0001179110-11-015969.txt : 20111202 0001179110-11-015969.hdr.sgml : 20111202 20111202163337 ACCESSION NUMBER: 0001179110-11-015969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Markowitz Jerome S CENTRAL INDEX KEY: 0001307412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 111240837 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0304 4 2011-12-01 0 0001466538 COWEN GROUP, INC. COWN 0001307412 Markowitz Jerome S COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 1 0 0 0 Class A Common Stock 108121 I See Footnote Class a Common Stock 2011-12-01 4 J 0 108122 0 A 294770 D These shares represent the Reporting Person's pecuniary interest in shares of Class A Common Stock held by RCG Holdings LLC (f/k/a/ Ramius LLC)("RCG"), of which the Reporting Person is a member. Represents shares distributed to the Reporting Person by RCG formerly reported as shares in which the Reporting Person may be deemed to have a pecuniary (and indirect beneficial ownership) interest held by RCG in connection with the Reporting Person's withdrawal of one-third of his capital from RCG as of December 1, 2011. /s/ Jerome S. Markowitz 2011-12-02