0001179110-11-005000.txt : 20110316
0001179110-11-005000.hdr.sgml : 20110316
20110316163126
ACCESSION NUMBER: 0001179110-11-005000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110315
FILED AS OF DATE: 20110316
DATE AS OF CHANGE: 20110316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lasota Stephen
CENTRAL INDEX KEY: 0001477552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 11692210
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: (646) 562-1000
MAIL ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
4
1
edgar.xml
FORM 4 -
X0303
4
2011-03-15
0
0001466538
COWEN GROUP, INC.
COWN
0001477552
Lasota Stephen
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Common Stock
2011-03-15
4
A
0
35000
A
179498
D
Class A Common Stock
53528
I
See Footnote
Grant of restricted stock units for no monetary consideration. The restricted stock units vest with respect to 25% on June 1, 2012, 25% on June 1, 2013 and 50% on June 1, 2014.
These shares represent the Reporting Person's pecuniary interest in shares of Class A Common Stock held by RCG Holdings LLC (f/k/a Ramius LLC)("RCG"), of which the Reporting Person is a member.
/s/ Stephen A. Lasota
2011-03-16