The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 123 | 43,700 | SH | DFND | 1 | 43,700 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 53 | 5,900 | SH | Call | DFND | 3 | 5,900 | 0 | 0 |
ABBOTT LABS | COM | 002824100 | 17 | 10,600 | SH | Put | DFND | 3 | 10,600 | 0 | 0 |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 7 | 35,300 | SH | Put | DFND | 1 | 35,300 | 0 | 0 |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 12,535 | 150,678 | SH | DFND | 4 | 150,678 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 20 | 40,000 | SH | Put | DFND | 4 | 40,000 | 0 | 0 |
ACXIOM HOLDINGS INC | COM | 005125109 | 4,447 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 42 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
ADOBE SYS INC | COM | 00724F101 | 74 | 23,200 | SH | Put | DFND | 4 | 23,200 | 0 | 0 |
ADOBE SYS INC | COM | 00724F101 | 10,071 | 37,306 | SH | DFND | 4 | 37,306 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 908 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 58,541 | 288,592 | SH | DFND | 5 | 288,592 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 600 | 43,500 | SH | DFND | 1 | 43,500 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 8 | 14,600 | SH | Call | DFND | 1 | 14,600 | 0 | 0 |
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 231 | 660,635 | SH | DFND | 1 | 660,635 | 0 | 0 | |
ALLEGRO MERGER CORP | COM | 01749N103 | 746 | 78,275 | SH | DFND | 1 | 78,275 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 3 | 24,600 | SH | Call | DFND | 1 | 24,600 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 211 | 175 | SH | DFND | 3 | 175 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 4 | 100 | SH | Put | DFND | 3 | 100 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 65 | 500 | SH | Call | DFND | 3 | 500 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 5,470 | 4,532 | SH | DFND | 4 | 4,532 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 29 | 400 | SH | Put | DFND | 3 | 400 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 908 | 761 | SH | DFND | 3 | 761 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 15 | 200 | SH | Call | DFND | 3 | 200 | 0 | 0 |
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 822 | 1,644,255 | SH | DFND | 1 | 1,644,255 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 4,170 | 61,214 | SH | DFND | 3 | 61,214 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 9 | 68,400 | SH | Put | DFND | 1 | 68,400 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 15,563 | 7,770 | SH | DFND | 3 | 7,770 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 338 | 400 | SH | Call | DFND | 3 | 400 | 0 | 0 |
AMBARELLA INC | SHS | G037AX101 | 141 | 3,638 | SH | DFND | 1 | 3,638 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 2,979 | 77,026 | SH | DFND | 4 | 77,026 | 0 | 0 | |
AMBARELLA INC | SHS | G037AX101 | 83 | 75,000 | SH | Call | DFND | 4 | 75,000 | 0 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 69 | 5,700 | SH | DFND | 1 | 5,700 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 8 | 15,800 | SH | Put | DFND | 1 | 15,800 | 0 | 0 |
ANADARKO PETE CORP | COM | 032511107 | 336 | 4,985 | SH | DFND | 1 | 4,985 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 49 | 50,000 | SH | Put | DFND | 4 | 50,000 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 1,195 | 67,500 | SH | DFND | 1 | 67,500 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 41 | 65,000 | SH | Call | DFND | 1 | 65,000 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 18 | 7,500 | SH | Put | DFND | 1 | 7,500 | 0 | 0 |
APPLE INC | COM | 037833100 | 2,535 | 11,231 | SH | DFND | 3 | 11,231 | 0 | 0 | |
APPLE INC | COM | 037833100 | 9 | 30,000 | SH | Put | DFND | 4 | 30,000 | 0 | 0 |
APPLIED MATLS INC | COM | 038222105 | 312 | 8,076 | SH | DFND | 1 | 8,076 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 715 | 24,691 | SH | DFND | 3 | 24,691 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 2,407 | 28,689 | SH | DFND | 4 | 28,689 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 1 | 200 | SH | Put | DFND | 1 | 200 | 0 | 0 |
ARQULE INC | COM | 04269E107 | 45 | 33,100 | SH | Call | DFND | 1 | 33,100 | 0 | 0 |
AT&T INC | COM | 00206R102 | 2,979 | 88,700 | SH | DFND | 1 | 88,700 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 4,347 | 32,540 | SH | DFND | 5 | 32,540 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 3,959 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
AV HOMES INC | COM | 00234P102 | 1,957 | 97,836 | SH | DFND | 3 | 97,836 | 0 | 0 | |
AVISTA CORP | COM | 05379B107 | 5,383 | 106,460 | SH | DFND | 5 | 106,460 | 0 | 0 | |
BEMIS INC | COM | 081437105 | 19,335 | 397,839 | SH | DFND | 5 | 397,839 | 0 | 0 | |
BIG LOTS INC | COM | 089302103 | 1,217 | 243,200 | SH | Put | DFND | 1 | 243,200 | 0 | 0 |
BIG LOTS INC | COM | 089302103 | 1,730 | 41,403 | SH | DFND | 1 | 41,403 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 9 | 20,043 | SH | DFND | 1 | 20,043 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 56 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 88 | 168,789 | SH | DFND | 1 | 168,789 | 0 | 0 | |
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 2,081 | 203,842 | SH | DFND | 1 | 203,842 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 89 | 198,522 | SH | DFND | 1 | 198,522 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | UNIT 10/05/2022 | 09216T206 | 558 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 1,249 | 16,000 | SH | DFND | 3 | 16,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 6,255 | 16,819 | SH | DFND | 4 | 16,819 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 13 | 13,300 | SH | Put | DFND | 5 | 13,300 | 0 | 0 |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 3,257 | 155,600 | SH | DFND | 1 | 155,600 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 837 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 5,714 | 272,986 | SH | DFND | 3 | 272,986 | 0 | 0 | |
CA INC | COM | 12673P105 | 45,241 | 1,024,715 | SH | DFND | 5 | 1,024,715 | 0 | 0 | |
CA INC | COM | 12673P105 | 1 | 42,700 | SH | Call | DFND | 1 | 42,700 | 0 | 0 |
