The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 264 | 22,960 | SH | DFND | 1 | 22,960 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 236 | 5,411 | SH | DFND | 1 | 5,411 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 75 | 100,000 | SH | Call | DFND | 4 | 100,000 | 0 | 0 |
ADOBE INC | COM | 00724F101 | 9,325 | 41,219 | SH | DFND | 4 | 41,219 | 0 | 0 | |
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 44 | 383,790 | SH | DFND | 1 | 383,790 | 0 | 0 | |
ALBERTON ACQUISITION CORP | UNIT 04/22/2020 | G35006116 | 1,042 | 103,851 | SH | DFND | 1 | 103,851 | 0 | 0 | |
ALLEGRO MERGER CORP | COM | 01749N103 | 2,639 | 270,677 | SH | DFND | 1 | 270,677 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 73 | 70 | SH | DFND | 3 | 70 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 6,988 | 6,687 | SH | DFND | 4 | 6,687 | 0 | 0 | |
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 116 | 1,652,742 | SH | DFND | 1 | 1,652,742 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 3,088 | 53,300 | SH | DFND | 3 | 53,300 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 3,512 | 2,338 | SH | DFND | 3 | 2,338 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 20 | 40,000 | SH | Call | DFND | 4 | 40,000 | 0 | 0 |
AMBARELLA INC | SHS | G037AX101 | 1,027 | 29,357 | SH | DFND | 4 | 29,357 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 118 | 12,353 | SH | DFND | 1 | 12,353 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 2,520 | 29,362 | SH | DFND | 4 | 29,362 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 352 | 37,500 | SH | DFND | 1 | 37,500 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 192 | 33,800 | SH | DFND | 1 | 33,800 | 0 | 0 | |
APPLE INC | COM | 037833100 | 747 | 4,736 | SH | DFND | 3 | 4,736 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 347 | 20,998 | SH | DFND | 3 | 20,998 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 140 | 180,000 | SH | Call | DFND | 5 | 180,000 | 0 | 0 |
ARCONIC INC | COM | 03965L100 | 169 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 337 | 20,000 | SH | DFND | 5 | 20,000 | 0 | 0 | |
ARCOSA INC | COM | 039653100 | 332 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 27,884 | 912,146 | SH | DFND | 5 | 912,146 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 25,106 | 597,902 | SH | DFND | 5 | 597,902 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 25,373 | 192,324 | SH | DFND | 5 | 192,324 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 2,985 | 140,000 | SH | DFND | 3 | 140,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 18 | 20,000 | SH | Call | DFND | 3 | 20,000 | 0 | 0 |
AVISTA CORP | COM | 05379B107 | 829 | 19,513 | SH | DFND | 5 | 19,513 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 16,203 | 657,597 | SH | DFND | 1 | 657,597 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 3,852 | 44,979 | SH | DFND | 3 | 44,979 | 0 | 0 | |
BEMIS INC | COM | 081437105 | 21,107 | 459,843 | SH | DFND | 5 | 459,843 | 0 | 0 | |
BIG LOTS INC | COM | 089302103 | 2,186 | 75,600 | SH | DFND | 1 | 75,600 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 323 | 31,625 | SH | DFND | 1 | 31,625 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 4 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 11 | 65,786 | SH | DFND | 1 | 65,786 | 0 | 0 | |
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 3,124 | 300,338 | SH | DFND | 1 | 300,338 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 105 | 10,458 | SH | DFND | 1 | 10,458 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 23 | 2,250 | SH | DFND | 3 | 2,250 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | UNIT 10/05/2022 | 09216T206 | 525 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 1,898 | 35,200 | SH | DFND | 3 | 35,200 | 0 | 0 | |
BOEING CO | COM | 097023105 | 2,547 | 7,899 | SH | DFND | 4 | 7,899 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 2,092 | 129,934 | SH | DFND | 3 | 129,934 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 644 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 162 | 175,000 | SH | Put | DFND | 4 | 175,000 | 0 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 138 | 230,000 | SH | Call | DFND | 4 | 230,000 | 0 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 1,950 | 44,858 | SH | DFND | 4 | 44,858 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 290 | 42,727 | SH | DFND | 3 | 42,727 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 1,152 | 169,682 | SH | DFND | 5 | 169,682 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 402 | 12,200 | SH | DFND | 1 | 12,200 | 0 | 0 | |
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 429 | 37,400 | SH | DFND | 2 | 37,400 | 0 | 0 | |
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 367 | 37,400 | SH | Put | DFND | 2 | 37,400 | 0 | 0 |
