<SEC-DOCUMENT>0001104659-20-053382-index.html : 20200429 <SEC-HEADER>0001104659-20-053382.hdr.sgml : 20200429 <ACCEPTANCE-DATETIME>20200429161517 ACCESSION NUMBER: 0001104659-20-053382 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 20830486 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 </SEC-HEADER> <DOCUMENT> <TYPE>10-K/A <SEQUENCE>1 <FILENAME>tm2015600d1_10ka.htm <DESCRIPTION>FORM 10-K/A <TEXT> Document 1 - file: tm2015600d1_10ka.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.5 <SEQUENCE>2 <FILENAME>tm2015600d1_ex31-5.htm <DESCRIPTION>EXHIBIT 31.5 <TEXT> Document 2 - file: tm2015600d1_ex31-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.6 <SEQUENCE>3 <FILENAME>tm2015600d1_ex31-6.htm <DESCRIPTION>EXHIBIT 31.6 <TEXT> Document 3 - file: tm2015600d1_ex31-6.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: image_002.jpg
</DOCUMENT> </SEC-DOCUMENT>