0001179110-12-008033.txt : 20120508 0001179110-12-008033.hdr.sgml : 20120508 20120508172423 ACCESSION NUMBER: 0001179110-12-008033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120504 FILED AS OF DATE: 20120508 DATE AS OF CHANGE: 20120508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toffolon John E Jr CENTRAL INDEX KEY: 0001375325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 12822618 MAIL ADDRESS: STREET 1: COWEN GROUP, INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0305 4 2012-05-04 0 0001466538 COWEN GROUP, INC. COWN 0001375325 Toffolon John E Jr C/O COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 1 0 0 0 Class A Common Stock 2012-05-04 4 A 0 28986 A 97667 D Class A Common Stock 10000 I By Trusts Grant of Restricted Stock Units for no monetary consideration. The shares underlying the Restricted Stock Units will be delivered in accordance with the terms of the award agreement between the Issuer and the Reporting Person. /s/ John E. Toffolon, Jr. 2012-05-08