The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 185 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
3M CO | COM | 88579Y101 | 157 | 800 | SH | DFND | 3 | 800 | 0 | 0 | |
3M CO | COM | 88579Y101 | 29 | 3,600 | SH | Call | DFND | 3 | 3,600 | 0 | 0 |
3M CO | COM | 88579Y101 | 84 | 2,700 | SH | Put | DFND | 3 | 2,700 | 0 | 0 |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 115 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 208 | 13,600 | SH | Call | DFND | 1 | 13,600 | 0 | 0 |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,896 | 85,000 | SH | Put | DFND | 1 | 85,000 | 0 | 0 |
ADOBE SYS INC | COM | 00724F101 | 12,969 | 53,192 | SH | DFND | 4 | 53,192 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 371 | 70,000 | SH | DFND | 3 | 70,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 6,092 | 33,200 | SH | Call | DFND | 1 | 33,200 | 0 | 0 |
AETNA INC NEW | COM | 00817Y108 | 32,815 | 178,827 | SH | DFND | 5 | 178,827 | 0 | 0 | |
AGCO CORP | COM | 001084102 | 1,324 | 21,800 | SH | Call | DFND | 1 | 21,800 | 0 | 0 |
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 220 | 594,393 | SH | DFND | 1 | 594,393 | 0 | 0 | |
AKORN INC | COM | 009728106 | 136 | 8,200 | SH | Call | DFND | 1 | 8,200 | 0 | 0 |
AKORN INC | COM | 009728106 | 505 | 109,900 | SH | Call | DFND | 5 | 109,900 | 0 | 0 |
AKORN INC | COM | 009728106 | 473 | 28,500 | SH | Put | DFND | 1 | 28,500 | 0 | 0 |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 277 | 17,500 | SH | Put | DFND | 1 | 17,500 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,965 | 21,369 | SH | DFND | 4 | 21,369 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 198 | 175 | SH | DFND | 3 | 175 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 33 | 300 | SH | Call | DFND | 3 | 300 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 26 | 500 | SH | Put | DFND | 3 | 500 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 849 | 761 | SH | DFND | 3 | 761 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 20 | 200 | SH | Call | DFND | 3 | 200 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 37 | 700 | SH | Put | DFND | 3 | 700 | 0 | 0 |
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 825 | 589,266 | SH | DFND | 1 | 589,266 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 6,647 | 90,800 | SH | DFND | 3 | 90,800 | 0 | 0 | |
ALTICE USA INC | CL A | 02156K103 | 2,131 | 124,933 | SH | DFND | 3 | 124,933 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 13,488 | 7,935 | SH | DFND | 3 | 7,935 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 3,532 | 2,078 | SH | DFND | 4 | 2,078 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 224 | 400 | SH | Call | DFND | 3 | 400 | 0 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 383 | 24,500 | SH | DFND | 1 | 24,500 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 2,088 | 133,700 | SH | Call | DFND | 1 | 133,700 | 0 | 0 |
ANDEAVOR | COM | 03349M105 | 60,900 | 464,244 | SH | DFND | 5 | 464,244 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,079 | 11,231 | SH | DFND | 3 | 11,231 | 0 | 0 | |
APPLE INC | COM | 037833100 | 9 | 400 | SH | Call | DFND | 3 | 400 | 0 | 0 |
APPLE INC | COM | 037833100 | 11 | 700 | SH | Put | DFND | 3 | 700 | 0 | 0 |
APTINYX INC | COM | 03836N103 | 546 | 24,691 | SH | DFND | 3 | 24,691 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 87 | 948 | SH | DFND | 1 | 948 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 10,413 | 113,638 | SH | DFND | 4 | 113,638 | 0 | 0 | |
AQUINOX PHARMACEUTICALS INC | COM | 03842B101 | 53 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
AQUINOX PHARMACEUTICALS INC | COM | 03842B101 | 53 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 4,673 | 171,100 | SH | Call | DFND | 1 | 171,100 | 0 | 0 |
ARRAY BIOPHARMA INC | COM | 04269X105 | 923 | 55,000 | SH | Put | DFND | 1 | 55,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 14,692 | 457,500 | SH | Put | DFND | 1 | 457,500 | 0 | 0 |
AT&T INC | COM | 00206R102 | 10 | 72,000 | SH | Call | DFND | 5 | 72,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 6,810 | 212,093 | SH | DFND | 1 | 212,093 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 2,395 | 74,600 | SH | Call | DFND | 1 | 74,600 | 0 | 0 |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 129 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 239 | 6,500 | SH | Call | DFND | 1 | 6,500 | 0 | 0 |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 368 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 3,057 | 80,000 | SH | DFND | 3 | 80,000 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 24 | 5,600 | SH | Put | DFND | 3 | 5,600 | 0 | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 18,780 | 140,000 | SH | Put | DFND | 1 | 140,000 | 0 | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 86 | 4,200 | SH | Call | DFND | 3 | 4,200 | 0 | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 134 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
AV HOMES INC | COM | 00234P102 | 3,274 | 152,994 | SH | DFND | 3 | 152,994 | 0 | 0 | |
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 1,080 | 107,724 | SH | DFND | 1 | 107,724 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 22 | 13,000 | SH | Call | DFND | 3 | 13,000 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 17 | 7,700 | SH | Put | DFND | 3 | 7,700 | 0 | 0 |
BANK NEW YORK MELLON CORP | COM | 064058100 | 19 | 6,600 | SH | Call | DFND | 3 | 6,600 | 0 | 0 |
BANK NEW YORK MELLON CORP | COM | 064058100 | 42 | 9,000 | SH | Put | DFND | 3 | 9,000 | 0 | 0 |
BANK NEW YORK MELLON CORP | COM | 064058100 | 65 | 1,200 | SH | DFND | 3 | 1,200 | 0 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 2,491 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
BED BATH & BEYOND INC | COM | 075896100 | 2,909 | 146,000 | SH | DFND | 1 | 146,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 282 | 1 | SH | DFND | 3 | 1 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 187 | 1,000 | SH | DFND | 3 | 1,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 25 | 3,500 | SH | Call | DFND | 3 | 3,500 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 19 | 1,000 | SH | Put | DFND | 3 | 1,000 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 6 | 16,476 | SH | DFND | 1 | 16,476 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 18 | 39,652 | SH | DFND | 1 | 39,652 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 94 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,235 | 13,100 | SH | Call | DFND | 1 | 13,100 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 122 | 1,300 | SH | Put | DFND | 1 | 1,300 | 0 | 0 |