CANOPY GROWTH CORP | COM | 138035100 | 10,085 | 375,316 | SH | DFND | 1 | 375,316 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 2,687 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 840 | 100,000 | SH | Put | DFND | 2 | 100,000 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 378 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 31 | 31,439 | SH | DFND | 1 | 31,439 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 1,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 515 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CASEYS GEN STORES INC | COM | 147528103 | 1,320 | 10,300 | SH | DFND | 1 | 10,300 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 5,211 | 119,190 | SH | DFND | 5 | 119,190 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 169 | 370,800 | SH | Call | DFND | 5 | 370,800 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 71 | 80,000 | SH | Put | DFND | 5 | 80,000 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 324 | 5,050 | SH | DFND | 3 | 5,050 | 0 | 0 | |
CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 250 | 25,855 | SH | DFND | 1 | 25,855 | 0 | 0 | |
CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 5,145 | 514,997 | SH | DFND | 1 | 514,997 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 560 | 266,807 | SH | DFND | 3 | 266,807 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 656 | 268,800 | SH | Put | DFND | 3 | 268,800 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 398 | 189,454 | SH | DFND | 5 | 189,454 | 0 | 0 | |
CHURCHILL CAP CORP | *W EXP 09/11/202 | 17142R111 | 129 | 152,998 | SH | DFND | 1 | 152,998 | 0 | 0 | |
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 2,188 | 216,448 | SH | DFND | 1 | 216,448 | 0 | 0 | |
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 1,516 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 152 | 127,000 | SH | Call | DFND | 5 | 127,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 63 | 169,289 | SH | DFND | 1 | 169,289 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 58 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 2,663 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 4,619 | 97,550 | SH | DFND | 4 | 97,550 | 0 | 0 | |
COLFAX CORP | COM | 194014106 | 1,492 | 71,400 | SH | DFND | 5 | 71,400 | 0 | 0 | |
COLFAX CORP | COM | 194014106 | 23 | 45,000 | SH | Put | DFND | 5 | 45,000 | 0 | 0 |
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 214 | 22,160 | SH | DFND | 1 | 22,160 | 0 | 0 | |
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 571 | 57,100 | SH | DFND | 1 | 57,100 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 2,856 | 83,886 | SH | DFND | 4 | 83,886 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 1,730 | 105,581 | SH | DFND | 5 | 105,581 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 6 | 40,000 | SH | Call | DFND | 5 | 40,000 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 0 | 440,858 | SH | DFND | 1 | 440,858 | 0 | 0 | |
CONCRETE PUMPING HLDGS INC | *W EXP 08/01/202 | 206704116 | 39 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 1,391 | 136,250 | SH | DFND | 1 | 136,250 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | UNIT 99/99/9999 | G2379F124 | 1,457 | 136,250 | SH | DFND | 1 | 136,250 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 64 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
COREPOINT LODGING INC | COM | 21872L104 | 430 | 35,092 | SH | DFND | 3 | 35,092 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 2,419 | 659,019 | SH | DFND | 3 | 659,019 | 0 | 0 | |
CRITEO S A | SPONS ADS | 226718104 | 609 | 26,820 | SH | DFND | 1 | 26,820 | 0 | 0 | |
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 11 | 71,500 | SH | DFND | 1 | 71,500 | 0 | 0 | |
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 446 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
DD3 ACQUISITION CORP | SHS | G2692M103 | 817 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
DD3 ACQUISITION CORP | UNIT 10/12/2023 | G2692M129 | 1,986 | 198,222 | SH | DFND | 1 | 198,222 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,759 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
DENBURY RES INC | COM NEW | 247916208 | 255 | 148,967 | SH | DFND | 5 | 148,967 | 0 | 0 | |
DENBURY RES INC | COM NEW | 247916208 | 123 | 605,100 | SH | Call | DFND | 5 | 605,100 | 0 | 0 |
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 89 | 103,580 | SH | DFND | 1 | 103,580 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 969 | 98,899 | SH | DFND | 1 | 98,899 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 285 | 200,000 | SH | Call | DFND | 5 | 200,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 197 | 236,700 | SH | Put | DFND | 5 | 236,700 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 2,158 | 19,678 | SH | DFND | 4 | 19,678 | 0 | 0 | |
