0001179110-20-003557.txt : 20200312 0001179110-20-003557.hdr.sgml : 20200312 20200312161806 ACCESSION NUMBER: 0001179110-20-003557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200310 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Littman Owen S CENTRAL INDEX KEY: 0001514441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 20709012 MAIL ADDRESS: STREET 1: COWEN GROUP, INC. STREET 2: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0306 4 2020-03-10 0 0001466538 COWEN INC. COWN 0001514441 Littman Owen S COWEN INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 General Counsel Class A Common Stock 2020-03-10 4 A 0 15641 A 198340 D Class A Common Stock 2020-03-10 4 F 0 10204 12.18 D 188136 D On March 15, 2016 the Reporting Person was granted a performance share award consisting of 25,000 shares, based on the attainment of certain performance metrics. On March 10, 2020, 15,641 shares under this grant vested and were paid on a one-for-one basis in common shares. Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the vesting of restricted stock and performance shares, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934. /s/ Owen S. Littman 2020-03-12