0001179110-13-005471.txt : 20130319
0001179110-13-005471.hdr.sgml : 20130319
20130319180303
ACCESSION NUMBER: 0001179110-13-005471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130319
DATE AS OF CHANGE: 20130319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Littman Owen S
CENTRAL INDEX KEY: 0001514441
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 13702948
MAIL ADDRESS:
STREET 1: COWEN GROUP, INC.
STREET 2: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0306
4
2013-03-15
0
0001466538
COWEN GROUP, INC.
COWN
0001514441
Littman Owen S
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
1
0
0
General Counsel
Stock Appreciation Rights
2013-03-15
4
A
0
100000
0
A
2018-03-15
2018-03-15
Class A Common Stock
100000
100000
D
The stock appreciation rights ("SARs") will be valued at the 180-day volume-weighted average price of Class A Common Stock prior to the vesting date of March 15, 2018.
/s/ Owen S. Littman
2013-03-19