General Counsel

0001085146-18-001542.txt : 20180516 0001085146-18-001542.hdr.sgml : 20180516 20180516145916 ACCESSION NUMBER: 0001085146-18-001542 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180516 DATE AS OF CHANGE: 20180516 EFFECTIVENESS DATE: 20180516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14571 FILM NUMBER: 18839779 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001466538 XXXXXXXX 03-31-2018 03-31-2018 true 2 RESTATEMENT false COWEN INC.

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14571 N Owen Littman General Counsel 212-201-4841 /s/ Owen Littman New York NY 05-16-2018 5 203 67474370 1 0001275893 028-10674 RAMIUS ADVISORS LLC 2 0001066036 028-04125 COWEN & COMPANY, LLC 3 0000917380 COWEN EXECUTION SERVICES LLC 4 0001475770 028-13626 Cowen Investment Management LLC 5 0001731137 028-18662 Margate Capital Management LP INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT 282539105 2075 170818 SH DFND 1 170818 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 368 2400 SH Put DFND 4 2400 0 0 ACORDA THERAPEUTICS INC COM 00484M106 2009 84936 SH DFND 1 84936 0 0 ACORDA THERAPEUTICS INC COM 00484M106 5309 109300 SH Call DFND 1 109300 0 0 ACORDA THERAPEUTICS INC COM 00484M106 16585 285600 SH Put DFND 1 285600 0 0 ADOBE SYS INC COM 00724F101 14126 65373 SH DFND 5 65373 0 0 AETNA INC NEW COM 00817Y108 111611 660418 SH DFND 1 660418 0 0 AETNA INC NEW COM 00817Y108 28828071 1000000 SH Call 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