General Counsel

0001085146-17-000511.txt : 20170213 0001085146-17-000511.hdr.sgml : 20170213 20170210180617 ACCESSION NUMBER: 0001085146-17-000511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170210 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14571 FILM NUMBER: 17595016 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466538 XXXXXXXX 12-31-2016 12-31-2016 false COWEN GROUP, INC.

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14571 N Owen Littman General Counsel 212-201-4841 /s/ Owen Littman New York NY 02-09-2017 3 254 2406418 1 0001275893 028-10674 RAMIUS ADVISORS LLC 2 0001066036 028-04125 COWEN & COMPANY, LLC 3 0001697722 Quadratic Capital Management LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 2139 55700 SH Call DFND 2 55700 0 0 ACTIVISION BLIZZARD INC COM 00507V109 237 6570 SH DFND 1 6570 0 0 AGENUS INC COM NEW 00847G705 216 52500 SH DFND 2 52500 0 0 AGENUS INC COM NEW 00847G705 288 70000 SH Put DFND 2 70000 0 0 AIR PRODS & CHEMS INC COM 009158106 2013 14000 SH Put DFND 2 14000 0 0 ALERE INC COM 01449J105 7740 198618 SH DFND 1 198618 0 0 ALERE INC COM 01449J105 4540 116500 SH Call DFND 1 116500 0 0 ALLERGAN PLC SHS G0177J108 3444 16401 SH DFND 1 16401 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 5844 108815 SH DFND 1 108815 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 419 11200 SH DFND 2 11200 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 843 22500 SH Call DFND 2 22500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 498 13300 SH Put DFND 2 13300 0 0 ALPHABET INC CAP STK CL A 02079K305 250 315 SH DFND 1 315 0 0 ALPHABET INC CAP STK CL C 02079K107 985 1276 SH DFND 1 1276 0 0 AMAZON COM INC COM 023135106 6016 8023 SH DFND 1 8023 0 0 AMERICAN CAP LTD COM 02503Y103 41305 2304940 SH DFND 1 2304940 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 724 47714 SH DFND 1 47714 0 0 AMGEN INC COM 031162100 815 5575 SH DFND 1 5575 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 990 9385 SH DFND 1 9385 0 0 APOLLO ED GROUP INC CL A 037604105 6183 624600 SH Put DFND 1 624600 0 0 APPLIED MATLS INC COM 038222105 1109 34379 SH DFND 1 34379 0 0 APRICUS BIOSCIENCES INC COM NEW 03832V307 0 17500 SH DFND 1 17500 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1269 27800 SH Call DFND 2 27800 0 0 AT&T INC COM 00206R102 17837 419400 SH Call DFND 1 419400 0 0 AT&T INC COM 00206R102 26033 612100 SH Put DFND 1 612100 0 0 B/E AEROSPACE INC COM 073302101 49294 818976 SH DFND 1 818976 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 610 60036 SH DFND 2 60036 0 0 BATS GLOBAL MKTS INC COM 05491G109 17279 515631 SH DFND 1 515631 0 0 BCE INC COM NEW 05534B760 5107 118141 SH DFND 1 118141 0 0 BELMOND LTD CL A G1154H107 2156 161498 SH DFND 1 161498 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 505 46634 SH DFND 1 46634 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 263 15150 SH DFND 1 15150 0 0 BOULEVARD ACQUISITION CL A 10157Q102 977 98500 SH DFND 2 98500 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 1181 115967 SH DFND 2 115967 0 0 BOYD GAMING CORP COM 103304101 1034 51281 SH DFND 1 51281 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 35706 2858766 SH DFND 1 2858766 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 711 10740 SH DFND 1 10740 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 3535 140182 SH DFND 1 140182 0 0 CAPITAL ONE FINL CORP COM 14040H105 436 5000 SH DFND 1 5000 0 0 CATERPILLAR INC DEL COM 149123101 946 10200 SH Put DFND 1 10200 0 0 CEL SCI CORP COM PAR $0.01 150837508 0 48975 SH DFND 