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 10 | 27,002 | SH | DFND | 1 | 27,002 | 0 | 0 | |
BISON CAP ACQUISITION CORP | RIGHT 03/20/2019 | G1142P138 | 12 | 37,372 | SH | DFND | 1 | 37,372 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 52 | 120,481 | SH | DFND | 1 | 120,481 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | UNIT 10/05/2022 | 09216T206 | 523 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | UNIT 10/05/2022 | 09216T206 | 512 | 49,002 | SH | DFND | 1 | 49,002 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 942 | 6,000 | SH | DFND | 3 | 6,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 2,158 | 34,000 | SH | DFND | 3 | 34,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 5,501 | 16,397 | SH | DFND | 4 | 16,397 | 0 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 1,286 | 67,600 | SH | DFND | 2 | 67,600 | 0 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 385 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 385 | 50,000 | SH | Put | DFND | 3 | 50,000 | 0 | 0 |
BUNGE LIMITED | COM | G16962105 | 1,046 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 6,406 | 147,917 | SH | DFND | 4 | 147,917 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 3,628 | 339,026 | SH | DFND | 4 | 339,026 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 0 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 319 | 29,850 | SH | DFND | 3 | 29,850 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 3,932 | 97,000 | SH | Call | DFND | 1 | 97,000 | 0 | 0 |
CAMPBELL SOUP CO | COM | 134429109 | 3,085 | 76,100 | SH | Put | DFND | 1 | 76,100 | 0 | 0 |
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 57 | 2,280 | SH | DFND | 1 | 2,280 | 0 | 0 | |
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 375 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 460 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 24 | 17,426 | SH | DFND | 1 | 17,426 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 987 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 53 | 5,159 | SH | DFND | 1 | 5,159 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 515 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CARLISLE COS INC | COM | 142339100 | 1,593 | 14,700 | SH | Call | DFND | 1 | 14,700 | 0 | 0 |
CARLISLE COS INC | COM | 142339100 | 6,098 | 56,300 | SH | Put | DFND | 1 | 56,300 | 0 | 0 |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 57 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 5,731 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
CARNIVAL PLC | ADR | 14365C103 | 317 | 5,495 | SH | DFND | 3 | 5,495 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 163 | 100,000 | SH | Put | DFND | 5 | 100,000 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 707 | 8,900 | SH | DFND | 3 | 8,900 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 948 | 3,234 | SH | DFND | 4 | 3,234 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 157 | 1,500 | SH | Call | DFND | 3 | 1,500 | 0 | 0 |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 75 | 3,200 | SH | Put | DFND | 3 | 3,200 | 0 | 0 |
CIGNA CORPORATION | COM | 125509109 | 2,464 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 1,700 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
CIGNA CORPORATION | COM | 125509109 | 3,399 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 65 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 20 | 6,900 | SH | Call | DFND | 3 | 6,900 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 47 | 13,300 | SH | Put | DFND | 3 | 13,300 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 344 | 34,746 | SH | DFND | 1 | 34,746 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 0 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 2,588 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
CME GROUP INC | COM CL A | 12572Q105 | 462 | 120,000 | SH | Put | DFND | 5 | 120,000 | 0 | 0 |
COBIZ FINANCIAL INC | COM | 190897108 | 1,620 | 75,400 | SH | DFND | 5 | 75,400 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 31 | 9,800 | SH | Put | DFND | 3 | 9,800 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 30 | 10,300 | SH | Call | DFND | 3 | 10,300 | 0 | 0 |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 728 | 52,000 | SH | Call | DFND | 1 | 52,000 | 0 | 0 |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 56 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
COHU INC | COM | 192576106 | 1,020 | 41,604 | SH | DFND | 5 | 41,604 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,555 | 47,400 | SH | DFND | 1 | 47,400 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,496 | 45,600 | SH | Call | DFND | 1 | 45,600 | 0 | 0 |
COMCAST CORP NEW | CL A | 20030N101 | 171 | 160,000 | SH | Call | DFND | 5 | 160,000 | 0 | 0 |
COMCAST CORP NEW | CL A | 20030N101 | 4,101 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 39 | 3,858,817 | SH | DFND | 1 | 3,858,817 | 0 | 0 | |
CONAGRA BRANDS INC | COM | 205887102 | 1,072 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
CONCHO RES INC | COM | 20605P101 | 138 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 6,074 | 43,900 | SH | Call | DFND | 1 | 43,900 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 1,844 | 185,172 | SH | DFND | 1 | 185,172 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | UNIT 99/99/9999 | G2379F124 | 1,460 | 136,450 | SH | DFND | 1 | 136,450 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,134 | 9,750 | SH | DFND | 1 | 9,750 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 25,082 | 114,600 | SH | Call | DFND | 1 | 114,600 | 0 | 0 |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 10,418 | 47,600 | SH | Put | DFND | 1 | 47,600 | 0 | 0 |
COREPOINT LODGING INC | COM | 21872L104 | 3,616 | 139,628 | SH | DFND | 3 | 139,628 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 5,868 | 534,397 | SH | DFND | 3 | 534,397 | 0 | 0 | |
CSX CORP | COM | 126408103 | 30 | 5,900 | SH | Put | DFND | 3 | 5,900 | 0 | 0 |
CSX CORP | COM | 126408103 | 25 | 5,500 | SH | Call | DFND | 3 | 5,500 | 0 | 0 |