EDTECHX HLDGS ACQUISITION CO | *W EXP 12/31/202 | 28138X111 | 19 | 79,200 | SH | DFND | 1 | 79,200 | 0 | 0 | |
EDTECHX HLDGS ACQUISITION CO | COM | 28138X103 | 1,218 | 125,536 | SH | DFND | 1 | 125,536 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 189 | 2,400 | SH | DFND | 1 | 2,400 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 108 | 94,200 | SH | Call | DFND | 4 | 94,200 | 0 | 0 |
ENCANA CORP | COM | 292505104 | 97 | 313,800 | SH | Put | DFND | 5 | 313,800 | 0 | 0 |
ENCANA CORP | COM | 292505104 | 581 | 100,502 | SH | DFND | 5 | 100,502 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 135 | 387,500 | SH | Call | DFND | 5 | 387,500 | 0 | 0 |
FAIR ISAAC CORP | COM | 303250104 | 206 | 1,100 | SH | DFND | 1 | 1,100 | 0 | 0 | |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 86 | 143,647 | SH | DFND | 1 | 143,647 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 71 | 58,805 | SH | DFND | 1 | 58,805 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 146 | 207,964 | SH | DFND | 1 | 207,964 | 0 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 3,064 | 130,200 | SH | DFND | 5 | 130,200 | 0 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 301 | 274,500 | SH | Call | DFND | 5 | 274,500 | 0 | 0 |
FIFTH THIRD BANCORP | COM | 316773100 | 42 | 100,000 | SH | Put | DFND | 5 | 100,000 | 0 | 0 |
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 1,569 | 155,020 | SH | DFND | 1 | 155,020 | 0 | 0 | |
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 5,060 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 346 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 6,649 | 161,543 | SH | DFND | 3 | 161,543 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 350 | 75,136 | SH | DFND | 1 | 75,136 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 898 | 192,629 | SH | DFND | 5 | 192,629 | 0 | 0 | |
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 57 | 229,174 | SH | DFND | 1 | 229,174 | 0 | 0 | |
GIGCAPITAL INC | COM | 37518N106 | 1,598 | 158,240 | SH | DFND | 1 | 158,240 | 0 | 0 | |
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 989 | 93,496 | SH | DFND | 1 | 93,496 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 3,202 | 78,000 | SH | DFND | 3 | 78,000 | 0 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 32 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 19 | 48,900 | SH | DFND | 1 | 48,900 | 0 | 0 | |
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 122 | 303,925 | SH | DFND | 1 | 303,925 | 0 | 0 | |
GRAF INDL CORP | COM | 384278107 | 434 | 45,200 | SH | DFND | 1 | 45,200 | 0 | 0 | |
GREENLAND ACQUISITIN CORPORA | RIGHT 04/27/2025 | G40981113 | 36 | 173,156 | SH | DFND | 1 | 173,156 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 569 | 454,078 | SH | DFND | 1 | 454,078 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 8,789 | 896,824 | SH | DFND | 1 | 896,824 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 417 | 40,721 | SH | DFND | 1 | 40,721 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 53 | 68,613 | SH | DFND | 1 | 68,613 | 0 | 0 | |
GUARANTY BANCORP DEL | COM NEW | 40075T607 | 2,221 | 107,019 | SH | DFND | 3 | 107,019 | 0 | 0 | |
HALCON RES CORP | *W EXP 09/09/202 | 40537Q118 | 4 | 140,099 | SH | DFND | 1 | 140,099 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 34 | 41,061 | SH | DFND | 1 | 41,061 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 743 | 74,272 | SH | DFND | 1 | 74,272 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 452 | 42,800 | SH | DFND | 1 | 42,800 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 5,275 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
HIBBETT SPORTS INC | COM | 428567101 | 1,537 | 107,500 | SH | DFND | 1 | 107,500 | 0 | 0 | |
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 20 | 26,230 | SH | DFND | 1 | 26,230 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 387 | 2,251 | SH | DFND | 1 | 2,251 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 7 | 40 | SH | DFND | 3 | 40 | 0 | 0 | |
INPHI CORP | COM | 45772F107 | 21 | 125,000 | SH | Call | DFND | 4 | 125,000 | 0 | 0 |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 6,085 | 125,645 | SH | DFND | 5 | 125,645 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 0 | 1,800 | SH | Put | DFND | 4 | 1,800 | 0 | 0 |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 2,915 | 280,274 | SH | DFND | 5 | 280,274 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 182 | 195,000 | SH | Call | DFND | 5 | 195,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 770 | 9,500 | SH | DFND | 1 | 9,500 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 222 | 2,300 | SH | DFND | 1 | 2,300 | 0 | 0 | |