CA INC | COM | 12673P105 | 3 | 28,600 | SH | Put | DFND | 1 | 28,600 | 0 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 8,629 | 190,412 | SH | DFND | 4 | 190,412 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 21 | 84,200 | SH | Put | DFND | 4 | 84,200 | 0 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 1 | 104 | SH | DFND | 1 | 104 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 1,166 | 113,750 | SH | DFND | 3 | 113,750 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 196 | 5,350 | SH | DFND | 1 | 5,350 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 155 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
CANOPY GROWTH CORP | COM | 138035100 | 1,537 | 31,600 | SH | DFND | 1 | 31,600 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 4 | 6,500 | SH | Put | DFND | 1 | 6,500 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 475 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 47 | 31,239 | SH | DFND | 1 | 31,239 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 27 | 2,753 | SH | DFND | 1 | 2,753 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 991 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 0 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 519 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 2,584 | 40,962 | SH | DFND | 3 | 40,962 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 21 | 121,100 | SH | Put | DFND | 5 | 121,100 | 0 | 0 |
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 25 | 100,000 | SH | Call | DFND | 2 | 100,000 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 796 | 8,900 | SH | DFND | 3 | 8,900 | 0 | 0 | |
CHAPARRAL ENERGY INC | COM CL A | 15942R208 | 181 | 10,300 | SH | DFND | 1 | 10,300 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 4 | 31,000 | SH | Put | DFND | 1 | 31,000 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 333 | 740,000 | SH | Call | DFND | 1 | 740,000 | 0 | 0 |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 183 | 1,600 | SH | Call | DFND | 3 | 1,600 | 0 | 0 |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 75 | 3,500 | SH | Put | DFND | 3 | 3,500 | 0 | 0 |
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 237 | 23,400 | SH | DFND | 1 | 23,400 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 335 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 18 | 7,000 | SH | Put | DFND | 3 | 7,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 63 | 12,800 | SH | Call | DFND | 3 | 12,800 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 132 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 19 | 37,400 | SH | Call | DFND | 1 | 37,400 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 687 | 68,123 | SH | DFND | 1 | 68,123 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 0 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 2,750 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
CME GROUP INC | COM CL A | 12572Q105 | 53 | 85,600 | SH | Put | DFND | 5 | 85,600 | 0 | 0 |
CNH INDL N V | SHS | N20944109 | 23 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
COBIZ FINANCIAL INC | COM | 190897108 | 3,861 | 173,615 | SH | DFND | 5 | 173,615 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 41 | 9,300 | SH | Call | DFND | 3 | 9,300 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 17 | 11,600 | SH | Put | DFND | 3 | 11,600 | 0 | 0 |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 41 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 28 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 225 | 150,000 | SH | Call | DFND | 4 | 150,000 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 3 | 469,034 | SH | DFND | 1 | 469,034 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 33 | 82,661 | SH | DFND | 1 | 82,661 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 1,379 | 136,250 | SH | DFND | 1 | 136,250 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | UNIT 99/99/9999 | G2379F124 | 1,445 | 136,450 | SH | DFND | 1 | 136,450 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 8,314 | 38,557 | SH | DFND | 4 | 38,557 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 122 | 22,500 | SH | Call | DFND | 1 | 22,500 | 0 | 0 |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 5 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
CONVERGYS CORP | COM | 212485106 | 12,578 | 529,809 | SH | DFND | 5 | 529,809 | 0 | 0 | |
COREPOINT LODGING INC | COM | 21872L104 | 694 | 35,692 | SH | DFND | 3 | 35,692 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 5,051 | 588,706 | SH | DFND | 3 | 588,706 | 0 | 0 | |
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 268 | 15,750 | SH | DFND | 1 | 15,750 | 0 | 0 | |
CVR PARTNERS LP | COM | 126633106 | 1,016 | 266,537 | SH | DFND | 3 | 266,537 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 26 | 3,200 | SH | Put | DFND | 3 | 3,200 | 0 | 0 |
CVS HEALTH CORP | COM | 126650100 | 85 | 235,000 | SH | Put | DFND | 5 | 235,000 | 0 | 0 |
CVS HEALTH CORP | COM | 126650100 | 18 | 1,900 | SH | Call | DFND | 3 | 1,900 | 0 | 0 |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 225 | 300,000 | SH | Put | DFND | 4 | 300,000 | 0 | 0 |
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 78 | 97,952 | SH | DFND | 1 | 97,952 | 0 | 0 | |
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 252 | 3,800 | SH | DFND | 1 | 3,800 | 0 | 0 | |
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 24 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
DAVITA INC | COM | 23918K108 | 179 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
DAVITA INC | COM | 23918K108 | 5 | 5,000 | SH | Call | DFND | 1 | 5,000 | 0 | 0 |
DAVITA INC | COM | 23918K108 | 13 | 5,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 3,951 | 40,678 | SH | DFND | 1 | 40,678 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 498 | 68,300 | SH | Put | DFND | 1 | 68,300 | 0 | 0 |
DEVON ENERGY CORP NEW | COM | 25179M103 | 22 | 18,500 | SH | Call | DFND | 1 | 18,500 | 0 | 0 |
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 154 | 100,966 | SH | DFND | 1 | 100,966 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 477 | 49,044 | SH | DFND | 1 | 49,044 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1 | 5 | SH | DFND | 3 | 5 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 165 | 146,000 | SH | Put | DFND | 5 | 146,000 | 0 | 0 |
DISCOVERY INC | COM SER A | 25470F104 | 68 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 20 | 3,600 | SH | Put | DFND | 3 | 3,600 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 32 | 3,300 | SH | Call | DFND | 3 | 3,300 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 0 | 500 | SH | Call | DFND | 1 | 500 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 11,518 | 98,492 | SH | DFND | 4 | 98,492 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 186 | 544,200 | SH | Put | DFND | 5 | 544,200 | 0 | 0 |
