberg Barclays Short ETP 78468R408 1038 38508 SH SOLE 38508 0 0 SPDR S&P Oil & Gas Exploration ETP 78468R556 3063 52352 SH SOLE 52352 0 0 SPDR Portfolio High Yield Bond ETP 78468R606 235 8869 SH SOLE 8869 0 0 SPDR Bloomberg Barclays 1-3 Mo ETP 78468R663 1242 13570 SH SOLE 13570 0 0 SPDR Nuveen Bloomberg Barclays ETP 78468R721 402 7651 SH SOLE 7651 0 0 SPDR Nuveen Bloomberg Barclays ETP 78468R739 680 13661 SH SOLE 13661 0 0 SPDR Portfolio S&P 500 High Di ETP 78468R788 1019 30937 SH SOLE 30937 0 0 SPDR Portfolio S&P 600 Small C ETP 78468R853 439 12274 SH SOLE 12274 0 0 SPDR SSGA US Small Cap Low Vol ETP 78468R887 639 6673 SH SOLE 6673 0 0 Sanofi ADR 80105N105 211 4350 SH SOLE 4350 0 0 Schwab U.S. Large-Cap Value ET ETP 808524409 1163 19535 SH SOLE 19535 0 0 Schwab US Small-Cap ETF ETP 808524607 1604 18028 SH SOLE 18028 0 0 Schwab Long-Term U.S. Treasury ETP 808524680 582 10628 SH SOLE 10628 0 0 Schwab 5-10 Year Corporate Bon ETP 808524698 317 5909 SH SOLE 5909 0 0 Schwab 1-5 Year Corporate Bond ETP 808524714 837 16303 SH SOLE 16303 0 0 Schwab Fundamental U.S. Broad ETP 808524789 3450 76848 SH SOLE 76848 0 0 Schwab U.S. Aggregate Bond ETF ETP 808524839 5123 91436 SH SOLE 91436 0 0 Schwab Short-Term U.S. Treasur ETP 808524862 593 11535 SH SOLE 11535 0 0 Materials Select Sector SPDR F ETP 81369Y100 5116 70679 SH SOLE 70679 0 0 Health Care Select Sector SPDR ETP 81369Y209 939 8274 SH SOLE 8274 0 0 Consumer Staples Select Sector ETP 81369Y308 2325 34469 SH SOLE 34469 0 0 Consumer Discretionary Select ETP 81369Y407 3419 21265 SH SOLE 21265 0 0 Financial Select Sector SPDR F ETP 81369Y605 1011 34294 SH SOLE 34294 0 0 Industrial Select Sector SPDR ETP 81369Y704 5740 64819 SH SOLE 64819 0 0 Technology Select Sector SPDR ETP 81369Y803 872 6705 SH SOLE 6705 0 0 Communication Services Select ETP 81369Y852 1898 28128 SH SOLE 28128 0 0 Real Estate Select Sector SPDR ETP 81369Y860 1597 43672 SH SOLE 43672 0 0 Siren Nasdaq NexGen Economy ET ETP 829658202 1029 25253 SH SOLE 25253 0 0 Square Inc Common Stock 852234103 935 4298 SH SOLE 4298 0 0 Switchback Energy Acquisition Unit 87105M201 219 4800 SH SOLE 4800 0 0 TATTOOED CHEF INC Equity WRT 87663X110 139 12220 SH SOLE 12220 0 0 Teladoc Health Inc Common Stock 87918A105 428 2138 SH SOLE 2138 0 0 Tesla Inc Common Stock 88160R101 864 1225 SH SOLE 1225 0 0 Teucrium Corn Fund ETP 88166A102 1142 73323 SH SOLE 73323 0 0 Teucrium Sugar Fund ETP 88166A409 339 50203 SH SOLE 50203 0 0 Teucrium Wheat Fund ETP 88166A508 447 72197 SH SOLE 72197 0 0 Teucrium Soybean Fund ETP 88166A607 3645 187205 SH SOLE 187205 0 0 Aware Ultra-Short Duration Enh ETP 886364108 456 9140 SH SOLE 9140 0 0 SP Funds Dow Jones Global Suku ETP 886364702 444 21720 SH SOLE 21720 0 0 Sound Equity Income ETF ETP 886364793 1005 49899 SH SOLE 49899 0 0 Sound Enhanced Fixed Income ET ETP 886364819 1004 49999 SH SOLE 49999 0 0 SoFi Weekly Income ETF ETP 886364884 871 8397 SH SOLE 