JACK IN THE BOX INC | COM | 466367109 | 7,680 | 98,929 | SH | DFND | 5 | 98,929 | 0 | 0 | |
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 0 | 49,669 | SH | DFND | 1 | 49,669 | 0 | 0 | |
KB HOME | COM | 48666K109 | 287 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
KEMPHARM INC | COM | 488445107 | 1,008 | 566,313 | SH | DFND | 3 | 566,313 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 19,663 | 833,197 | SH | DFND | 3 | 833,197 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 2,781 | 20,425 | SH | DFND | 1 | 20,425 | 0 | 0 | |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 66 | 200,014 | SH | DFND | 1 | 200,014 | 0 | 0 | |
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 221 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 853 | 83,757 | SH | DFND | 1 | 83,757 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 9,162 | 900,000 | SH | DFND | 3 | 900,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 375 | 474,153 | SH | DFND | 1 | 474,153 | 0 | 0 | |
LEISURE ACQUISITION CORP | COM | 52539T107 | 661 | 67,288 | SH | DFND | 1 | 67,288 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,013 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 405 | 40,024 | SH | DFND | 1 | 40,024 | 0 | 0 | |
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 373 | 348,675 | SH | DFND | 1 | 348,675 | 0 | 0 | |
LF CAP ACQUISITION CORP | CL A | 50200K108 | 833 | 85,189 | SH | DFND | 1 | 85,189 | 0 | 0 | |
LF CAP ACQUISITION CORP | UNIT 06/19/2025 | 50200K207 | 113 | 11,198 | SH | DFND | 1 | 11,198 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 14,305 | 198,594 | SH | DFND | 3 | 198,594 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS | SER A COM | 53046P109 | 5,050 | 129,126 | SH | DFND | 3 | 129,126 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 9,801 | 474,838 | SH | DFND | 1 | 474,838 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 8,300 | 225,540 | SH | DFND | 3 | 225,540 | 0 | 0 | |
LIVERAMP HLDGS INC | COM | 53815P108 | 554 | 14,350 | SH | DFND | 3 | 14,350 | 0 | 0 | |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 1,280 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
LOGMEIN INC | COM | 54142L109 | 56 | 75,000 | SH | Call | DFND | 4 | 75,000 | 0 | 0 |
LONGEVITY ACQUISITION CORP | *W EXP 07/31/202 | G56372116 | 42 | 302,500 | SH | DFND | 1 | 302,500 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | ORD SHS | G56372132 | 2,118 | 210,791 | SH | DFND | 1 | 210,791 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 240 | 23,653 | SH | DFND | 1 | 23,653 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 325 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
MB FINANCIAL INC NEW | COM | 55264U108 | 2,546 | 64,247 | SH | DFND | 5 | 64,247 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 49 | 129,457 | SH | DFND | 1 | 129,457 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 301 | 29,890 | SH | DFND | 1 | 29,890 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 8,355 | 828,900 | SH | DFND | 3 | 828,900 | 0 | 0 | |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 84 | 11,173 | SH | DFND | 1 | 11,173 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 6,190 | 1,271,000 | SH | DFND | 2 | 1,271,000 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 7,618 | 1,564,243 | SH | DFND | 3 | 1,564,243 | 0 | 0 | |
MIZUHO FINL GROUP INC | SPONSORED ADR | 60687Y109 | 2,661 | 887,000 | SH | DFND | 2 | 887,000 | 0 | 0 | |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 8 | 29,212 | SH | DFND | 1 | 29,212 | 0 | 0 | |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 1,806 | 173,999 | SH | DFND | 1 | 173,999 | 0 | 0 | |
MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 126 | 12,805 | SH | DFND | 1 | 12,805 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 3 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 1,518 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
MTECH ACQUISITION CORP | COM CLASS A | 55378W107 | 2,907 | 288,154 | SH | DFND | 1 | 288,154 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 2 | 5,200 | SH | DFND | 1 | 5,200 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 113 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 4,177 | 423,237 | SH | DFND | 1 | 423,237 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 2,470 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 165 | 16,290 | SH | DFND | 1 | 16,290 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,050 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 781 | 28,500 | SH | DFND | 5 | 28,500 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 1,710 | 35,000 | SH | DFND | 3 | 35,000 | 0 | 0 | |
NANOVIRICIDES INC | COM NEW | 630087203 | 0 | 373,750 | SH | DFND | 3 | 373,750 | 0 | 0 | |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 147 | 122,639 | SH | DFND | 1 | 122,639 | 0 | 0 | |