CVR PARTNERS LP | COM | 126633106 | 565 | 171,079 | SH | DFND | 3 | 171,079 | 0 | 0 | |
CVR REFNG LP | COMUNIT REP LT | 12663P107 | 3,465 | 155,014 | SH | DFND | 3 | 155,014 | 0 | 0 | |
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 80 | 74,518 | SH | DFND | 1 | 74,518 | 0 | 0 | |
DCT INDUSTRIAL TRUST INC | COM NEW | 233153204 | 7 | 98 | SH | DFND | 1 | 98 | 0 | 0 | |
DCT INDUSTRIAL TRUST INC | COM NEW | 233153204 | 59,648 | 893,878 | SH | DFND | 5 | 893,878 | 0 | 0 | |
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 64 | 16,348 | SH | DFND | 1 | 16,348 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 15 | 13,719 | SH | DFND | 1 | 13,719 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 348 | 36,157 | SH | DFND | 1 | 36,157 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 2,770 | 272,944 | SH | DFND | 1 | 272,944 | 0 | 0 | |
DISCOVERY INC | COM SER A | 25470F104 | 336 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 2,699 | 25,756 | SH | DFND | 4 | 25,756 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 679 | 250,000 | SH | Put | DFND | 5 | 250,000 | 0 | 0 |
DOWDUPONT INC | COM | 26078J100 | 45 | 9,700 | SH | Call | DFND | 3 | 9,700 | 0 | 0 |
DOWDUPONT INC | COM | 26078J100 | 19 | 2,800 | SH | Put | DFND | 3 | 2,800 | 0 | 0 |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 1,464 | 12,000 | SH | Call | DFND | 1 | 12,000 | 0 | 0 |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 1,220 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
DRAPER OAKWOOD TECHNOLOGY | UNIT 09/30/2024 | 26146L202 | 301 | 25,100 | SH | DFND | 1 | 25,100 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 453,880 | 14,000 | SH | DFND | 2 | 14,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 125,300 | 14,000 | SH | Put | DFND | 2 | 140,000 | 0 | 0 |
DXC TECHNOLOGY CO | COM | 23355L106 | 387 | 4,803 | SH | DFND | 1 | 4,803 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 1,612 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 35,199 | 249,600 | SH | Put | DFND | 1 | 249,600 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 7,728 | 54,800 | SH | DFND | 1 | 54,800 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 9,537 | 67,629 | SH | DFND | 4 | 67,629 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 78,082 | 553,700 | SH | Call | DFND | 1 | 553,700 | 0 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 830 | 30,000 | SH | Put | DFND | 1 | 30,000 | 0 | 0 |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 35,036 | 796,091 | SH | DFND | 5 | 796,091 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 28 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 210 | 3,800 | SH | Put | DFND | 1 | 3,800 | 0 | 0 |
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 92 | 216,478 | SH | DFND | 1 | 216,478 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 6,763 | 87,600 | SH | Put | DFND | 1 | 87,600 | 0 | 0 |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 15,913 | 206,105 | SH | DFND | 5 | 206,105 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 1,351 | 17,500 | SH | Call | DFND | 1 | 17,500 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 31 | 6,100 | SH | Put | DFND | 3 | 6,100 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 52 | 6,100 | SH | Call | DFND | 3 | 6,100 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 8,273 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 44 | 2,500 | SH | Put | DFND | 3 | 2,500 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 2,157 | 11,100 | SH | DFND | 1 | 11,100 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 19 | 100 | SH | DFND | 3 | 100 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,138 | 11,000 | SH | Call | DFND | 1 | 11,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 15 | 1,000 | SH | Call | DFND | 3 | 1,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 2,138 | 11,000 | SH | Put | DFND | 1 | 11,000 | 0 | 0 |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 27 | 19,700 | SH | DFND | 1 | 19,700 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 2,270 | 222,294 | SH | DFND | 1 | 222,294 | 0 | 0 | |
FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 111 | 69,105 | SH | DFND | 1 | 69,105 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 85 | 12,950 | SH | DFND | 1 | 12,950 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 229 | 35,000 | SH | Put | DFND | 1 | 35,000 | 0 | 0 |
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 2,808 | 123,110 | SH | DFND | 5 | 123,110 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 9 | 180,000 | SH | Call | DFND | 2 | 180,000 | 0 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 666 | 180,000 | SH | Put | DFND | 2 | 180,000 | 0 | 0 |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 4,778 | 109,944 | SH | DFND | 3 | 109,944 | 0 | 0 | |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 7,083 | 157,116 | SH | DFND | 3 | 157,116 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 839 | 4,500 | SH | DFND | 3 | 4,500 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 24 | 3,600 | SH | Call | DFND | 3 | 3,600 | 0 | 0 |
GENERAL DYNAMICS CORP | COM | 369550108 | 91 | 2,700 | SH | Put | DFND | 3 | 2,700 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 87 | 2,200 | SH | DFND | 3 | 2,200 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 15 | 8,000 | SH | Call | DFND | 3 | 8,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 46 | 9,400 | SH | Put | DFND | 3 | 9,400 | 0 | 0 |
GERON CORP | COM | 374163103 | 103 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
GGP INC | COM | 36174X101 | 4,597 | 225,000 | SH | DFND | 3 | 225,000 | 0 | 0 | |
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 16 | 34,867 | SH | DFND | 1 | 34,867 | 0 | 0 | |
GIGCAPITAL INC | COM | 37518N106 | 377 | 508,466 | SH | DFND | 1 | 508,466 | 0 | 0 | |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 17 | 37,660 | SH | DFND | 1 | 37,660 | 0 | 0 | |
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 951 | 90,594 | SH | DFND | 1 | 90,594 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 1,130 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 18 | 1,400,000 | SH | Call | DFND | 3 | 1,400,000 | 0 | 0 |
GLOBALSTAR INC | COM | 378973408 | 31 | 62,863 | SH | DFND | 1 | 62,863 | 0 | 0 | |
