0001179110-13-012910.txt : 20130809 0001179110-13-012910.hdr.sgml : 20130809 20130809164720 ACCESSION NUMBER: 0001179110-13-012910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130807 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes John J CENTRAL INDEX KEY: 0001576457 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 131027135 MAIL ADDRESS: STREET 1: COWEN GROUP, INC. STREET 2: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml FORM 4 - X0306 4 2013-08-07 0 0001466538 COWEN GROUP, INC. COWN 0001576457 Holmes John J COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Administrative Officer Class A Common Stock 2013-08-07 4 A 0 150000 A 538989 D Class A Common Stock 2013-08-07 4 F 0 18485 3.60 D 520504 D Grant of restricted stock units ("RSUs") for no monetary consideration. 50,000 RSUs vested upon the grant date. 50,000 RSUs will vest on May 15, 2014 and 50,000 RSUs will vest on April 29, 2015. Represents shares of the Issuer's Class A Common Stock withheld to satisfy tax withholding obligations upon the immediate vesting of restricted stock units. /s/ John Holmes 2013-08-09