DOLLAR TREE INC | COM | 256746108 | 57 | 126,800 | SH | Call | DFND | 1 | 126,800 | 0 | 0 |
DOWDUPONT INC | COM | 26078J100 | 20 | 6,800 | SH | Call | DFND | 3 | 6,800 | 0 | 0 |
DOWDUPONT INC | COM | 26078J100 | 44 | 7,000 | SH | Put | DFND | 3 | 7,000 | 0 | 0 |
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 2,020 | 199,177 | SH | DFND | 1 | 199,177 | 0 | 0 | |
DRAPER OAKWOOD TECHNOLOGY | UNIT 09/30/2024 | 26146L202 | 315 | 28,600 | SH | DFND | 1 | 28,600 | 0 | 0 | |
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 16,563 | 116,220 | SH | DFND | 5 | 116,220 | 0 | 0 | |
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 0 | 400 | SH | Call | DFND | 1 | 400 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 7 | 29,300 | SH | Put | DFND | 1 | 29,300 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 326 | 149,000 | SH | Call | DFND | 1 | 149,000 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 643 | 75,000 | SH | Call | DFND | 4 | 75,000 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 343 | 120,000 | SH | Put | DFND | 1 | 120,000 | 0 | 0 |
ENBRIDGE ENERGY MANAGEMENT L | SHS UNITS LLI | 29250X103 | 1,501 | 137,478 | SH | DFND | 3 | 137,478 | 0 | 0 | |
ENERGEN CORP | COM | 29265N108 | 8,410 | 97,600 | SH | DFND | 5 | 97,600 | 0 | 0 | |
ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 197 | 24,900 | SH | DFND | 3 | 24,900 | 0 | 0 | |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 1,665 | 36,417 | SH | DFND | 5 | 36,417 | 0 | 0 | |
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 81 | 232,002 | SH | DFND | 1 | 232,002 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 950 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 17,861 | 187,987 | SH | DFND | 5 | 187,987 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 290 | 22,500 | SH | Call | DFND | 1 | 22,500 | 0 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 209 | 254,400 | SH | Put | DFND | 1 | 254,400 | 0 | 0 |
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 17 | 13,400 | SH | Call | DFND | 1 | 13,400 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 58 | 6,400 | SH | Call | DFND | 3 | 6,400 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 24 | 7,900 | SH | Put | DFND | 3 | 7,900 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 553 | 75,500 | SH | Call | DFND | 1 | 75,500 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 4,782 | 29,079 | SH | DFND | 4 | 29,079 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 37 | 2,500 | SH | Call | DFND | 3 | 2,500 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 66 | 3,300 | SH | Put | DFND | 3 | 3,300 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 720 | 4,375 | SH | DFND | 3 | 4,375 | 0 | 0 | |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 117 | 68,591 | SH | DFND | 1 | 68,591 | 0 | 0 | |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 85 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 68 | 41,207 | SH | DFND | 1 | 41,207 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 391 | 40,578 | SH | DFND | 1 | 40,578 | 0 | 0 | |
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 596 | 57,996 | SH | DFND | 1 | 57,996 | 0 | 0 | |
FCB FINL HLDGS INC | CL A | 30255G103 | 3,127 | 65,975 | SH | DFND | 5 | 65,975 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 248 | 170,951 | SH | DFND | 1 | 170,951 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 686 | 67,839 | SH | DFND | 1 | 67,839 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 57 | 5,600 | SH | DFND | 3 | 5,600 | 0 | 0 | |
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 140 | 70,942 | SH | DFND | 1 | 70,942 | 0 | 0 | |
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 27,091 | 1,079,755 | SH | DFND | 5 | 1,079,755 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 5,085 | 300,000 | SH | Put | DFND | 3 | 300,000 | 0 | 0 |
FORTIVE CORP | COM | 34959J108 | 17 | 345,000 | SH | Call | DFND | 2 | 345,000 | 0 | 0 |
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 5,065 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 6,013 | 115,000 | SH | DFND | 3 | 115,000 | 0 | 0 | |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 1,398 | 27,420 | SH | DFND | 3 | 27,420 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 553 | 2,700 | SH | DFND | 3 | 2,700 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 9 | 600 | SH | Put | DFND | 3 | 600 | 0 | 0 |
GENWORTH FINL INC | COM CL A | 37247D106 | 348 | 83,494 | SH | DFND | 5 | 83,494 | 0 | 0 | |
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 17 | 34,867 | SH | DFND | 1 | 34,867 | 0 | 0 | |
GIGCAPITAL INC | COM | 37518N106 | 3 | 470,500 | SH | DFND | 1 | 470,500 | 0 | 0 | |
GIGCAPITAL INC | COM | 37518N106 | 1,530 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 20 | 37,960 | SH | DFND | 1 | 37,960 | 0 | 0 | |
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 1,011 | 94,096 | SH | DFND | 1 | 94,096 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 950 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 6 | 20,000 | SH | Call | DFND | 3 | 20,000 | 0 | 0 |
GLOBALSTAR INC | COM | 378973408 | 28 | 54,625 | SH | DFND | 1 | 54,625 | 0 | 0 | |
GOPRO INC | CL A | 38268T103 | 99 | 113,300 | SH | Call | DFND | 1 | 113,300 | 0 | 0 |
GOPRO INC | CL A | 38268T103 | 63 | 110,000 | SH | Put | DFND | 1 | 110,000 | 0 | 0 |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 2,970 | 300,044 | SH | DFND | 1 | 300,044 | 0 | 0 | |
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 116 | 54,922 | SH | DFND | 1 | 54,922 | 0 | 0 | |
GOVERNMENT PPTYS INCOME TR | COM SHS BEN INT | 38376A103 | 847 | 75,000 | SH | DFND | 3 | 75,000 | 0 | 0 | |
GREENLAND ACQUISITIN CORPORA | RIGHT 04/27/2025 | G40981113 | 64 | 178,856 | SH | DFND | 1 | 178,856 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 709 | 417,243 | SH | DFND | 1 | 417,243 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 9,356 | 959,546 | SH | DFND | 1 | 959,546 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 1,335 | 128,771 | SH | DFND | 1 | 128,771 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 16 | 13,048 | SH | DFND | 1 | 13,048 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 1,014 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 27 | 13,000 | SH | Put | DFND | 1 | 13,000 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 639 | 16,500 | SH | Call | DFND | 1 | 16,500 | 0 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 33 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 730 | 26,900 | SH | DFND | 1 | 26,900 | 0 | 0 | |
