<SEC-DOCUMENT>0001466538-17-000039-index.html : 20170330 <SEC-HEADER>0001466538-17-000039.hdr.sgml : 20170330 <ACCEPTANCE-DATETIME>20170330162113 ACCESSION NUMBER: 0001466538-17-000039 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20170329 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 17725964 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a8-kmarch292017.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a8-kmarch292017.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>stockpurchaseagreement.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 2 - file: stockpurchaseagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>investorrightsagreement.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 3 - file: investorrightsagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>formoftermloanagreement.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 4 - file: formoftermloanagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>pressrelease.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 5 - file: pressrelease.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>reversesplitprimage1.jpg <TEXT> Document 6 - file: reversesplitprimage1.jpg
</DOCUMENT> </SEC-DOCUMENT>