0001179110-18-002784.txt : 20180223 0001179110-18-002784.hdr.sgml : 20180223 20180223174301 ACCESSION NUMBER: 0001179110-18-002784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lasota Stephen CENTRAL INDEX KEY: 0001477552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 18637932 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0306 4 2018-02-21 0 0001466538 COWEN INC. COWN 0001477552 Lasota Stephen COWEN INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Class A Common Stock 2018-02-21 4 A 0 19425 A 201892 D RSU Right 2018-02-21 4 A 0 8993 A 2019-01-15 2019-01-15 Class A Common Stock 8993 8993 D Grant of restricted stock units for no monetary consideration. The restricted stock units will vest with respect to 25% on December 1, 2018, 25% on December 1, 2019, 25% on December 1, 2020 and 25% on December 1, 2021. Restricted stock units ("RSUs")to be awarded prior to January 15, 2019 ("Award Date"). If reporting person is terminated prior to Award Date, reporting person will receive the cash value of the to be awarded RSUs calculated based on the volume weighted average price of Cowen Inc. Class A common stock, looking back thirty (30) trading days from the date of employment termination. Grant of right to receive RSUs for no monetary consideration. The to be awarded RSUs will vest on March 10, 2022. /s/ Stephen A. Lasota 2018-02-23