0001179110-11-015969.txt : 20111202
0001179110-11-015969.hdr.sgml : 20111202
20111202163337
ACCESSION NUMBER: 0001179110-11-015969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Markowitz Jerome S
CENTRAL INDEX KEY: 0001307412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 111240837
MAIL ADDRESS:
STREET 1: C/O COUGAR TRADING
STREET 2: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0304
4
2011-12-01
0
0001466538
COWEN GROUP, INC.
COWN
0001307412
Markowitz Jerome S
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
1
0
0
0
Class A Common Stock
108121
I
See Footnote
Class a Common Stock
2011-12-01
4
J
0
108122
0
A
294770
D
These shares represent the Reporting Person's pecuniary interest in shares of Class A Common Stock held by RCG Holdings LLC (f/k/a/ Ramius LLC)("RCG"), of which the Reporting Person is a member.
Represents shares distributed to the Reporting Person by RCG formerly reported as shares in which the Reporting Person may be deemed to have a pecuniary (and indirect beneficial ownership) interest held by RCG in connection with the Reporting Person's withdrawal of one-third of his capital from RCG as of December 1, 2011.
/s/ Jerome S. Markowitz
2011-12-02