0001179110-11-014831.txt : 20111104
0001179110-11-014831.hdr.sgml : 20111104
20111104162041
ACCESSION NUMBER: 0001179110-11-014831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111102
FILED AS OF DATE: 20111104
DATE AS OF CHANGE: 20111104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lasota Stephen
CENTRAL INDEX KEY: 0001477552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 111181378
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: (646) 562-1000
MAIL ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0304
4
2011-11-02
0
0001466538
COWEN GROUP, INC.
COWN
0001477552
Lasota Stephen
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2011-11-02
4
F
0
6247
2.75
D
47357
I
See Footnote
Class A Common Stock
173863
D
Represents shares of the Issuer's Class A Common Stock surrendered to satisfy tax withholding obligations upon vesting of equity interests in RCG Holdings LLC (f/k/a Ramius LLC)("RCG"), of which the Reporting Person is a member.
These shares represent the Reporting Person's pecuniary interest in shares of Class A Common Stock held by RCG, of which the Reporting Person is a member.
/s/ Stephen A. Lasota
2011-11-04