1 48975 0 0 CENTENNIAL RESOURCE DEV INC *W EXP 02/23/202 15136A110 167 19831 SH DFND 2 19831 0 0 CENTURYLINK INC COM 156700106 23591 992000 SH Call DFND 1 992000 0 0 CF CORP SHS CL A G20307107 543 54720 SH DFND 2 54720 0 0 CITRIX SYS INC COM 177376100 1051 11769 SH DFND 1 11769 0 0 CONAGRA BRANDS INC COM 205887102 890 22500 SH Call DFND 1 22500 0 0 CONAGRA BRANDS INC COM 205887102 1460 36920 SH DFND 1 36920 0 0 CONDUENT INC COM 206787103 739 49600 SH DFND 1 49600 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 13964 330049 SH DFND 1 330049 0 0 COSTCO WHSL CORP NEW COM 22160K105 2214 13826 SH DFND 1 13826 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 24195 440150 SH DFND 1 440150 0 0 DEPOMED INC COM 249908104 1339 74300 SH Call DFND 1 74300 0 0 DISNEY WALT CO COM DISNEY 254687106 5234 50221 SH DFND 1 50221 0 0 DOLLAR GEN CORP NEW COM 256677105 349 4709 SH DFND 1 4709 0 0 DOLLAR TREE INC COM 256746108 352 4557 SH DFND 1 4557 0 0 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 104 221297 SH DFND 2 221297 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 2889 290319 SH DFND 2 290319 0 0 DOW CHEM CO COM 260543103 36031 629685 SH DFND 1 629685 0 0 DUNKIN BRANDS GROUP INC COM 265504100 815 15551 SH DFND 1 15551 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 130 33000 SH Call DFND 2 33000 0 0 EARTHLINK HLDGS CORP COM 27033X101 1327 235279 SH DFND 1 235279 0 0 ELDORADO RESORTS INC COM 28470R102 1634 96385 SH DFND 1 96385 0 0 ELECTRONIC ARTS INC COM 285512109 916 11631 SH DFND 1 11631 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 386 38949 SH DFND 2 38949 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 405 11313 SH DFND 1 11313 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 413 15290 SH DFND 1 15290 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2163 80000 SH Call DFND 2 80000 0 0 EQUITY ONE COM 294752100 4601 149903 SH DFND 1 149903 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 2636 163215 SH DFND 1 163215 0 0 FACEBOOK INC CL A 30303M102 837 7273 SH DFND 1 7273 0 0 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 6590 352413 SH DFND 1 352413 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1436 42275 SH DFND 1 42275 0 0 FORTINET INC COM 34959E109 1662 55200 SH Call DFND 1 55200 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 1394 45520 SH DFND 1 45520 0 0 GAP INC DEL COM 364760108 860 38317 SH DFND 1 38317 0 0 GENERAL DYNAMICS CORP COM 369550108 527 3051 SH DFND 1 3051 0 0 GILEAD SCIENCES INC COM 375558103 716 10000 SH Call DFND 1 10000 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 99 10000 SH Call DFND 2 10000 0 0 HARLEY DAVIDSON INC COM 412822108 2450 42000 SH Put DFND 1 42000 0 0 HARMONY MERGER CORP COM 413247107 574 56700 SH DFND 2 56700 0 0 HEADWATERS INC COM 42210P102 56266 2392282 SH DFND 1 2392282 0 0 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588J118 75 87886 SH DFND 2 87886 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 1334 132299 SH DFND 2 132299 0 0 HOLLYFRONTIER CORP COM 436106108 901 27500 SH DFND 2 27500 0 0 HOLLYFRONTIER CORP COM 436106108 1346 41100 SH Put DFND 2 41100 0 0 HORIZON PHARMA PLC SHS G4617B105 519 32100 SH Call DFND 2 32100 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 2513 1436087 SH DFND 2 1436087 0 0 HRG GROUP INC COM 40434J100 1167 75000 SH DFND 1 75000 0 0 IMPERVA INC COM 45321L100 5224 136047 SH DFND 1 136047 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 747 4500 SH DFND 1 4500 0 0 INTERSIL CORP CL A 46069S109 8976 402525 SH DFND 1 402525 0 0 INTERSIL