NAVIGATORS GROUP INC | COM | 638904102 | 2,461 | 35,409 | SH | DFND | 5 | 35,409 | 0 | 0 | |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 127 | 133,863 | SH | DFND | 1 | 133,863 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 144 | 14,359 | SH | DFND | 1 | 14,359 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,006 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
NEW AGE BEVERAGES CORP | COM | 64157V108 | 22 | 174,800 | SH | Call | DFND | 2 | 174,800 | 0 | 0 |
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 408 | 463,937 | SH | DFND | 1 | 463,937 | 0 | 0 | |
NEW FRONTIER CORP | COM CL A | G6485P108 | 3,944 | 402,466 | SH | DFND | 1 | 402,466 | 0 | 0 | |
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 168 | 16,635 | SH | DFND | 1 | 16,635 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 2,721 | 185,600 | SH | DFND | 5 | 185,600 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 20 | 50,000 | SH | DFND | 5 | 50,000 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 51 | 25,000 | SH | Call | DFND | 5 | 25,000 | 0 | 0 |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 3,905 | 167,365 | SH | DFND | 5 | 167,365 | 0 | 0 | |
NII HLDGS INC | COM PAR | 62913F508 | 110 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 874 | 235,000 | SH | DFND | 2 | 235,000 | 0 | 0 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 2,145 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 89 | 109,651 | SH | DFND | 1 | 109,651 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 271 | 2,027 | SH | DFND | 3 | 2,027 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,334 | 18,200 | SH | DFND | 1 | 18,200 | 0 | 0 | |
NXSTAGE MEDICAL INC | COM | 67072V103 | 3,638 | 127,107 | SH | DFND | 5 | 127,107 | 0 | 0 | |
ONE MADISON CORP | COM CL A | G6772P100 | 443 | 44,186 | SH | DFND | 1 | 44,186 | 0 | 0 | |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 245 | 843,176 | SH | DFND | 1 | 843,176 | 0 | 0 | |
OPES ACQUISITION CORP | COM | 68373P100 | 317 | 31,922 | SH | DFND | 1 | 31,922 | 0 | 0 | |
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 387 | 37,700 | SH | DFND | 1 | 37,700 | 0 | 0 | |
ORBOTECH LTD | ORD | M75253100 | 1,616 | 28,587 | SH | DFND | 5 | 28,587 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 99 | 6,296 | SH | DFND | 1 | 6,296 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 45,955 | 2,921,483 | SH | DFND | 3 | 2,921,483 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 2,060 | 851,414 | SH | DFND | 3 | 851,414 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 737 | 99,660 | SH | DFND | 1 | 99,660 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 332 | 17,700 | SH | DFND | 1 | 17,700 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 3,606 | 445,759 | SH | DFND | 5 | 445,759 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 29 | 350,000 | SH | Put | DFND | 5 | 350,000 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 2,004 | 247,714 | SH | DFND | 2 | 247,714 | 0 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 1,608 | 40,390 | SH | DFND | 5 | 40,390 | 0 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 8 | 25,000 | SH | Call | DFND | 5 | 25,000 | 0 | 0 |
PAPA JOHNS INTL INC | COM | 698813102 | 100 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
PATTERSON COMPANIES INC | COM | 703395103 | 236 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 269 | 14,300 | SH | DFND | 3 | 14,300 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 2,878 | 284,100 | SH | DFND | 1 | 284,100 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 7,650 | 755,218 | SH | DFND | 3 | 755,218 | 0 | 0 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 4,227 | 41,877 | SH | DFND | 1 | 41,877 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 359 | 275,903 | SH | DFND | 1 | 275,903 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 488 | 48,419 | SH | DFND | 1 | 48,419 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 865 | 82,553 | SH | DFND | 1 | 82,553 | 0 | 0 | |
PRIORITY TECHNOLOGY HLDGS IN | *W EXP 11/15/202 | 74275G115 | 198 | 158,132 | SH | DFND | 1 | 158,132 | 0 | 0 | |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 638 | 14,863 | SH | DFND | 3 | 14,863 | 0 | 0 | |
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 22 | 19,316 | SH | DFND | 1 | 19,316 | 0 | 0 | |
PURE ACQUISITION CORP | CL A | 74621Q106 | 2,818 | 286,425 | SH | DFND | 1 | 286,425 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 338 | 32,860 | SH | DFND | 1 | 32,860 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 2,625 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
PURE STORAGE INC | CL A | 74624M102 | 651 | 40,514 | SH | DFND | 4 | 40,514 | 0 | 0 | |
