XML 73 R3.htm IDEA: XBRL DOCUMENT v3.20.1
Consolidated Statements of Financial Condition (Parenthetical) - USD ($)
Mar. 31, 2020
Dec. 31, 2019
Assets    
Security Owned and Pledged as Collateral, Fair Value $ 200,278,000 $ 941,595,000
Allowance for receivable from customers 675,000 650,000
Allowance for fees receivable 2,364,000 2,620,000
Allowance for receivable from brokers 792,000 721,000
Other investments 163,274,000 185,722,000
Fixed assets, accumulated depreciation and amortization (in dollars) 34,942,000 32,846,000
Intangible assets, accumulated amortization (in dollars) $ 29,528,000 $ 26,395,000
Stockholders' equity    
Preferred stock, par value (in dollars per share) $ 0.01 $ 0.01
Preferred stock, shares authorized 10,000,000 10,000,000
Preferred stock, shares issued 120,750 120,750
Preferred stock, shares outstanding 120,750 120,750
Preferred Stock, Liquidation Preference, Value $ 120,750,000 $ 120,750,000
Portfolio Funds    
Assets    
Other investments $ 113,627,000 [1] $ 114,504,000
Common Stock Class A    
Stockholders' equity    
Common stock, par value (in dollars per share) $ 0.01 $ 0.01
Common stock, shares authorized 62,500,000 62,500,000
Common stock, shares issued 47,848,963 47,215,938
Common stock, shares outstanding 27,628,117 28,610,357
Common stock, restricted shares 299,436 216,912
Treasury Stock, Shares 20,220,846 18,605,581
Common Stock Class B    
Stockholders' equity    
Common stock, par value (in dollars per share) $ 0.01 $ 0.01
Common stock, shares authorized 62,500,000 62,500,000
Common stock, shares issued   0
Common stock, shares outstanding 0  
[1] In accordance with US GAAP, certain investments are measured at fair value using the net asset value per share (or its equivalent) as a practical expedient. Carried interest in portfolio funds have not been classified in the fair value hierarchy. The fair value amounts presented in this table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the condensed consolidated statement of financial condition.