0001179110-13-006637.txt : 20130410 0001179110-13-006637.hdr.sgml : 20130410 20130410162119 ACCESSION NUMBER: 0001179110-13-006637 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lasota Stephen CENTRAL INDEX KEY: 0001477552 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 13753959 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2013-03-15 2013-03-19 0 0001466538 COWEN GROUP, INC. COWN 0001477552 Lasota Stephen COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Stock Appreciation Rights 2013-03-15 4 A 0 100000 0 A 2018-03-15 2018-03-15 Class A Common Stock 100000 100000 D The stock appreciation rights ("SARs") will be valued at the 10-day volume-weighted average price of Class A Common Stock prior to the vesting date of March 15, 2018. The original Form 4 misstated the value as the 180-day volume-weighted average price of Class A Common Stock prior to the vesting date of March 15, 2018. /s/ Stephen A. Lasota 2013-04-10