0001179110-11-007634.txt : 20110509 0001179110-11-007634.hdr.sgml : 20110509 20110509162356 ACCESSION NUMBER: 0001179110-11-007634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110505 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Markowitz Jerome S CENTRAL INDEX KEY: 0001307412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 11823770 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (646) 562-1000 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0303 4 2011-05-05 0 0001466538 COWEN GROUP, INC. COWN 0001307412 Markowitz Jerome S COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 1 0 0 0 Class A Common Stock 2011-05-05 4 A 0 36471 A 186648 D Class A Common Stock 214695 I See Footnote Grant of Restricted Stock Units for no monetary consideration. The shares underlying the Restricted Stock Units will be delivered in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Represents shares in which the Reporting Person may be deemed to have a pecuniary interest, held by RCG Holdings LLC and allocated to the Reporting Person in connection with his ownership interest in RCG Holdings LLC. /s/ Jerome S. Markowitz 2011-05-09