HALCON RES CORP | *W EXP 09/09/202 | 40537Q118 | 15 | 149,500 | SH | DFND | 1 | 149,500 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 415 | 10,250 | SH | DFND | 1 | 10,250 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 1 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 69 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 292 | 224,403 | SH | DFND | 1 | 224,403 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 5,224 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 0 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 300 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 4,824 | 471,567 | SH | DFND | 1 | 471,567 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 4,586 | 450,000 | SH | DFND | 3 | 450,000 | 0 | 0 | |
HIBBETT SPORTS INC | COM | 428567101 | 973 | 140,200 | SH | Put | DFND | 1 | 140,200 | 0 | 0 |
HL ACQUISITIONS CORP | *W EXP 06/21/202 | G4603R122 | 62 | 171,295 | SH | DFND | 1 | 171,295 | 0 | 0 | |
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 12 | 29,080 | SH | DFND | 1 | 29,080 | 0 | 0 | |
HL ACQUISITIONS CORP | SHS | G4603R106 | 142 | 14,859 | SH | DFND | 1 | 14,859 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 53 | 49,900 | SH | DFND | 1 | 49,900 | 0 | 0 | |
HP INC | COM | 40434L105 | 224 | 8,700 | SH | DFND | 3 | 8,700 | 0 | 0 | |
HP INC | COM | 40434L105 | 25 | 17,700 | SH | Put | DFND | 3 | 17,700 | 0 | 0 |
HP INC | COM | 40434L105 | 1 | 700 | SH | Call | DFND | 3 | 700 | 0 | 0 |
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 86 | 287,500 | SH | DFND | 3 | 287,500 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 205 | 20,600 | SH | DFND | 1 | 20,600 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 5,727 | 575,000 | SH | DFND | 3 | 575,000 | 0 | 0 | |
I AM CAP ACQUISITION CO | *W EXP 05/22/202 | 45074Q116 | 8 | 22,473 | SH | DFND | 1 | 22,473 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 123 | 123,135 | SH | DFND | 1 | 123,135 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 3,151 | 308,969 | SH | DFND | 1 | 308,969 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 102 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 215 | 19,300 | SH | DFND | 1 | 19,300 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 557 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 31,275 | 665,274 | SH | DFND | 5 | 665,274 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 488 | 66,500 | SH | Call | DFND | 1 | 66,500 | 0 | 0 |
INTEL CORP | COM | 458140100 | 255 | 5,400 | SH | DFND | 3 | 5,400 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 38 | 7,600 | SH | Call | DFND | 3 | 7,600 | 0 | 0 |
INTEL CORP | COM | 458140100 | 48 | 14,800 | SH | Put | DFND | 3 | 14,800 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 39 | 3,600 | SH | Call | DFND | 3 | 3,600 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 28 | 3,400 | SH | Put | DFND | 3 | 3,400 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 499 | 3,300 | SH | DFND | 3 | 3,300 | 0 | 0 | |
INTERNATIONAL MNY EXPRESS IN | *W EXP 01/19/202 | 46005L119 | 56 | 23,871 | SH | DFND | 1 | 23,871 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 1 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 929 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 46 | 55,000 | SH | Put | DFND | 1 | 55,000 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 116 | 140,000 | SH | Put | DFND | 4 | 140,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 39 | 5,200 | SH | Put | DFND | 3 | 5,200 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 215 | 1,558 | SH | DFND | 3 | 1,558 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 68 | 4,200 | SH | Call | DFND | 3 | 4,200 | 0 | 0 |
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 464 | 333,608 | SH | DFND | 3 | 333,608 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 93 | 67,229 | SH | DFND | 1 | 67,229 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 1,930 | 189,950 | SH | DFND | 1 | 189,950 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 5,596 | 550,824 | SH | DFND | 3 | 550,824 | 0 | 0 | |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 27 | 125,556 | SH | DFND | 1 | 125,556 | 0 | 0 | |
KEMPHARM INC | COM | 488445107 | 1,758 | 366,313 | SH | DFND | 3 | 366,313 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 23,681 | 1,106,088 | SH | DFND | 3 | 1,106,088 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 23 | 11,300 | SH | Call | DFND | 3 | 11,300 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 33 | 30,600 | SH | Put | DFND | 3 | 30,600 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 113 | 6,400 | SH | DFND | 3 | 6,400 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 16 | 82,000 | SH | Call | DFND | 5 | 82,000 | 0 | 0 |
KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 240 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 861 | 26,900 | SH | DFND | 3 | 26,900 | 0 | 0 | |
KLX INC | COM | 482539103 | 1,883 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
KLX INC | COM | 482539103 | 102 | 71,600 | SH | Call | DFND | 1 | 71,600 | 0 | 0 |
KLX INC | COM | 482539103 | 19 | 99,600 | SH | Put | DFND | 1 | 99,600 | 0 | 0 |
KMG CHEMICALS INC | COM | 482564101 | 20,871 | 276,214 | SH | DFND | 5 | 276,214 | 0 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 319 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 6,645 | 31,251 | SH | DFND | 4 | 31,251 | 0 | 0 | |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 75 | 62,968 | SH | DFND | 1 | 62,968 | 0 | 0 | |
LANDCADIA HLDGS INC | CL A | 51476W107 | 271 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 89 | 199,014 | SH | DFND | 1 | 199,014 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 2 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 9,117 | 900,000 | SH | DFND | 3 | 900,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 220 | 205,835 | SH | DFND | 1 | 205,835 | 0 | 0 | |
LEISURE ACQUISITION CORP | COM | 52539T107 | 309 | 31,688 | SH | DFND | 1 | 31,688 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,018 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 0 | 36 | SH | DFND | 1 | 36 | 0 | 0 | |
