<SEC-DOCUMENT>0001466538-18-000062-index.html : 20180524 <SEC-HEADER>0001466538-18-000062.hdr.sgml : 20180524 <ACCEPTANCE-DATETIME>20180524081529 ACCESSION NUMBER: 0001466538-18-000062 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20180524 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 18856681 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a8-k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a8-k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>2 <FILENAME>exhibit231.htm <DESCRIPTION>EXHIBIT 23.1 <TEXT> Document 2 - file: exhibit231.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>3 <FILENAME>ex991convergex2016auditedfs.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 3 - file: ex991convergex2016auditedfs.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>4 <FILENAME>ex992convergex3-31x17.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 4 - file: ex992convergex3-31x17.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>5 <FILENAME>ex993proforma123117.htm <DESCRIPTION>EXHIBIT 99.3 <TEXT> Document 5 - file: ex993proforma123117.htm
</DOCUMENT> </SEC-DOCUMENT>