0001179110-13-005471.txt : 20130319 0001179110-13-005471.hdr.sgml : 20130319 20130319180303 ACCESSION NUMBER: 0001179110-13-005471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Littman Owen S CENTRAL INDEX KEY: 0001514441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 13702948 MAIL ADDRESS: STREET 1: COWEN GROUP, INC. STREET 2: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0306 4 2013-03-15 0 0001466538 COWEN GROUP, INC. COWN 0001514441 Littman Owen S COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 General Counsel Stock Appreciation Rights 2013-03-15 4 A 0 100000 0 A 2018-03-15 2018-03-15 Class A Common Stock 100000 100000 D The stock appreciation rights ("SARs") will be valued at the 180-day volume-weighted average price of Class A Common Stock prior to the vesting date of March 15, 2018. /s/ Owen S. Littman 2013-03-19