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 445 | 350,048 | SH | DFND | 1 | 350,048 | 0 | 0 | |
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 14 | 26,082 | SH | DFND | 1 | 26,082 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS | SER A COM | 53046P109 | 2,877 | 61,170 | SH | DFND | 3 | 61,170 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 13,334 | 306,957 | SH | DFND | 3 | 306,957 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 1,157 | 49,657 | SH | DFND | 4 | 49,657 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 4,476 | 437,064 | SH | DFND | 1 | 437,064 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 46 | 2,600 | SH | Call | DFND | 3 | 2,600 | 0 | 0 |
LOWES COS INC | COM | 548661107 | 26 | 7,500 | SH | Put | DFND | 3 | 7,500 | 0 | 0 |
LUMENTUM HLDGS INC | COM | 55024U109 | 524 | 8,742 | SH | DFND | 5 | 8,742 | 0 | 0 | |
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 1,813 | 387,419 | SH | DFND | 1 | 387,419 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 447 | 24,971 | SH | DFND | 3 | 24,971 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 186 | 18,600 | SH | DFND | 1 | 18,600 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 375 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 117 | 155,973 | SH | DFND | 1 | 155,973 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 65 | 6,505 | SH | DFND | 1 | 6,505 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 6,059 | 605,250 | SH | DFND | 3 | 605,250 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 70 | 100,000 | SH | Put | DFND | 4 | 100,000 | 0 | 0 |
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 30 | 50,200 | SH | DFND | 1 | 50,200 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 1,414 | 148,513 | SH | DFND | 1 | 148,513 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 325 | 32,214 | SH | DFND | 1 | 32,214 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 8,372 | 828,900 | SH | DFND | 3 | 828,900 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 132 | 10,100 | SH | Call | DFND | 3 | 10,100 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 26 | 17,300 | SH | Put | DFND | 3 | 17,300 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 6,979 | 61,020 | SH | DFND | 4 | 61,020 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 62 | 3,500 | SH | Call | DFND | 3 | 3,500 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 6 | 51 | SH | DFND | 3 | 51 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 25 | 7,500 | SH | Put | DFND | 3 | 7,500 | 0 | 0 |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 89 | 10,006 | SH | DFND | 1 | 10,006 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 9,683 | 1,564,243 | SH | DFND | 3 | 1,564,243 | 0 | 0 | |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 18 | 30,362 | SH | DFND | 1 | 30,362 | 0 | 0 | |
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 56 | 119,724 | SH | DFND | 1 | 119,724 | 0 | 0 | |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 1,939 | 178,699 | SH | DFND | 3 | 178,699 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 18 | 9,600 | SH | Put | DFND | 3 | 9,600 | 0 | 0 |
MONDELEZ INTL INC | CL A | 609207105 | 25 | 11,400 | SH | Call | DFND | 3 | 11,400 | 0 | 0 |
MTECH ACQUISITION CORP | *W EXP 08/01/202 | 55378W115 | 191 | 128,738 | SH | DFND | 1 | 128,738 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 175 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 0 | 35 | SH | DFND | 1 | 35 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 2,420 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,030 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 201 | 5,500 | SH | DFND | 5 | 5,500 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 1,108 | 17,000 | SH | DFND | 3 | 17,000 | 0 | 0 | |
NANOVIRICIDES INC | COM NEW | 630087203 | 0 | 373,750 | SH | DFND | 3 | 373,750 | 0 | 0 | |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 253 | 112,757 | SH | DFND | 1 | 112,757 | 0 | 0 | |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 198 | 142,737 | SH | DFND | 1 | 142,737 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,020 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 141 | 13,859 | SH | DFND | 1 | 13,859 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 5,294 | 14,151 | SH | DFND | 4 | 14,151 | 0 | 0 | |
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 682 | 577,630 | SH | DFND | 1 | 577,630 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 134 | 6,600 | SH | DFND | 3 | 6,600 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 19 | 27,200 | SH | Call | DFND | 3 | 27,200 | 0 | 0 |
NEWELL BRANDS INC | COM | 651229106 | 127 | 23,200 | SH | Put | DFND | 3 | 23,200 | 0 | 0 |
NEXTERA ENERGY INC | COM | 65339F101 | 838 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 318 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 36 | 9,500 | SH | Call | DFND | 1 | 9,500 | 0 | 0 |
NII HLDGS INC | COM PAR | 62913F508 | 693 | 118,241 | SH | DFND | 1 | 118,241 | 0 | 0 | |
NORBORD INC | COM NEW | 65548P403 | 552 | 16,666 | SH | DFND | 3 | 16,666 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 476 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 28 | 700 | SH | Call | DFND | 3 | 700 | 0 | 0 |
NORTHROP GRUMMAN CORP | COM | 666807102 | 9 | 400 | SH | Put | DFND | 3 | 400 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 1,633 | 5,810 | SH | DFND | 3 | 5,810 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 259 | 8,000 | SH | Put | DFND | 1 | 8,000 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 27 | 7,400 | SH | Put | DFND | 3 | 7,400 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 90 | 1,100 | SH | DFND | 3 | 1,100 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 36 | 3,500 | SH | Call | DFND | 3 | 3,500 | 0 | 0 |
OCEAN RIG UDW INC | COM CL A | G66964118 | 9 | 261 | SH | DFND | 1 | 261 | 0 | 0 | |
OCEAN RIG UDW INC | COM CL A | G66964118 | 5,005 | 144,571 | SH | DFND | 3 | 144,571 | 0 | 0 | |
ONE MADISON CORP | COM CL A | G6772P100 | 204 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | |
ONE MADISON CORP | UNIT 99/99/9999 | G6772P118 | 285 | 27,517 | SH | DFND | 1 | 27,517 | 0 | 0 | |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 292 | 729,676 | SH | DFND | 1 | 729,676 | 0 | 0 | |
OPES ACQUISITION CORP | COM | 68373P100 | 1,063 | 107,895 | SH | DFND | 1 | 107,895 | 0 | 0 | |
