0001179110-13-005473.txt : 20130319
0001179110-13-005473.hdr.sgml : 20130319
20130319180427
ACCESSION NUMBER: 0001179110-13-005473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130319
DATE AS OF CHANGE: 20130319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STRAUSS THOMAS W
CENTRAL INDEX KEY: 0001043935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 13702952
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0306
4
2013-03-15
0
0001466538
COWEN GROUP, INC.
COWN
0001043935
STRAUSS THOMAS W
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
1
1
1
0
Chairman, Ramius
Class A Common Stock
2013-03-15
4
A
0
75000
A
301011
D
Class A Common Stock
2885109
I
See Footnote
Grant of restricted stock units for no monetary consideration. The restricted stock units will vest with respect to 25% on June 1, 2014, 25% on June 1, 2015 and 50% on June 1, 2016.
These shares represent the Reporting Person's pecuniary interest in shares of the Issuer's Class A Common Stock held by RCG Holdings LLC (f/k/a Ramius LLC), of which the Reporting Person is a member.
/s/ Thomas W. Strauss
2013-03-19