8397 0 0 TOTAL SE ADR 89151E109 425 10136 SH SOLE 10136 0 0 Toyota Motor Corp ADR 892331307 459 2969 SH SOLE 2969 0 0 TWC Tech Holdings II Corp Unit 90117G204 596 55483 SH SOLE 55483 0 0 Twist Bioscience Corp Common Stock 90184D100 241 1708 SH SOLE 1708 0 0 UBS AG/London ETP 902677780 739 1337 SH SOLE 1337 0 0 United States Brent Oil Fund L ETP 91167Q100 1284 99719 SH SOLE 99719 0 0 United States Commodity Index ETP 911717106 866 26506 SH SOLE 26506 0 0 United States Natural Gas Fund ETP 912318300 5845 635273 SH SOLE 635273 0 0 United States Oil Fund LP ETP 91232N207 2184 66175 SH SOLE 66175 0 0 United States 12 Month Oil Fun ETP 91288V103 1803 104865 SH SOLE 104865 0 0 Ur-Energy Inc Common Stock 91688R108 11 14208 SH SOLE 14208 0 0 Uranium Energy Corp Common Stock 916896103 29 16479 SH SOLE 16479 0 0 UTZ BRANDS INC Equity WRT 918090119 826 78669 SH SOLE 78669 0 0 VanEck Merk Gold Shares ETP 921078101 3094 167088 SH SOLE 167088 0 0 VanEck Vectors Video Gaming an ETP 92189F114 459 6558 SH SOLE 6558 0 0 VanEck Vectors ChinaAMC China ETP 92189F379 215 8948 SH SOLE 8948 0 0 VanEck Vectors Fallen Angel Hi ETP 92189F437 9090 283171 SH SOLE 283171 0 0 VanEck Vectors International H ETP 92189F445 642 24746 SH SOLE 24746 0 0 VanEck Vectors Low Carbon Ener ETP 92189F502 877 5299 SH SOLE 5299 0 0 VanEck Vectors Morningstar Wid ETP 92189F643 910 14673 SH SOLE 14673 0 0 VanEck Vectors Semiconductor E ETP 92189F676 7290 33378 SH SOLE 33378 0 0 VanEck Vectors Junior Gold Min ETP 92189F791 827 15241 SH SOLE 15241 0 0 VanEck Vectors Gaming ETF ETP 92189F882 1131 24155 SH SOLE 24155 0 0 VanEck Vectors Intermediate Mu ETP 92189H201 254 4880 SH SOLE 4880 0 0 VanEck Vectors High Yield Muni ETP 92189H409 924 15015 SH SOLE 15015 0 0 VanEck Vectors Oil Services ET ETP 92189H607 1337 8680 SH SOLE 8680 0 0 Vanguard Dividend Appreciation ETP 921908844 1792 12691 SH SOLE 12691 0 0 Vanguard Total International S ETP 921909768 153928 2558640 SH SOLE 2558640 0 0 Vanguard Extended Duration Tre ETP 921910709 10733 70473 SH SOLE 70473 0 0 Vanguard ESG International Sto ETP 921910725 1192 20109 SH SOLE 20109 0 0 Vanguard Mega Cap Growth ETF ETP 921910816 4512 22145 SH SOLE 22145 0 0 Vanguard S&P Mid-Cap 400 ETF ETP 921932885 438 2816 SH SOLE 2816 0 0 Vanguard U.S. Minimum Volatili ETP 921935409 2577 28803 SH SOLE 28803 0 0 Vanguard High Dividend Yield E ETP 921946406 2429 26539 SH SOLE 26539 0 0 Vanguard International High Di ETP 921946794 687 11296 SH SOLE 11296 0 0 Vanguard Emerging Markets Gove ETP 921946885 7050 85668 SH SOLE 85668 0 0 Vanguard Short-Term Inflation- ETP 922020805 11018 215612 SH SOLE 215612 0 0 Vanguard Consumer Staples ETF ETP 92204A207 1568 9015 SH SOLE 9015 0 0 Vanguard Financials ETF ETP 92204A405 504 6920 SH SOLE 6920 0 0 Vanguard Materials ETF ETP 92204A801 269 1712 SH SOLE 1712 0 0 Vanguard Utilities ETF ETP 92204A876 676 4927 SH SOLE 4927 0 0 Vanguard Communication Service