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 1,298 | 127,800 | SH | DFND | 1 | 127,800 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 49 | 10,300 | SH | Call | DFND | 3 | 10,300 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 22 | 11,300 | SH | Put | DFND | 3 | 11,300 | 0 | 0 |
ORBOTECH LTD | ORD | M75253100 | 33,702 | 566,995 | SH | DFND | 5 | 566,995 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 4,012 | 707,643 | SH | DFND | 3 | 707,643 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 1,721 | 62,200 | SH | DFND | 1 | 62,200 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 50 | 80,000 | SH | Call | DFND | 1 | 80,000 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 285 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 6 | 9,700 | SH | Call | DFND | 1 | 9,700 | 0 | 0 |
PAPA JOHNS INTL INC | COM | 698813102 | 436 | 8,500 | SH | DFND | 3 | 8,500 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 4 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 36 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 3,126 | 313,871 | SH | DFND | 1 | 313,871 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 51 | 5,100 | SH | DFND | 3 | 5,100 | 0 | 0 | |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 141 | 312,788 | SH | DFND | 1 | 312,788 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 21 | 4,000 | SH | Put | DFND | 3 | 4,000 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 43 | 3,900 | SH | Call | DFND | 3 | 3,900 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 1,907 | 17,057 | SH | DFND | 4 | 17,057 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 61 | 45,000 | SH | Call | DFND | 1 | 45,000 | 0 | 0 |
PFIZER INC | COM | 717081103 | 1 | 21 | SH | DFND | 3 | 21 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 40 | 10,600 | SH | Call | DFND | 3 | 10,600 | 0 | 0 |
PFIZER INC | COM | 717081103 | 20 | 14,500 | SH | Put | DFND | 3 | 14,500 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 44 | 7,500 | SH | Call | DFND | 3 | 7,500 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 34 | 9,700 | SH | Put | DFND | 3 | 9,700 | 0 | 0 |
PHILIP MORRIS INTL INC | COM | 718172109 | 40 | 9,800 | SH | Call | DFND | 3 | 9,800 | 0 | 0 |
PHILIP MORRIS INTL INC | COM | 718172109 | 94 | 7,900 | SH | Put | DFND | 3 | 7,900 | 0 | 0 |
PHILIP MORRIS INTL INC | COM | 718172109 | 98 | 1,200 | SH | DFND | 3 | 1,200 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 38 | 6,600 | SH | Put | DFND | 3 | 6,600 | 0 | 0 |
PHILLIPS 66 | COM | 718546104 | 106 | 5,700 | SH | Call | DFND | 3 | 5,700 | 0 | 0 |
PINNACLE FOODS INC DEL | COM | 72348P104 | 3,820 | 58,934 | SH | DFND | 5 | 58,934 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 854 | 632,628 | SH | DFND | 1 | 632,628 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 685 | 65,907 | SH | DFND | 1 | 65,907 | 0 | 0 | |
PRIORITY TECHNOLOGY HLDGS IN | COM | 74275G107 | 938 | 96,556 | SH | DFND | 1 | 96,556 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 52 | 10,500 | SH | Call | DFND | 3 | 10,500 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 58 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 3 | 41 | SH | DFND | 3 | 41 | 0 | 0 | |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 908 | 27,438 | SH | DFND | 3 | 27,438 | 0 | 0 | |
PURE ACQUISITION CORP | CL A | 74621Q106 | 608 | 62,688 | SH | DFND | 1 | 62,688 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 60 | 5,811 | SH | DFND | 1 | 5,811 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 2,594 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 620 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 182 | 124,340 | SH | DFND | 1 | 124,340 | 0 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 315 | 32,235 | SH | DFND | 1 | 32,235 | 0 | 0 | |
RIMINI STR INC DEL | COM | 76674Q107 | 1,544 | 244,645 | SH | DFND | 1 | 244,645 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 3 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 0 | 10,800 | SH | Call | DFND | 1 | 10,800 | 0 | 0 |
ROCKWELL COLLINS INC | COM | 774341101 | 21 | 150 | SH | DFND | 1 | 150 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 78,638 | 559,818 | SH | DFND | 5 | 559,818 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 177 | 101,000 | SH | Call | DFND | 1 | 101,000 | 0 | 0 |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 2,296 | 33,700 | SH | DFND | 1 | 33,700 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 19 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 199 | 180,935 | SH | DFND | 1 | 180,935 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 7,961 | 50,062 | SH | DFND | 4 | 50,062 | 0 | 0 | |
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 109 | 10,040 | SH | DFND | 3 | 10,040 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 30 | 56,517 | SH | DFND | 1 | 56,517 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 3 | 60,300 | SH | Call | DFND | 1 | 60,300 | 0 | 0 |
SCHLUMBERGER LTD | COM | 806857108 | 45 | 11,400 | SH | Call | DFND | 3 | 11,400 | 0 | 0 |
SCHLUMBERGER LTD | COM | 806857108 | 24 | 2,900 | SH | Put | DFND | 3 | 2,900 | 0 | 0 |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 541 | 11,000 | SH | DFND | 3 | 11,000 | 0 | 0 | |
SCIENCE APPLICATNS INTL CP N | COM | 808625107 | 113 | 85,000 | SH | Call | DFND | 5 | 85,000 | 0 | 0 |
SENSATA TECHNOLOGIES HLDNG P | SHS | G8060N102 | 305 | 175,000 | SH | Put | DFND | 4 | 175,000 | 0 | 0 |
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | G8062D110 | 14 | 11,203 | SH | DFND | 1 | 11,203 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | COM CL A | G8062D102 | 99 | 10,100 | SH | DFND | 1 | 10,100 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 4,128 | 400,000 | SH | DFND | 3 | 400,000 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 0 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 5,570 | 28,472 | SH | DFND | 4 | 28,472 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 12,985 | 71,633 | SH | DFND | 5 | 71,633 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 33 | 2,000 | SH | Call | DFND | 1 | 2,000 | 0 | 0 |
SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 2,783 | 350,100 | SH | DFND | 1 | 350,100 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 2,844 | 450,000 | SH | DFND | 2 | 450,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 2,020 | 1,161,000 | SH | Put | DFND | 3 | 1,161,000 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 303 | 48,000 | SH | DFND | 1 | 48,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 788 | 450,000 | SH | Put | DFND | 2 | 450,000 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 57 | 70,000 | SH | Put | DFND | 1 | 70,000 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 180 | 167,921 | SH | DFND | 1 | 167,921 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 352 | 35,491 | SH | DFND | 1 | 35,491 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 9,910 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 10,150 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 3,337 | 328,780 | SH | DFND | 1 | 328,780 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 187 | 160,000 | SH | Put | DFND | 4 | 160,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 98 | 391,000 | SH | Call | DFND | 5 | 391,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 83 | 45,000 | SH | Call | DFND | 4 | 45,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4 | 1,200 | SH | Call | DFND | 3 | 1,200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 288 | 1,000 | SH | Call | DFND | 1 | 1,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,536 | 32,800 | SH | DFND | 3 | 32,800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 951 | 3,270 | SH | DFND | 4 | 3,270 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 5 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 6 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
SPLUNK INC | COM | 848637104 | 6,047 | 50,016 | SH | DFND | 4 | 50,016 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 12,008 | 66,407 | SH | DFND | 4 | 66,407 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 569 | 87,000 | SH | DFND | 1 | 87,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 1,911 | 292,200 | SH | DFND | 5 | 292,200 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 61 | 93,500 | SH | Put | DFND | 1 | 93,500 | 0 | 0 |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 9,613 | 823,000 | SH | DFND | 3 | 823,000 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 1,143 | 51,960 | SH | DFND | 3 | 51,960 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 1,331 | 29,570 | SH | DFND | 5 | 29,570 | 0 | 0 | |
STITCH FIX INC | COM CL A | 860897107 | 376 | 8,600 | SH | DFND | 1 | 8,600 | 0 | 0 | |
STITCH FIX INC | COM CL A | 860897107 | 22 | 11,300 | SH | Call | DFND | 1 | 11,300 | 0 | 0 |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 3,188 | 397,000 | SH | DFND | 2 | 397,000 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 12,045 | 1,500,000 | SH | DFND | 3 | 1,500,000 | 0 | 0 | |
SUN LIFE FINL INC | COM | 866796105 | 236 | 5,946 | SH | DFND | 3 | 5,946 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 274 | 7,077 | SH | DFND | 3 | 7,077 | 0 | 0 | |
SUTRO BIOPHARMA INC | COM | 869367102 | 6,260 | 417,317 | SH | DFND | 1 | 417,317 | 0 | 0 | |
SYMANTEC CORP | COM | 871503108 | 61 | 19,100 | SH | Put | DFND | 3 | 19,100 | 0 | 0 |
SYMANTEC CORP | COM | 871503108 | 70 | 24,300 | SH | Call | DFND | 3 | 24,300 | 0 | 0 |
SYNNEX CORP | COM | 87162W100 | 129 | 110,000 | SH | Call | DFND | 5 | 110,000 | 0 | 0 |
SYNNEX CORP | COM | 87162W100 | 4,285 | 50,588 | SH | DFND | 5 | 50,588 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 207 | 4,521 | SH | DFND | 3 | 4,521 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 6,174 | 134,834 | SH | DFND | 5 | 134,834 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 5 | 95,200 | SH | Call | DFND | 5 | 95,200 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 1,602 | 22,821 | SH | DFND | 4 | 22,821 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 94 | 125,000 | SH | Put | DFND | 5 | 125,000 | 0 | 0 |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 67 | 34,800 | SH | Put | DFND | 4 | 34,800 | 0 | 0 |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 10,375 | 75,188 | SH | DFND | 4 | 75,188 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 366 | 162,700 | SH | Put | DFND | 1 | 162,700 | 0 | 0 |
TARGA RES CORP | COM | 87612G101 | 4,815 | 85,500 | SH | DFND | 1 | 85,500 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 26 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 66 | 5,600 | SH | Call | DFND | 3 | 5,600 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 30 | 8,900 | SH | Put | DFND | 3 | 8,900 | 0 | 0 |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 95 | 35,000 | SH | Put | DFND | 4 | 35,000 | 0 | 0 |
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 182 | 10,448 | SH | DFND | 3 | 10,448 | 0 | 0 | |
TENNECO INC | COM | 880349105 | 33 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
TENNECO INC | COM | 880349105 | 169 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
TERADYNE INC | COM | 880770102 | 228 | 225,000 | SH | Put | DFND | 4 | 225,000 | 0 | 0 |
TESLA INC | COM | 88160R101 | 85 | 35,000 | SH | Call | DFND | 1 | 35,000 | 0 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 44 | 5,900 | SH | Call | DFND | 3 | 5,900 | 0 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 33 | 2,100 | SH | Put | DFND | 3 | 2,100 | 0 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 90 | 75,000 | SH | Put | DFND | 4 | 75,000 | 0 | 0 |
TG THERAPEUTICS INC | COM | 88322Q108 | 1 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
TG THERAPEUTICS INC | COM | 88322Q108 | 1 | 300 | SH | Put | DFND | 1 | 300 | 0 | 0 |
THOMSON REUTERS CORP | COM | 884903105 | 3,259 | 71,357 | SH | DFND | 3 | 71,357 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 739 | 76,137 | SH | DFND | 1 | 76,137 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 2,091 | 205,800 | SH | DFND | 3 | 205,800 | 0 | 0 | |
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 112 | 11,548 | SH | DFND | 1 | 11,548 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 24,280 | 169,055 | SH | DFND | 1 | 169,055 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 1,940 | 39,000 | SH | Call | DFND | 1 | 39,000 | 0 | 0 |
TILRAY INC | COM CL 2 | 88688T100 | 149 | 58,500 | SH | Put | DFND | 1 | 58,500 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 56 | 233,180 | SH | DFND | 1 | 233,180 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 974 | 102,551 | SH | DFND | 1 | 102,551 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 27 | 59,016 | SH | DFND | 1 | 59,016 | 0 | 0 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 3 | 40 | SH | DFND | 2 | 40 | 0 | 0 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 25 | 10,000 | SH | Call | DFND | 3 | 10,000 | 0 | 0 |
