0001179110-18-002784.txt : 20180223
0001179110-18-002784.hdr.sgml : 20180223
20180223174301
ACCESSION NUMBER: 0001179110-18-002784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180221
FILED AS OF DATE: 20180223
DATE AS OF CHANGE: 20180223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lasota Stephen
CENTRAL INDEX KEY: 0001477552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 18637932
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COWEN GROUP, INC.
DATE OF NAME CHANGE: 20091102
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0306
4
2018-02-21
0
0001466538
COWEN INC.
COWN
0001477552
Lasota Stephen
COWEN INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2018-02-21
4
A
0
19425
A
201892
D
RSU Right
2018-02-21
4
A
0
8993
A
2019-01-15
2019-01-15
Class A Common Stock
8993
8993
D
Grant of restricted stock units for no monetary consideration. The restricted stock units will vest with respect to 25% on December 1, 2018, 25% on December 1, 2019, 25% on December 1, 2020 and 25% on December 1, 2021.
Restricted stock units ("RSUs")to be awarded prior to January 15, 2019 ("Award Date"). If reporting person is terminated prior to Award Date, reporting person will receive the cash value of the to be awarded RSUs calculated based on the volume weighted average price of Cowen Inc. Class A common stock, looking back thirty (30) trading days from the date of employment termination.
Grant of right to receive RSUs for no monetary consideration. The to be awarded RSUs will vest on March 10, 2022.
/s/ Stephen A. Lasota
2018-02-23