EDGAR Filing Documents for 0001466538-17-000155

Form 8-K - Current report:

SEC Accession No. 0001466538-17-000155

Filing Date

2017-12-14

Accepted

2017-12-14 16:11:20

Documents

Period of Report

2017-12-11

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	8-K	convertible8-k.htm	8-K	47089
2	EXHIBIT 4.1	nycsr07a-1987176xv6xcowen_.htm	EX-4.1	861457
3	EXHIBIT 99.1	a9911214.htm	EX-99.1	14975
4	EXHIBIT 99.2	a9921214.htm	EX-99.2	14582
5		a9911214image2.jpg	GRAPHIC	10763
6		a9921214image2.jpg	GRAPHIC	10763
	Complete submission text file	0001466538-17-000155.txt		969326

Mailing Address 599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

Business Address 599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022 212-845-7900

COWEN INC. (Filer) CIK: 0001466538 (see all company filings)