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 82 | 222,167 | SH | DFND | 1 | 222,167 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 1,690 | 174,196 | SH | DFND | 1 | 174,196 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 455 | 45,151 | SH | DFND | 1 | 45,151 | 0 | 0 | |
TRANSENTERIX INC | COM NEW | 89366M201 | 203 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 226 | 22,978 | SH | DFND | 1 | 22,978 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 6,622 | 654,300 | SH | DFND | 3 | 654,300 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 147 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 9 | 60,400 | SH | Put | DFND | 1 | 60,400 | 0 | 0 |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 1,287 | 125,240 | SH | DFND | 3 | 125,240 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 171 | 16,656 | SH | DFND | 1 | 16,656 | 0 | 0 | |
TRONOX LTD | SHS CL A | Q9235V101 | 1,092 | 91,345 | SH | DFND | 5 | 91,345 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 188 | 522,262 | SH | DFND | 1 | 522,262 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 432 | 1,029,020 | SH | DFND | 1 | 1,029,020 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 446 | 431,500 | SH | Put | DFND | 1 | 431,500 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 629 | 562,600 | SH | Call | DFND | 5 | 562,600 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 99 | 465,100 | SH | Put | DFND | 5 | 465,100 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 14,176 | 305,981 | SH | DFND | 5 | 305,981 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 4,276 | 92,300 | SH | DFND | 1 | 92,300 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 53 | 250,500 | SH | Call | DFND | 1 | 250,500 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 916 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 2,749 | 60,000 | SH | DFND | 3 | 60,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 13,192 | 287,905 | SH | DFND | 5 | 287,905 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 11 | 151,500 | SH | Call | DFND | 1 | 151,500 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 126 | 39,600 | SH | Put | DFND | 1 | 39,600 | 0 | 0 |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 1,527 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 3,215 | 58,492 | SH | DFND | 3 | 58,492 | 0 | 0 | |
UNION ACQUISITION CORP | *W EXP 07/01/202 | G9366W127 | 16 | 44,909 | SH | DFND | 1 | 44,909 | 0 | 0 | |
UNION ACQUISITION CORP | SHS | G9366W101 | 152 | 15,582 | SH | DFND | 1 | 15,582 | 0 | 0 | |
UNITED NAT FOODS INC | COM | 911163103 | 15 | 226,000 | SH | Call | DFND | 5 | 226,000 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 160 | 40,000 | SH | Call | DFND | 4 | 40,000 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 7 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 21 | 25,000 | SH | Put | DFND | 5 | 25,000 | 0 | 0 |
UNUM THERAPEUTICS INC | COM | 903214104 | 6,696 | 650,095 | SH | DFND | 3 | 650,095 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 18 | 7,100 | SH | Call | DFND | 3 | 7,100 | 0 | 0 |
US BANCORP DEL | COM NEW | 902973304 | 26 | 6,800 | SH | Put | DFND | 3 | 6,800 | 0 | 0 |
US BANCORP DEL | COM NEW | 902973304 | 53 | 1,000 | SH | DFND | 3 | 1,000 | 0 | 0 | |
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 45 | 42,000 | SH | Put | DFND | 1 | 42,000 | 0 | 0 |
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 257 | 35,750 | SH | DFND | 1 | 35,750 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 201 | 160,000 | SH | Put | DFND | 4 | 160,000 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 410 | 41,085 | SH | DFND | 1 | 41,085 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 72 | 7,250 | SH | DFND | 3 | 7,250 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 11 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 10,600 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 30 | 48,639 | SH | DFND | 1 | 48,639 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 3,897 | 1,568,224 | SH | DFND | 1 | 1,568,224 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 3,026 | 296,667 | SH | DFND | 1 | 296,667 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 133 | 2,500 | SH | DFND | 3 | 2,500 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 15 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 29 | 4,700 | SH | Call | DFND | 3 | 4,700 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 29 | 12,900 | SH | Put | DFND | 3 | 12,900 | 0 | 0 |
VISTRA ENERGY CORP | *W EXP 02/02/202 | 92840M128 | 36 | 24,120 | SH | DFND | 1 | 24,120 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 117 | 45,700 | SH | Put | DFND | 1 | 45,700 | 0 | 0 |
VMWARE INC | CL A COM | 928563402 | 5,325 | 34,122 | SH | DFND | 1 | 34,122 | 0 | 0 | |
WALMART INC | COM | 931142103 | 61 | 7,700 | SH | Put | DFND | 3 | 7,700 | 0 | 0 |
WALMART INC | COM | 931142103 | 62 | 7,300 | SH | Call | DFND | 3 | 7,300 | 0 | 0 |
WALMART INC | COM | 931142103 | 28 | 300 | SH | DFND | 3 | 300 | 0 | 0 | |
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 1 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
WILLSCOT CORP | COM | 971375126 | 546 | 31,843 | SH | DFND | 1 | 31,843 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 31 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 53 | 40,000 | SH | Call | DFND | 4 | 40,000 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 150 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 283 | 151,500 | SH | Call | DFND | 1 | 151,500 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 1,944 | 15,300 | SH | DFND | 1 | 15,300 | 0 | 0 | |
XILINX INC | COM | 983919101 | 95 | 75,000 | SH | Call | DFND | 4 | 75,000 | 0 | 0 |
XILINX INC | COM | 983919101 | 5,697 | 71,060 | SH | DFND | 4 | 71,060 | 0 | 0 | |
XO GROUP INC | COM | 983772104 | 4 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
XO GROUP INC | COM | 983772104 | 1 | 2,300 | SH | Put | DFND | 1 | 2,300 | 0 | 0 |
XPO LOGISTICS INC | COM | 983793100 | 285 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 31 | 20,700 | SH | Put | DFND | 1 | 20,700 | 0 | 0 |
YOGAWORKS INC | COM | 986005106 | 1,078 | 898,317 | SH | DFND | 1 | 898,317 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 9 | 74,100 | SH | Call | DFND | 1 | 74,100 | 0 | 0 |