GOPRO INC | CL A | 38268T103 | 428 | 66,500 | SH | Put | DFND | 1 | 66,500 | 0 | 0 |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 1,122 | 115,432 | SH | DFND | 1 | 115,432 | 0 | 0 | |
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 254 | 137,511 | SH | DFND | 1 | 137,511 | 0 | 0 | |
GORES HLDGS II INC | COM CL A | 382867109 | 7,913 | 779,214 | SH | DFND | 1 | 779,214 | 0 | 0 | |
GORES HLDGS II INC | UNIT 99/99/9999 | 382867208 | 222 | 20,671 | SH | DFND | 1 | 20,671 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 1,420 | 138,890 | SH | DFND | 1 | 138,890 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 784 | 77,577 | SH | DFND | 1 | 77,577 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 1,010 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 698 | 5,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 126 | 900 | SH | DFND | 1 | 900 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 698 | 5,000 | SH | Call | DFND | 1 | 5,000 | 0 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 1,207 | 40,500 | SH | DFND | 1 | 40,500 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 1,642 | 55,100 | SH | Put | DFND | 1 | 55,100 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 586 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 451 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 42 | 50,911 | SH | DFND | 1 | 50,911 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 910 | 93,281 | SH | DFND | 1 | 93,281 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 5,055 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 1 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 342 | 237,500 | SH | DFND | 3 | 237,500 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 88 | 61,450 | SH | DFND | 1 | 61,450 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 4,563 | 450,000 | SH | DFND | 3 | 450,000 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 1,121 | 99,904 | SH | DFND | 1 | 99,904 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 558 | 50,001 | SH | DFND | 1 | 50,001 | 0 | 0 | |
HL ACQUISITIONS CORP | UNIT 06/21/2023 | G4603R114 | 528 | 52,495 | SH | DFND | 1 | 52,495 | 0 | 0 | |
HP INC | COM | 40434L105 | 23 | 20,200 | SH | Call | DFND | 3 | 20,200 | 0 | 0 |
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 58 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 124 | 287,500 | SH | DFND | 3 | 287,500 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 5,681 | 575,000 | SH | DFND | 3 | 575,000 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 2,545 | 257,637 | SH | DFND | 1 | 257,637 | 0 | 0 | |
I AM CAP ACQUISITION CO | *W EXP 05/22/202 | 45074Q116 | 12 | 27,548 | SH | DFND | 1 | 27,548 | 0 | 0 | |
I AM CAP ACQUISITION CO | COM | 45074Q108 | 3,145 | 309,241 | SH | DFND | 1 | 309,241 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 1,464 | 9,600 | SH | DFND | 3 | 9,600 | 0 | 0 | |
ILG INC | COM | 44967H101 | 27,019 | 818,013 | SH | DFND | 5 | 818,013 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 3,539 | 149,500 | SH | Put | DFND | 1 | 149,500 | 0 | 0 |
IMMUNOMEDICS INC | COM | 452907108 | 3,551 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 194 | 324,095 | SH | DFND | 1 | 324,095 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 99 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 1,549 | 157,050 | SH | DFND | 1 | 157,050 | 0 | 0 | |
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 522 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 622 | 4,450 | SH | DFND | 3 | 4,450 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 26 | 4,000 | SH | Call | DFND | 3 | 4,000 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 60 | 3,600 | SH | Put | DFND | 3 | 3,600 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 169 | 120,000 | SH | Put | DFND | 4 | 120,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 249 | 375,000 | SH | Put | DFND | 3 | 375,000 | 0 | 0 |
JABIL INC | COM | 466313103 | 2 | 30,000 | SH | Call | DFND | 4 | 30,000 | 0 | 0 |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 14 | 50,000 | SH | Call | DFND | 2 | 50,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 517 | 4,257 | SH | DFND | 3 | 4,257 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 26 | 6,000 | SH | Call | DFND | 3 | 6,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 149 | 6,900 | SH | Put | DFND | 3 | 6,900 | 0 | 0 |
JUNIPER NETWORKS INC | COM | 48203R104 | 595 | 21,700 | SH | Put | DFND | 1 | 21,700 | 0 | 0 |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 1,311 | 38,014 | SH | DFND | 5 | 38,014 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 59 | 6,000 | SH | DFND | 3 | 6,000 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 183 | 17,941 | SH | DFND | 1 | 17,941 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 10,409 | 1,000,826 | SH | DFND | 3 | 1,000,826 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 43 | 4,100 | SH | DFND | 1 | 4,100 | 0 | 0 | |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 35 | 120,256 | SH | DFND | 1 | 120,256 | 0 | 0 | |
KEMPHARM INC | COM | 488445107 | 2,381 | 366,313 | SH | DFND | 3 | 366,313 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 18,207 | 1,052,422 | SH | DFND | 3 | 1,052,422 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 803 | 110,800 | SH | Put | DFND | 5 | 110,800 | 0 | 0 |
KLX INC | COM | 482539103 | 691 | 9,600 | SH | Put | DFND | 1 | 9,600 | 0 | 0 |
KLX INC | COM | 482539103 | 3,415 | 47,500 | SH | Call | DFND | 1 | 47,500 | 0 | 0 |
L3 TECHNOLOGIES INC | COM | 502413107 | 385 | 2,000 | SH | DFND | 3 | 2,000 | 0 | 0 | |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 21 | 25,078 | SH | DFND | 1 | 25,078 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 6,262 | 82,000 | SH | Put | DFND | 1 | 82,000 | 0 | 0 |
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 19,457 | 568,409 | SH | DFND | 5 | 568,409 | 0 | 0 | |
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 1,731 | 179,891 | SH | DFND | 1 | 179,891 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 3,006 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 18 | 26,016 | SH | DFND | 1 | 26,016 | 0 | 0 | |
LEISURE ACQUISITION CORP | COM | 52539T107 | 1,196 | 123,831 | SH | DFND | 1 | 123,831 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,005 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 298 | 29,700 | SH | DFND | 1 | 29,700 | 0 | 0 | |
