0001179110-17-015937.txt : 20171229
0001179110-17-015937.hdr.sgml : 20171229
20171229160741
ACCESSION NUMBER: 0001179110-17-015937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171227
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN PETER A
CENTRAL INDEX KEY: 0001042589
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 171282040
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COWEN GROUP, INC.
DATE OF NAME CHANGE: 20091102
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0306
4
2017-12-27
0
0001466538
COWEN INC.
COWN
0001042589
COHEN PETER A
COWEN INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
1
0
0
0
Class A Common Stock
2017-12-27
4
D
0
251127
D
889877
D
Represents shares underlying previously granted RSUs that were cancelled and settled for an aggregate amount of $3,575,622 in cash pursuant to the Transition Agreement, dated as of November 30, 2017, between the Reporting Person and the Company, in connection with the Reporting Person's resignation as the Company's CEO as of December 27, 2017.
/s/ Peter A. Cohen
2017-12-27