-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOkNMHXXidvo4u3pFwiGME4YT7M4lt3162betIi56sI+t6xHXoNOG00Yjzm+48tD MYV3wxzO9afRVZmfQi0D1Q== 0001104659-09-068002.txt : 20091201 0001104659-09-068002.hdr.sgml : 20091201 20091201164023 ACCESSION NUMBER: 0001104659-09-068002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091201 DATE AS OF CHANGE: 20091201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lasota Stephen CENTRAL INDEX KEY: 0001477552 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 091215203 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (646) 562-1000 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 3 1 a3.xml 3 X0203 3 2009-11-23 0 0001466538 COWEN GROUP, INC. COWN 0001477552 Lasota Stephen 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Class A common stock 62690 I See Footnote The Reporting Person is a member of RCG Holdings LLC ("RCG") and may be deemed to have a pecuniary interest in 62,690 shares of Class A common stock that are held by RCG and allocated to the Reporting Person in connection with his ownership interest in RCG. The Reporting Person was appointed as an executive officer of the Issuer on November 23, 2009. /s/ Stephen A. Lasota 2009-12-01 -----END PRIVACY-ENHANCED MESSAGE-----