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Filing Detail
Form SC 13D - General Statement of Acquisition of Beneficial Ownership:
SEC Accession No. 0001193125-17-201578
Filing Date
2017-06-12
Accepted
2017-06-12 17:18:03
Documents
4
Group Members
GTCR CONVERGEX HOLDINGS LLC

Document Format Files

Seq Description Document Type Size
1 SC 13D d410785dsc13d.htm SC 13D 55656
2 EX-99.1 d410785dex991.htm EX-99.1 3542
3 EX-99.3 d410785dex993.htm EX-99.3 109851
4 EX-99.4 d410785dex994.htm EX-99.4 67326
  Complete submission text file 0001193125-17-201578.txt   238145
Mailing Address 1633 BROADWAY 48TH FL NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FL NEW YORK NY 10019 800-367-8998
ConvergEx Holdings, LLC (Filed by) CIK: 0001378709 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: SC 13D

Mailing Address 599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022
Business Address 599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022 212-845-7900
COWEN INC. (Subject) CIK: 0001466538 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D | Act: 34 | File No.: 005-85085 | Film No.: 17907313
SIC: 6211 Security Brokers, Dealers & Flotation Companies