<SEC-DOCUMENT>0001466538-15-000021-index.html : 20150520 <SEC-HEADER>0001466538-15-000021.hdr.sgml : 20150520 <ACCEPTANCE-DATETIME>20150520171804 ACCESSION NUMBER: 0001466538-15-000021 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20150519 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 15880458 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>form8-k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: form8-k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>cowen_certificateofdesigna.htm <DESCRIPTION>EXHIBIT 3.1 <TEXT> Document 2 - file: cowen_certificateofdesigna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>cowen_cappedcallconfirmati.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 3 - file: cowen_cappedcallconfirmati.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>additionalcapcall.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 4 - file: additionalcapcall.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>may14pressx.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 5 - file: may14pressx.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>6 <FILENAME>may19pressx.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 6 - file: may19pressx.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>additionalcapcallimage1.gif <TEXT> Document 7 - file: additionalcapcallimage1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>additionalcapcallimage2.gif <TEXT> Document 8 - file: additionalcapcallimage2.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>cowencertificateofdes_image1.gif <TEXT> Document 9 - file: cowencertificateofdes_image1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>cowencertificateofdes_image2.gif <TEXT> Document 10 - file: cowencertificateofdes_image2.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>cowencertificateofdes_image3.gif <TEXT> Document 11 - file: cowencertificateofdes_image3.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>cowencertificateofdes_image4.gif <TEXT> Document 12 - file: cowencertificateofdes_image4.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>cowencertificateofdes_image5.gif <TEXT> Document 13 - file: cowencertificateofdes_image5.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>cowencertificateofdes_image6.gif <TEXT> Document 14 - file: cowencertificateofdes_image6.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>may14pressximage1.gif <TEXT> Document 15 - file: may14pressximage1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>may19pressximage1.gif <TEXT> Document 16 - file: may19pressximage1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>nomuralogo.jpg <TEXT> Document 17 - file: nomuralogo.jpg
</DOCUMENT> </SEC-DOCUMENT>