<SEC-DOCUMENT>0001193125-17-201578-index.html : 20170612 <SEC-HEADER>0001193125-17-201578.hdr.sgml : 20170612 <ACCEPTANCE-DATETIME>20170612171803 ACCESSION NUMBER: 0001193125-17-201578 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20170612 DATE AS OF CHANGE: 20170612 GROUP MEMBERS: GTCR CONVERGEX HOLDINGS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-85085 FILM NUMBER: 17907313 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ConvergEx Holdings, LLC CENTRAL INDEX KEY: 0001378709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1633 BROADWAY 48TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 800-367-8998 MAIL ADDRESS: STREET 1: 1633 BROADWAY 48TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: ConvergEx Holdings LLC DATE OF NAME CHANGE: 20061019 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D <SEQUENCE>1 <FILENAME>d410785dsc13d.htm <DESCRIPTION>SC 13D <TEXT> Document 1 - file: d410785dsc13d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>d410785dex991.htm <DESCRIPTION>EX-99.1 <TEXT> Document 2 - file: d410785dex991.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>3 <FILENAME>d410785dex993.htm <DESCRIPTION>EX-99.3 <TEXT> Document 3 - file: d410785dex993.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>4 <FILENAME>d410785dex994.htm <DESCRIPTION>EX-99.4 <TEXT> Document 4 - file: d410785dex994.htm
</DOCUMENT> </SEC-DOCUMENT>