0001179110-18-005064.txt : 20180402
0001179110-18-005064.hdr.sgml : 20180402
20180402164551
ACCESSION NUMBER: 0001179110-18-005064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180329
FILED AS OF DATE: 20180402
DATE AS OF CHANGE: 20180402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes John J
CENTRAL INDEX KEY: 0001576457
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 18729597
MAIL ADDRESS:
STREET 1: COWEN GROUP, INC.
STREET 2: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COWEN GROUP, INC.
DATE OF NAME CHANGE: 20091102
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0306
4
2018-03-29
0
0001466538
COWEN INC.
COWN
0001576457
Holmes John J
COWEN INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Operating Officer
Class A Common Stock
2018-03-29
4
X
0
17986
A
154000
D
RSU Right
2018-03-29
4
X
0
17986
0
D
Class A Common Stock
17986
0
D
Each Restricted Stock Unit ("RSU") Right represents the right to receive RSUs for no monetary consideration. The RSUs will vest on March 10, 2022.
/s/ John Holmes
2018-04-02