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 297 | 277,596 | SH | DFND | 1 | 277,596 | 0 | 0 | |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 532 | 54,947 | SH | DFND | 1 | 54,947 | 0 | 0 | |
LF CAP ACQUISITION CORP | UNIT 06/19/2025 | 50200K207 | 9,156 | 905,803 | SH | DFND | 1 | 905,803 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 635 | 8,383 | SH | DFND | 3 | 8,383 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 229 | 11,800 | SH | DFND | 3 | 11,800 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 15,246 | 338,421 | SH | DFND | 3 | 338,421 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 49 | 6,000 | SH | Call | DFND | 3 | 6,000 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 26 | 6,700 | SH | Put | DFND | 3 | 6,700 | 0 | 0 |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 1,023 | 43,598 | SH | DFND | 4 | 43,598 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 1,773 | 75,587 | SH | DFND | 3 | 75,587 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 287 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 143 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 25 | 2,800 | SH | Call | DFND | 3 | 2,800 | 0 | 0 |
LOWES COS INC | COM | 548661107 | 1,911 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
LOWES COS INC | COM | 548661107 | 57 | 8,200 | SH | Put | DFND | 3 | 8,200 | 0 | 0 |
M I ACQUISITIONS INC | COM | 55304A104 | 1,128 | 107,387 | SH | DFND | 1 | 107,387 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 1,371 | 4,419 | SH | DFND | 4 | 4,419 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 122 | 5,669 | SH | DFND | 5 | 5,669 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 858 | 40,000 | SH | Call | DFND | 1 | 40,000 | 0 | 0 |
MASCO CORP | COM | 574599106 | 150 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 374 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 65 | 6,595 | SH | DFND | 1 | 6,595 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 52 | 5,250 | SH | DFND | 3 | 5,250 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 6,300 | 600,000 | SH | DFND | 3 | 600,000 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 17 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 48 | 6,400 | SH | Call | DFND | 3 | 6,400 | 0 | 0 |
MEDTRONIC PLC | SHS | G5960L103 | 33 | 7,100 | SH | Put | DFND | 3 | 7,100 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 55 | 8,600 | SH | Call | DFND | 3 | 8,600 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 28 | 10,200 | SH | Put | DFND | 3 | 10,200 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 26 | 600 | SH | DFND | 3 | 600 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 24 | 13,000 | SH | Call | DFND | 3 | 13,000 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 60 | 9,700 | SH | Put | DFND | 3 | 9,700 | 0 | 0 |
MICHAELS COS INC | COM | 59408Q106 | 748 | 39,000 | SH | Put | DFND | 1 | 39,000 | 0 | 0 |
MICHAELS COS INC | COM | 59408Q106 | 383 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 656 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 6,938 | 70,359 | SH | DFND | 4 | 70,359 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 30 | 3,400 | SH | Call | DFND | 3 | 3,400 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 39 | 5,300 | SH | Put | DFND | 3 | 5,300 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 123 | 1,251 | SH | DFND | 3 | 1,251 | 0 | 0 | |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 272 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 6,509 | 1,152,000 | SH | DFND | 3 | 1,152,000 | 0 | 0 | |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 1,937 | 178,699 | SH | DFND | 3 | 178,699 | 0 | 0 | |
MODERN MEDIA ACQUISITION | UNIT 99/99/9999 | 60765P202 | 499 | 46,074 | SH | DFND | 1 | 46,074 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 38 | 13,100 | SH | Call | DFND | 3 | 13,100 | 0 | 0 |
MONDELEZ INTL INC | CL A | 609207105 | 17 | 9,800 | SH | Put | DFND | 3 | 9,800 | 0 | 0 |
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | G62848125 | 41 | 32,950 | SH | DFND | 1 | 32,950 | 0 | 0 | |
MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 1,033 | 106,713 | SH | DFND | 1 | 106,713 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 164 | 16,400 | SH | DFND | 1 | 16,400 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 1,503 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
MTGE INVT CORP | COM | 55378A105 | 1,224 | 62,473 | SH | DFND | 3 | 62,473 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 16 | 25,039 | SH | DFND | 1 | 25,039 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 160 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 2,410 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 1,230 | 127,633 | SH | DFND | 1 | 127,633 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,022 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 993 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
NANOVIRICIDES INC | COM NEW | 630087203 | 0 | 373,750 | SH | DFND | 3 | 373,750 | 0 | 0 | |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 389 | 324,477 | SH | DFND | 1 | 324,477 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 189 | 19,548 | SH | DFND | 1 | 19,548 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 3,495 | 347,066 | SH | DFND | 1 | 347,066 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,007 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 2,474 | 246,180 | SH | DFND | 1 | 246,180 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 155 | 6,000 | SH | DFND | 3 | 6,000 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 25 | 9,600 | SH | Call | DFND | 3 | 9,600 | 0 | 0 |
NEWELL BRANDS INC | COM | 651229106 | 82 | 29,900 | SH | Put | DFND | 3 | 29,900 | 0 | 0 |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 166 | 290,017 | SH | DFND | 1 | 290,017 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 835 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
