<SEC-DOCUMENT>0001466538-20-000005-index.html : 20200203 <SEC-HEADER>0001466538-20-000005.hdr.sgml : 20200203 <ACCEPTANCE-DATETIME>20200203171220 ACCESSION NUMBER: 0001466538-20-000005 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20200131 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 20569578 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>january318-kfinal.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: january318-kfinal.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>exhibit101jan31.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 2 - file: exhibit101jan31.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>exhibit102jan31.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 3 - file: exhibit102jan31.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>exhibit103jan31final.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 4 - file: exhibit103jan31final.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>exhibit104jan31.htm <DESCRIPTION>EXHIBIT 10.4 <TEXT> Document 5 - file: exhibit104jan31.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>exhibit101jan31image1.jpg <TEXT> Document 6 - file: exhibit101jan31image1.jpg
</DOCUMENT> </SEC-DOCUMENT>