<SEC-DOCUMENT>0001104659-14-071296-index.html : 20141015 <SEC-HEADER>0001104659-14-071296.hdr.sgml : 20141015 <ACCEPTANCE-DATETIME>20141010161512 ACCESSION NUMBER: 0001104659-14-071296 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20141010 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20141010 DATE AS OF CHANGE: 20141010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 141152576 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a14-17376_98k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a14-17376_98k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>a14-17376_9ex4d1.htm <DESCRIPTION>EX-4.1 <TEXT> Document 2 - file: a14-17376_9ex4d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>a14-17376_9ex4d2.htm <DESCRIPTION>EX-4.2 <TEXT> Document 3 - file: a14-17376_9ex4d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>a14-17376_9ex5d1.htm <DESCRIPTION>EX-5.1 <TEXT> Document 4 - file: a14-17376_9ex5d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>a14-17376_9ex99d1.htm <DESCRIPTION>EX-99.1 <TEXT> Document 5 - file: a14-17376_9ex99d1.htm
</DOCUMENT> </SEC-DOCUMENT>