NII HLDGS INC | COM PAR | 62913F508 | 198 | 50,765 | SH | DFND | 1 | 50,765 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 615 | 2,000 | SH | DFND | 3 | 2,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 1,379 | 5,820 | SH | DFND | 3 | 5,820 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 900 | 250,000 | SH | Put | DFND | 5 | 250,000 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 15,298 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,431 | 22,245 | SH | DFND | 3 | 22,245 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 21,441 | 196,221 | SH | DFND | 5 | 196,221 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 58,405 | 534,500 | SH | Call | DFND | 1 | 534,500 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 77,473 | 709,000 | SH | Put | DFND | 1 | 709,000 | 0 | 0 |
OASIS PETE INC NEW | COM | 674215108 | 649 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 24 | 9,200 | SH | Put | DFND | 3 | 9,200 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 169 | 8,600 | SH | Call | DFND | 3 | 8,600 | 0 | 0 |
OCI PARTNERS LP | COM UNIT REP LP | 67091N108 | 7,346 | 638,744 | SH | DFND | 3 | 638,744 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 3,483 | 69,139 | SH | DFND | 4 | 69,139 | 0 | 0 | |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 187 | 526,376 | SH | DFND | 1 | 526,376 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 68 | 13,700 | SH | Put | DFND | 3 | 13,700 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 154 | 3,500 | SH | DFND | 3 | 3,500 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 23 | 10,900 | SH | Call | DFND | 3 | 10,900 | 0 | 0 |
ORBOTECH LTD | ORD | M75253100 | 25,192 | 407,642 | SH | DFND | 5 | 407,642 | 0 | 0 | |
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 269 | 168,355 | SH | DFND | 1 | 168,355 | 0 | 0 | |
OSPREY ENERGY ACQUISITION CO | CL A COM | 688397108 | 5,381 | 530,132 | SH | DFND | 1 | 530,132 | 0 | 0 | |
OSPREY ENERGY ACQUISITION CO | UNIT 07/21/2022 | 688397207 | 1,099 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 5,169 | 662,643 | SH | DFND | 3 | 662,643 | 0 | 0 | |
OWENS ILL INC | COM NEW | 690768403 | 1,204 | 71,600 | SH | Call | DFND | 1 | 71,600 | 0 | 0 |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 1,110 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 1,138 | 41,000 | SH | Call | DFND | 1 | 41,000 | 0 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 2 | 25 | SH | DFND | 3 | 25 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 17,054 | 204,800 | SH | Call | DFND | 1 | 204,800 | 0 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 6,737 | 80,900 | SH | Put | DFND | 1 | 80,900 | 0 | 0 |
PENN NATL GAMING INC | COM | 707569109 | 3,614 | 107,588 | SH | DFND | 5 | 107,588 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 890 | 90,011 | SH | DFND | 1 | 90,011 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 50 | 5,100 | SH | DFND | 3 | 5,100 | 0 | 0 | |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 24 | 48,376 | SH | DFND | 1 | 48,376 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 18 | 3,100 | SH | Put | DFND | 3 | 3,100 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 2,563 | 23,544 | SH | DFND | 4 | 23,544 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 42 | 4,500 | SH | Call | DFND | 3 | 4,500 | 0 | 0 |
PERSPECTA INC | COM | 715347100 | 231 | 11,250 | SH | DFND | 1 | 11,250 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 451 | 45,000 | SH | Call | DFND | 1 | 45,000 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 40 | 6,800 | SH | Call | DFND | 3 | 6,800 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 29 | 5,300 | SH | Put | DFND | 3 | 5,300 | 0 | 0 |
PHH CORP | COM NEW | 693320202 | 815 | 75,000 | SH | DFND | 5 | 75,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 108 | 7,100 | SH | Put | DFND | 3 | 7,100 | 0 | 0 |
PHILIP MORRIS INTL INC | COM | 718172109 | 145 | 1,800 | SH | DFND | 3 | 1,800 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 36 | 9,400 | SH | Call | DFND | 3 | 9,400 | 0 | 0 |
PHILLIPS 66 | COM | 718546104 | 106 | 5,400 | SH | Call | DFND | 3 | 5,400 | 0 | 0 |
PHILLIPS 66 | COM | 718546104 | 20 | 4,700 | SH | Put | DFND | 3 | 4,700 | 0 | 0 |
PINNACLE FOODS INC DEL | COM | 72348P104 | 6,604 | 101,500 | SH | DFND | 1 | 101,500 | 0 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 6,174 | 94,900 | SH | DFND | 5 | 94,900 | 0 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 4,834 | 74,300 | SH | Call | DFND | 1 | 74,300 | 0 | 0 |
PINNACLE FOODS INC DEL | COM | 72348P104 | 5,855 | 90,000 | SH | Put | DFND | 1 | 90,000 | 0 | 0 |
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 445 | 317,661 | SH | DFND | 1 | 317,661 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 3,831 | 376,361 | SH | DFND | 1 | 376,361 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 73 | 941 | SH | DFND | 3 | 941 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 107 | 10,200 | SH | Put | DFND | 3 | 10,200 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 38 | 11,500 | SH | Call | DFND | 3 | 11,500 | 0 | 0 |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 1,051 | 27,488 | SH | DFND | 3 | 27,488 | 0 | 0 | |
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 18 | 13,908 | SH | DFND | 1 | 13,908 | 0 | 0 | |
PURE ACQUISITION CORP | CL A | 74621Q106 | 1,820 | 188,767 | SH | DFND | 1 | 188,767 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 2,563 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 61 | 55,000 | SH | Put | DFND | 5 | 55,000 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 1,543 | 27,500 | SH | DFND | 1 | 27,500 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 4,893 | 87,200 | SH | Put | DFND | 1 | 87,200 | 0 | 0 |
QUALITY CARE PPTYS INC | COM | 747545101 | 779 | 36,212 | SH | DFND | 5 | 36,212 | 0 | 0 | |
RAMBUS INC DEL | COM | 750917106 | 9 | 200,000 | SH | Call | DFND | 4 | 200,000 | 0 | 0 |
RAYTHEON CO | COM NEW | 755111507 | 676 | 3,500 | SH | DFND | 3 | 3,500 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 6,205 | 46,180 | SH | DFND | 4 | 46,180 | 0 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 27 | 21,488 | SH | DFND | 1 | 21,488 | 0 | 0 | |
RELX NV | SPONSORED ADR | 75955B102 | 4,345 | 203,708 | SH | DFND | 3 | 203,708 | 0 | 0 | |
