XML 14 R61.htm IDEA: XBRL DOCUMENT v3.19.3
Investments of Operating Entities and Consolidated Funds - Derivatives (Details)
3 Months Ended 9 Months Ended
Dec. 05, 2016
Sep. 30, 2019
USD ($)
contract
Sep. 30, 2018
USD ($)
Sep. 30, 2019
USD ($)
contract
Sep. 30, 2018
USD ($)
Dec. 31, 2018
USD ($)
contract
Derivative [Line Items]            
Stockholders' Equity Note, Stock Split, Conversion Ratio 0.25          
Receivable on derivative contracts, at fair value   $ 39,754,000   $ 39,754,000   $ 25,125,000
Payable for derivative contracts, at fair value   32,755,000   32,755,000   16,082,000
Receivable on derivative contracts, at fair value   3,885,000   3,885,000   4,416,000
Payable for derivative contracts, at fair value, Consolidated Funds   7,778,000   7,778,000   1,663,000
Equity Swap            
Derivative [Line Items]            
Receivable on derivative contracts, at fair value   1,296,000   1,296,000   2,477,000
Payable for derivative contracts, at fair value, Consolidated Funds   5,022,000   5,022,000   713,000
Futures            
Derivative [Line Items]            
Derivative Asset, Notional Amount   33,473,750   33,473,750   42,288,209
Receivable on derivative contracts, at fair value   103,000   103,000   334,000
Currency Forwards            
Derivative [Line Items]            
Derivative Asset, Notional Amount   79,804,033   79,804,033   394,875
Receivable on derivative contracts, at fair value   640,000   640,000   1,000
Derivative Liability, Notional Amount   24,636,000   24,636,000   96,406,000
Payable for derivative contracts, at fair value   91,000   91,000   709,000
Receivable on derivative contracts, at fair value   31,000   31,000   186,000
Payable for derivative contracts, at fair value, Consolidated Funds   2,341,000   2,341,000   96,000
Swaps            
Derivative [Line Items]            
Derivative Asset, Notional Amount   103,591,441   103,591,441   13,702,458
Receivable on derivative contracts, at fair value   4,242,000   4,242,000   917,000
Derivative Liability, Notional Amount   164,056,000   164,056,000   52,905,000
Payable for derivative contracts, at fair value   $ 6,502,000   $ 6,502,000   $ 2,162,000
Options            
Derivative [Line Items]            
Derivative Asset, Number of Instruments Held | contract [1]   349,434   349,434   654,506
Receivable on derivative contracts, at fair value [1]   $ 34,769,000   $ 34,769,000   $ 23,130,000
Receivable on derivative contracts, at fair value   2,558,000   2,558,000   1,753,000
Payable for derivative contracts, at fair value, Consolidated Funds   $ 415,000   $ 415,000   $ 854,000
Option            
Derivative [Line Items]            
Derivative Liability, Number of Instruments Held | contract [2]   190,321   190,321   90,730
Payable for derivative contracts, at fair value [2]   $ 26,162,000   $ 26,162,000   $ 13,211,000
Pay to hold            
Derivative [Line Items]            
Derivative Asset, Number of Instruments Held | contract   0   0   0
Receivable on derivative contracts, at fair value   $ 0   $ 0   $ 743,000
Receivable on derivatives contracts, at fair value [Member]            
Derivative [Line Items]            
Receivable on derivative contracts, at fair value   39,754,000   39,754,000   25,125,000
Derivative Asset, Fair Value, Gross Asset   39,754,000   39,754,000   25,125,000
Derivative Asset, Fair Value, Amount Offset Against Collateral [3]   0   0   0
Financial Instruments, Owned and Pledged as Collateral, at Fair Value   0   0   0
Derivative Asset, Fair Value, Amount Not Offset Against Collateral [4]   4,882,000   4,882,000   1,662,000
Derivative asset, net of offset   34,872,000   34,872,000   23,463,000
Payable for derivatives contracts, at fair value [Member]            
Derivative [Line Items]            
Payable for derivative contracts, at fair value   32,755,000   32,755,000   16,082,000
Financial Instruments, Owned and Pledged as Collateral, at Fair Value   0   0   0
Derivative Liability, Fair Value, Gross Liability   32,755,000   32,755,000   16,082,000
Derivative Liability, Fair Value, Amount Offset Against Collateral [3]   0   0   0
Derivative Liability, Fair Value, Amount Not Offset Against Collateral [4]   6,592,000   6,592,000   2,871,000
Derivative Liability, net of offset   26,163,000   26,163,000   13,211,000
Receivables from Brokers-Dealers and Clearing Organizations            
Derivative [Line Items]            
Collateral posted   8,200,000   8,200,000   $ 11,200,000
Other Income [Member]            
Derivative [Line Items]            
Realized and unrealized gains/(losses) related to derivatives trading activities   $ 7,100,000 $ (7,500,000) $ 2,300,000 $ 6,400,000  
[1] Includes index, equity, commodity future and cash conversion options.
[2] Includes index, equity, commodity future and cash conversion options.
[3] Includes financial instruments subject to enforceable master netting provisions that are permitted to be offset to the extent an event of default has occurred.
[4] Includes the amount of collateral held or posted.