PURE STORAGE INC | CL A | 74624M102 | 22 | 225,000 | SH | Call | DFND | 4 | 225,000 | 0 | 0 |
RED HAT INC | COM | 756577102 | 49,940 | 284,331 | SH | DFND | 5 | 284,331 | 0 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 81 | 81,200 | SH | DFND | 1 | 81,200 | 0 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 575 | 35,500 | SH | DFND | 1 | 35,500 | 0 | 0 | |
RIMINI STR INC DEL | COM | 76674Q107 | 1,223 | 237,500 | SH | DFND | 1 | 237,500 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 1,073 | 17,900 | SH | DFND | 1 | 17,900 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 7,354 | 53,692 | SH | DFND | 4 | 53,692 | 0 | 0 | |
SCHEIN HENRY INC | COM | 806407102 | 32 | 176,000 | SH | Call | DFND | 3 | 176,000 | 0 | 0 |
SCHULTZE SPL PURP ACQUISITIO | UNIT 12/31/2023 | 80821R208 | 570 | 57,300 | SH | DFND | 1 | 57,300 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 238 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 1,263 | 126,000 | SH | DFND | 1 | 126,000 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 5,550 | 31,172 | SH | DFND | 4 | 31,172 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 37,185 | 513,656 | SH | DFND | 2 | 513,656 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 343 | 50,100 | SH | Call | DFND | 5 | 50,100 | 0 | 0 |
SIERRA ONCOLOGY INC | COM | 82640U107 | 66 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 3,021 | 1,358,000 | SH | Put | DFND | 3 | 1,358,000 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 1,049 | 450,000 | SH | Put | DFND | 2 | 450,000 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 29 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 2,570 | 450,000 | SH | DFND | 2 | 450,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 10 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 1,111 | 111,111 | SH | DFND | 1 | 111,111 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 10,000 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 176 | 181,587 | SH | DFND | 1 | 181,587 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 6,238 | 647,758 | SH | DFND | 1 | 647,758 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 10,000 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 187 | 30,000 | SH | Call | DFND | 4 | 30,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3 | 200,000 | SH | Call | DFND | 5 | 200,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,657 | 30,638 | SH | DFND | 4 | 30,638 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 400 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 524 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 10,152 | 809,600 | SH | DFND | 3 | 809,600 | 0 | 0 | |
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 496 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 858 | 51,960 | SH | DFND | 3 | 51,960 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 270 | 6,532 | SH | DFND | 5 | 6,532 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 13 | 2,000 | SH | DFND | 2 | 2,000 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 2,604 | 400,000 | SH | DFND | 3 | 400,000 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 994 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 1,020 | 200,000 | SH | Put | DFND | 2 | 200,000 | 0 | 0 |
SYMANTEC CORP | COM | 871503108 | 3,560 | 188,389 | SH | DFND | 5 | 188,389 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 98 | 107,900 | SH | Call | DFND | 5 | 107,900 | 0 | 0 |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 3,176 | 99,271 | SH | DFND | 5 | 99,271 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 1,253 | 39,157 | SH | DFND | 1 | 39,157 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 5,010 | 78,761 | SH | DFND | 4 | 78,761 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 12,176 | 191,413 | SH | DFND | 5 | 191,413 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 128 | 107,600 | SH | Call | DFND | 5 | 107,600 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 38 | 65,000 | SH | Put | DFND | 5 | 65,000 | 0 | 0 |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 29 | 50,000 | SH | Put | DFND | 4 | 50,000 | 0 | 0 |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 4,119 | 244,874 | SH | DFND | 3 | 244,874 | 0 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 5 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 10,311 | 613,030 | SH | DFND | 2 | 613,030 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 2,220 | 21,567 | SH | DFND | 4 | 21,567 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 3,404 | 94,500 | SH | DFND | 1 | 94,500 | 0 | 0 | |
TENNECO INC | CL A VTG COM STK | 880349105 | 1,027 | 37,500 | SH | DFND | 1 | 37,500 | 0 | 0 | |
TENZING ACQUISITION CORP | *W EXP 02/23/202 | G8708A108 | 56 | 171,059 | SH | DFND | 1 | 171,059 | 0 | 0 | |
TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 246 | 25,100 | SH | DFND | 1 | 25,100 | 0 | 0 | |
TESARO INC | COM | 881569107 | 208 | 2,801 | SH | DFND | 5 | 2,801 | 0 | 0 | |
TESARO INC | COM | 881569107 | 14 | 181,200 | SH | Call | DFND | 5 | 181,200 | 0 | 0 |
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 4 | 10,410 | SH | DFND | 1 | 10,410 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 521 | 51,249 | SH | DFND | 1 | 51,249 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 2,096 | 205,800 | SH | DFND | 3 | 205,800 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 11,925 | 169,055 | SH | DFND | 1 | 169,055 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 4 | 7,200 | SH | Call | DFND | 2 | 7,200 | 0 | 0 |
TIVITY HEALTH INC | COM | 88870R102 | 35 | 50,000 | SH | Call | DFND | 5 | 50,000 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 5 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 140 | 14,486 | SH | DFND | 1 | 14,486 | 0 | 0 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 357 | 6,741 | SH | DFND | 2 | 6,741 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | *W EXP 05/06/202 | G8959N114 | 5 | 45,100 | SH | DFND | 1 | 45,100 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 49 | 224,671 | SH | DFND | 1 | 224,671 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 906 | 92,492 | SH | DFND | 1 | 92,492 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 21 | 20,579 | SH | DFND | 1 | 20,579 | 0 | 0 | |
TRIBUNE PUBG CO NEW | COM | 89609W107 | 348 | 30,695 | SH | DFND | 1 | 30,695 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 60 | 5,999 | SH | DFND | 1 | 5,999 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 997 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 6,667 | 654,300 | SH | DFND | 3 | 654,300 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 346 | 33,926 | SH | DFND | 1 | 33,926 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 846 | 41,100 | SH | DFND | 1 | 41,100 | 0 | 0 | |
TRINITY MERGER CORP | COM CL A | 89653L106 | 1,732 | 173,376 | SH | DFND | 1 | 173,376 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 781 | 75,700 | SH | DFND | 1 | 75,700 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 1,292 | 125,240 | SH | DFND | 3 | 125,240 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 84 | 323,962 | SH | DFND | 1 | 323,962 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 395 | 1,128,658 | SH | DFND | 1 | 1,128,658 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 1,962 | 199,845 | SH | DFND | 1 | 199,845 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 2,406 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 166 | 1,254,100 | SH | Put | DFND | 5 | 1,254,100 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 691 | 14,367 | SH | DFND | 5 | 14,367 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 64,916 | 1,358,640 | SH | DFND | 5 | 1,358,640 | 0 | 0 | |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 1,304 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 6,216 | 118,960 | SH | DFND | 3 | 118,960 | 0 | 0 | |
UNION ACQUISITION CORP | *W EXP 07/01/202 | G9366W127 | 9 | 36,961 | SH | DFND | 1 | 36,961 | 0 | 0 | |
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 10 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
UNION ACQUISITION CORP | SHS | G9366W101 | 514 | 51,000 | SH | DFND | 1 | 51,000 | 0 | 0 | |
UNUM THERAPEUTICS INC | COM | 903214104 | 3,597 | 817,395 | SH | DFND | 3 | 817,395 | 0 | 0 | |
VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | 10,210 | 242,115 | SH | DFND | 3 | 242,115 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 171 | 16,746 | SH | DFND | 1 | 16,746 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 10,402 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 11 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 123 | 1,173,700 | SH | DFND | 1 | 1,173,700 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 2,990 | 296,667 | SH | DFND | 1 | 296,667 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 1,028 | 39,993 | SH | DFND | 5 | 39,993 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 3,258 | 24,694 | SH | DFND | 4 | 24,694 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 7,090 | 51,700 | SH | DFND | 1 | 51,700 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 27 | 100,000 | SH | Put | DFND | 4 | 100,000 | 0 | 0 |
YOGAWORKS INC | COM | 986005106 | 458 | 898,317 | SH | DFND | 1 | 898,317 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,326 | 145,619 | SH | DFND | 5 | 145,619 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 3,944 | 67,570 | SH | DFND | 4 | 67,570 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 219 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 |