RIMINI STR INC DEL | COM | 76674Q107 | 5,023 | 766,778 | SH | DFND | 1 | 766,778 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 87 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 808 | 466,900 | SH | DFND | 5 | 466,900 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 19 | 10,800 | SH | Call | DFND | 1 | 10,800 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 4 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 1,077 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 48,212 | 357,974 | SH | DFND | 5 | 357,974 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 2,694 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
ROCKWELL COLLINS INC | COM | 774341101 | 2,694 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 8,789 | 126,952 | SH | DFND | 3 | 126,952 | 0 | 0 | |
RSP PERMIAN INC | COM | 74978Q105 | 8,965 | 203,667 | SH | DFND | 5 | 203,667 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 11,664 | 85,511 | SH | DFND | 4 | 85,511 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 25,548 | 187,300 | SH | Call | DFND | 1 | 187,300 | 0 | 0 |
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 231 | 13,040 | SH | DFND | 3 | 13,040 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 19 | 37,900 | SH | DFND | 1 | 37,900 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 34 | 500 | SH | DFND | 3 | 500 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 4,726 | 70,500 | SH | Call | DFND | 1 | 70,500 | 0 | 0 |
SCHLUMBERGER LTD | COM | 806857108 | 34 | 6,000 | SH | Call | DFND | 3 | 6,000 | 0 | 0 |
SCHLUMBERGER LTD | COM | 806857108 | 56 | 8,400 | SH | Put | DFND | 3 | 8,400 | 0 | 0 |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 843 | 16,500 | SH | DFND | 3 | 16,500 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 0 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 4,036 | 400,000 | SH | DFND | 3 | 400,000 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 5,217 | 30,248 | SH | DFND | 4 | 30,248 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 381 | 2,260 | SH | DFND | 3 | 2,260 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 63,631 | 376,962 | SH | DFND | 5 | 376,962 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 338 | 2,000 | SH | Call | DFND | 1 | 2,000 | 0 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 739 | 64,500 | SH | Call | DFND | 5 | 64,500 | 0 | 0 |
SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 3,574 | 861,155 | SH | DFND | 1 | 861,155 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 1,276 | 1,000,000 | SH | Put | DFND | 3 | 1,000,000 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 288 | 42,517 | SH | DFND | 3 | 42,517 | 0 | 0 | |
SMUCKER J M CO | COM NEW | 832696405 | 2,311 | 21,500 | SH | Call | DFND | 1 | 21,500 | 0 | 0 |
SNAP INC | CL A | 83304A106 | 286 | 94,200 | SH | Put | DFND | 2 | 94,200 | 0 | 0 |
SNAP INC | CL A | 83304A106 | 1,233 | 94,200 | SH | DFND | 2 | 94,200 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 733 | 407,176 | SH | DFND | 1 | 407,176 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 4,760 | 446,160 | SH | DFND | 1 | 446,160 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 497 | 6,000 | SH | Put | DFND | 1 | 6,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,725 | 43,222 | SH | DFND | 4 | 43,222 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2 | 100 | SH | Put | DFND | 3 | 100 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,104 | 22,500 | SH | Put | DFND | 1 | 22,500 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 78 | 381,100 | SH | Call | DFND | 5 | 381,100 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 1,300 | SH | Call | DFND | 3 | 1,300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 543 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,053 | 26,000 | SH | Call | DFND | 1 | 26,000 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 2,675 | 28,100 | SH | Call | DFND | 1 | 28,100 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 5,531 | 58,100 | SH | Put | DFND | 1 | 58,100 | 0 | 0 |
SPLUNK INC | COM | 848637104 | 4,245 | 42,834 | SH | DFND | 4 | 42,834 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 6,979 | 41,482 | SH | DFND | 4 | 41,482 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 509 | 93,500 | SH | DFND | 1 | 93,500 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 3,936 | 723,528 | SH | DFND | 5 | 723,528 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 503 | 92,500 | SH | Put | DFND | 1 | 92,500 | 0 | 0 |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 10,054 | 802,390 | SH | DFND | 3 | 802,390 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 83 | 1,700 | SH | DFND | 3 | 1,700 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 13 | 11,000 | SH | Call | DFND | 3 | 11,000 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 52 | 7,400 | SH | Put | DFND | 3 | 7,400 | 0 | 0 |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 364 | 22,700 | SH | DFND | 3 | 22,700 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 1,221 | 51,960 | SH | DFND | 3 | 51,960 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 13,142 | 305,126 | SH | DFND | 5 | 305,126 | 0 | 0 | |
STMICROELECTRONICS N V | NY REGISTRY | 861012102 | 553 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 2 | 19,100 | SH | Call | DFND | 2 | 19,100 | 0 | 0 |
SYNAPTICS INC | COM | 87157D109 | 7,674 | 152,344 | SH | DFND | 5 | 152,344 | 0 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 225 | 100,000 | SH | Put | DFND | 5 | 100,000 | 0 | 0 |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 12,794 | 108,093 | SH | DFND | 4 | 108,093 | 0 | 0 | |
TAL ED GROUP | SPONSORED ADS | 874080104 | 2,208 | 60,000 | SH | Call | DFND | 1 | 60,000 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 46 | 6,000 | SH | Call | DFND | 3 | 6,000 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 22 | 5,200 | SH | Put | DFND | 3 | 5,200 | 0 | 0 |
TENNECO INC | COM | 880349105 | 1,152 | 26,200 | SH | Put | DFND | 1 | 26,200 | 0 | 0 |
TENNECO INC | COM | 880349105 | 286 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 445 | 44,200 | SH | DFND | 1 | 44,200 | 0 | 0 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 3,028 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 435 | 36,930 | SH | DFND | 1 | 36,930 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 130 | 13,051 | SH | DFND | 1 | 13,051 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 261 | 814,466 | SH | DFND | 1 | 814,466 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 4,873 | 499,769 | SH | DFND | 1 | 499,769 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 1,008 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 1,073 | 106,469 | SH | DFND | 1 | 106,469 | 0 | 0 | |
