0001179110-17-003481.txt : 20170301
0001179110-17-003481.hdr.sgml : 20170301
20170301162639
ACCESSION NUMBER: 0001179110-17-003481
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes John J
CENTRAL INDEX KEY: 0001576457
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 17654504
MAIL ADDRESS:
STREET 1: COWEN GROUP, INC.
STREET 2: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
edgar.xml
FORM 4 -
X0306
4
2017-02-27
0
0001466538
COWEN GROUP, INC.
COWN
0001576457
Holmes John J
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Operating Officer
Class A Common Stock
2017-02-27
4
A
0
15300
A
146793
D
Class A Common Stock
2017-02-27
4
A
0
13100
A
159893
D
Grant of restricted stock units for no monetary consideration. The restricted stock units will vest with respect to 15% on June 1, 2017, 10% on June 1, 2018, 25% on June 1, 2019, 25% on June 1, 2020 and 25% on June 1, 2021.
The number of securities shown in this report reflects a one-for-four reverse split of the Issuer's Class A Common Stock that occurred on December 2, 2016, including the reporting person's receipt of any cash in lieu of fractional shares.
Grant of restricted stock units for no monetary consideration. The restricted stock units will vest on March 10, 2021.
/s/ John Holmes
2017-03-01