ETP 92204A884 3395 28242 SH SOLE 28242 0 0 Vanguard FTSE Emerging Markets ETP 922042858 1114 22238 SH SOLE 22238 0 0 Vanguard FTSE Europe ETF ETP 922042874 9417 156317 SH SOLE 156317 0 0 Vanguard Short-Term Treasury E ETP 92206C102 6623 107511 SH SOLE 107511 0 0 Vanguard Russell 2000 Value ETP 92206C649 741 6418 SH SOLE 6418 0 0 Vanguard Russell 2000 ETF ETP 92206C664 2114 13359 SH SOLE 13359 0 0 Vanguard Intermediate-Term Tre ETP 92206C706 6892 99280 SH SOLE 99280 0 0 Vanguard Long-Term Treasury ET ETP 92206C847 5247 54741 SH SOLE 54741 0 0 VELODYNE LIDAR INC Equity WRT 92259F119 649 76209 SH SOLE 76209 0 0 Vanguard Mid-Cap Growth ETF ETP 922908538 405 1908 SH SOLE 1908 0 0 Vanguard Real Estate ETF ETP 922908553 3231 38045 SH SOLE 38045 0 0 Vanguard Total Stock Market ET ETP 922908769 2128 10932 SH SOLE 10932 0 0 Vesper Healthcare Acquisition Unit 92538T203 1053 86898 SH SOLE 86898 0 0 VictoryShares USAA Core Interm ETP 92647N527 2151 39459 SH SOLE 39459 0 0 VictoryShares US 500 Volatilit ETP 92647N766 501 8049 SH SOLE 8049 0 0 Virtus Newfleet Dynamic Credit ETP 92790A207 226 9317 SH SOLE 9317 0 0 Virtus Seix Senior Loan ETF ETP 92790A405 453 18326 SH SOLE 18326 0 0 WisdomTree US Total Dividend F ETP 97717W109 1143 10902 SH SOLE 10902 0 0 WisdomTree Emerging Markets Hi ETP 97717W315 1905 46316 SH SOLE 46316 0 0 WisdomTree Trust WisdomTree In ETP 97717W380 244 5168 SH SOLE 5168 0 0 WisdomTree India Earnings Fund ETP 97717W422 328 11214 SH SOLE 11214 0 0 WisdomTree Interest Rate Hedge ETP 97717W430 768 35192 SH SOLE 35192 0 0 WisdomTree Germany Hedged Equi ETP 97717W448 739 23786 SH SOLE 23786 0 0 WisdomTree US MidCap Dividend ETP 97717W505 2320 66641 SH SOLE 66641 0 0 WisdomTree US SmallCap Fund ETP 97717W562 514 13218 SH SOLE 13218 0 0 WisdomTree US MidCap Fund ETP 97717W570 230 5284 SH SOLE 5284 0 0 WisdomTree US SmallCap Dividen ETP 97717W604 4398 165337 SH SOLE 165337 0 0 WisdomTree International Equit ETP 97717W703 273 5395 SH SOLE 5395 0 0 WisdomTree International Small ETP 97717W760 252 3704 SH SOLE 3704 0 0 WisdomTree International Large ETP 97717W794 935 20360 SH SOLE 20360 0 0 WisdomTree Global ex-US Qualit ETP 97717W844 676 8879 SH SOLE 8879 0 0 WisdomTree Emerging Markets ES ETP 97717X214 539 15067 SH SOLE 15067 0 0 WisdomTree Yield Enhanced US A ETP 97717X511 746 13893 SH SOLE 13893 0 0 Wisdomtree Europe Hedged Small ETP 97717X552 284 9241 SH SOLE 9241 0 0 Wisdomtree Emerging Markets EX ETP 97717X578 21052 530674 SH SOLE 530674 0 0 WisdomTree Floating Rate Treas ETP 97717X628 1224 48767 SH SOLE 48767 0 0 WisdomTree Emerging Markets Co ETP 97717X784 692 8985 SH SOLE 8985 0 0 WisdomTree Emerging Markets Lo ETP 97717X867 3961 113844 SH SOLE 113844 0 0 WisdomTree Enhanced Commodity ETP 97717Y683 562 29526 SH SOLE 29526 0 0 Yum China Holdings Inc Common Stock 98850P109 293 5126 SH SOLE 5126 0 0 Zillow Group Inc Common Stock 98954M200 404 3112 SH SOLE 3112 0 0