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 163 | 407,239 | SH | DFND | 1 | 407,239 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 6,338 | 626,475 | SH | DFND | 1 | 626,475 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 1,006 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 11,381 | 231,000 | SH | Call | DFND | 1 | 231,000 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 928 | 460,200 | SH | Call | DFND | 5 | 460,200 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 3,252 | 65,441 | SH | DFND | 4 | 65,441 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,093 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 8,918 | 181,000 | SH | Put | DFND | 1 | 181,000 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 1,232 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 3,203 | 65,000 | SH | Put | DFND | 1 | 65,000 | 0 | 0 |
U S G CORP | COM NEW | 903293405 | 431 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
U S G CORP | COM NEW | 903293405 | 5 | 104,100 | SH | Put | DFND | 5 | 104,100 | 0 | 0 |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 1,537 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
UNION ACQUISITION CORP | *W EXP 07/01/202 | G9366W127 | 12 | 34,619 | SH | DFND | 1 | 34,619 | 0 | 0 | |
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 18 | 57,474 | SH | DFND | 1 | 57,474 | 0 | 0 | |
UNION ACQUISITION CORP | SHS | G9366W101 | 238 | 24,522 | SH | DFND | 1 | 24,522 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 15 | 2,100 | SH | Call | DFND | 3 | 2,100 | 0 | 0 |
UNION PAC CORP | COM | 907818108 | 42 | 3,100 | SH | Put | DFND | 3 | 3,100 | 0 | 0 |
UNION PAC CORP | COM | 907818108 | 156 | 1,100 | SH | DFND | 3 | 1,100 | 0 | 0 | |
UNISYS CORP | COM NEW | 909214306 | 194 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
UNISYS CORP | COM NEW | 909214306 | 97 | 7,500 | SH | Put | DFND | 1 | 7,500 | 0 | 0 |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 16 | 1,100 | SH | Put | DFND | 3 | 1,100 | 0 | 0 |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 595 | 5,600 | SH | DFND | 1 | 5,600 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 10 | 1,100 | SH | Call | DFND | 3 | 1,100 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 295 | 257,100 | SH | Put | DFND | 5 | 257,100 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 26 | 3,400 | SH | Put | DFND | 3 | 3,400 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 33 | 3,500 | SH | Call | DFND | 3 | 3,500 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 25 | 200 | SH | DFND | 3 | 200 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,128 | 25,015 | SH | DFND | 4 | 25,015 | 0 | 0 | |
UNUM THERAPEUTICS INC | COM | 903214104 | 8,341 | 581,255 | SH | DFND | 3 | 581,255 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 28 | 13,800 | SH | Call | DFND | 3 | 13,800 | 0 | 0 |
US BANCORP DEL | COM NEW | 902973304 | 13 | 3,000 | SH | Put | DFND | 3 | 3,000 | 0 | 0 |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 3,325 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 487 | 7,207 | SH | DFND | 5 | 7,207 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 3,717 | 36,200 | SH | DFND | 1 | 36,200 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 10,267 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 352 | 250,000 | SH | Put | DFND | 5 | 250,000 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 27 | 20,813 | SH | DFND | 1 | 20,813 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 638 | 64,626 | SH | DFND | 1 | 64,626 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 71 | 7,250 | SH | DFND | 3 | 7,250 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 118 | 11,308 | SH | DFND | 1 | 11,308 | 0 | 0 | |
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 10,400 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 5,275 | 1,711,575 | SH | DFND | 1 | 1,711,575 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 4,045 | 401,767 | SH | DFND | 1 | 401,767 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,113 | 42,000 | SH | DFND | 1 | 42,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,986 | 99,100 | SH | Call | DFND | 1 | 99,100 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 58 | 12,700 | SH | Call | DFND | 3 | 12,700 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 23 | 9,200 | SH | Put | DFND | 3 | 9,200 | 0 | 0 |
VISTRA ENERGY CORP | *W EXP 02/02/202 | 92840M128 | 29 | 24,120 | SH | DFND | 1 | 24,120 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 6,540 | 44,500 | SH | DFND | 1 | 44,500 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 9,701 | 66,000 | SH | Put | DFND | 1 | 66,000 | 0 | 0 |
VMWARE INC | CL A COM | 928563402 | 12,566 | 85,500 | SH | Call | DFND | 1 | 85,500 | 0 | 0 |
VONAGE HLDGS CORP | COM | 92886T201 | 1,317 | 102,150 | SH | DFND | 3 | 102,150 | 0 | 0 | |
WALMART INC | COM | 931142103 | 9 | 100 | SH | DFND | 3 | 100 | 0 | 0 | |
WALMART INC | COM | 931142103 | 48 | 9,800 | SH | Call | DFND | 3 | 9,800 | 0 | 0 |
WALMART INC | COM | 931142103 | 95 | 7,000 | SH | Put | DFND | 3 | 7,000 | 0 | 0 |
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 1,295 | 573,156 | SH | DFND | 1 | 573,156 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 180 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
WPX ENERGY INC | COM | 98212B103 | 25 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 2,167 | 90,273 | SH | DFND | 5 | 90,273 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 231 | 200,000 | SH | Call | DFND | 5 | 200,000 | 0 | 0 |
XILINX INC | COM | 983919101 | 1,747 | 26,773 | SH | DFND | 4 | 26,773 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 100,969 | 1,804,621 | SH | DFND | 5 | 1,804,621 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 241 | 813,500 | SH | Put | DFND | 5 | 813,500 | 0 | 0 |
YANDEX N V | SHS CLASS A | N97284108 | 700 | 19,500 | SH | DFND | 1 | 19,500 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 725 | 20,200 | SH | Call | DFND | 1 | 20,200 | 0 | 0 |
YANDEX N V | SHS CLASS A | N97284108 | 725 | 20,200 | SH | Put | DFND | 1 | 20,200 | 0 | 0 |
YOGAWORKS INC | COM | 986005106 | 1,683 | 935,000 | SH | DFND | 1 | 935,000 | 0 | 0 |