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Form 8-K - Current report:
SEC Accession No. 0001104659-09-062951
Filing Date
2009-11-05
Accepted
2009-11-05 16:24:42
Documents
6
Period of Report
2009-11-02
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 8-K a09-32652_18k.htm 8-K 53279
2 EX-10.1 a09-32652_1ex10d1.htm EX-10.1 180328
3 EX-10.2 a09-32652_1ex10d2.htm EX-10.2 724683
4 EX-10.5 a09-32652_1ex10d5.htm EX-10.5 75151
5 EX-99.1 a09-32652_1ex99d1.htm EX-99.1 21208
6 GRAPHIC g326521mmi001.gif GRAPHIC 2820
  Complete submission text file 0001104659-09-062951.txt   1060901
Mailing Address 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020
Business Address 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 (646) 562-1000
COWEN GROUP, INC. (Filer) CIK: 0001466538 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-34516 | Film No.: 091161493
SIC: 6211 Security Brokers, Dealers & Flotation Companies