CORP CL A 46069S109 4237 190000 SH Call DFND 1 190000 0 0 INVENSENSE INC COM 46123D205 7114 556200 SH Put DFND 1 556200 0 0 ISHARES MSCI CDA ETF 464286509 9498 363200 SH Call DFND 3 363200 0 0 ISHARES MSCI MEX CAP ETF 464286822 3904 88800 SH Call DFND 1 88800 0 0 ISHARES MSCI MEX CAP ETF 464286822 11354 258200 SH Call DFND 3 258200 0 0 ISHARES MSCI TURKEY ETF 464286715 4208 129600 SH Put DFND 3 129600 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 54582 1117100 SH Call DFND 1 1117100 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 80057 1638500 SH Call DFND 3 1638500 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1919 55300 SH Call DFND 1 55300 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1552 44700 SH Call DFND 3 44700 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 4797 138200 SH Put DFND 1 138200 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 12988 423200 SH Put DFND 3 423200 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 557 2100 SH DFND 1 2100 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 161658 1198800 SH Put DFND 1 1198800 0 0 IXIA COM 45071R109 5993 372228 SH DFND 1 372228 0 0 JM GLOBAL HLDG CO COM 46590H101 494 50000 SH DFND 2 50000 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1008 24480 SH DFND 1 24480 0 0 JOY GLOBAL INC COM 481165108 47567 1698816 SH DFND 1 1698816 0 0 JPMORGAN CHASE & CO COM 46625H100 431 5000 SH Put DFND 2 5000 0 0 JPMORGAN CHASE & CO COM 46625H100 43 500 SH DFND 2 500 0 0 JUNO THERAPEUTICS INC COM 48205A109 379 20100 SH Call DFND 2 20100 0 0 KATE SPADE & CO COM 485865109 3331 178440 SH DFND 1 178440 0 0 KENNAMETAL INC COM 489170100 625 20000 SH Call DFND 2 20000 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 5 881714 SH DFND 2 881714 0 0 KLR ENERGY ACQUISITION CORP *W EXP 09/16/202 49877M116 76 54344 SH DFND 2 54344 0 0 KLR ENERGY ACQUISITION CORP CL A 49877M108 390 37552 SH DFND 2 37552 0 0 KROGER CO COM 501044101 2090 60554 SH DFND 1 60554 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 5044 685349 SH DFND 1 685349 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 91605 1625350 SH DFND 1 1625350 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 102 1815 SH DFND 2 1815 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 804 11089 SH DFND 1 11089 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 2496 33704 SH DFND 1 33704 0 0 LIBERTY INTERACTIVE CORP LBT VEN COM A NE 53071M856 2248 60979 SH DFND 1 60979 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1354 67749 SH DFND 1 67749 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 3175 91971 SH DFND 1 91971 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 3238 95457 SH DFND 1 95457 0 0 LINEAR TECHNOLOGY CORP COM 535678106 122599 1966296 SH DFND 1 1966296 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 236 9597 SH DFND 1 9597 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 0 3 SH DFND 2 3 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 665 25000 SH DFND 1 25000 0 0 LULULEMON ATHLETICA INC COM 550021109 309 4754 SH DFND 1 4754 0 0 M III ACQUISITION CORP *W EXP 10/10/202 55378T112 119 497225 SH DFND 2 497225 0 0 M III ACQUISITION CORP COM 55378T104 737 75550 SH DFND 2 75550 0 0 M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 1917 194199 SH DFND 2 194199 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 528 6984 SH DFND 1 6984 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 569 11425 SH DFND 1 11425 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 728 52514 SH DFND 1 52514 0 0 MAXIM INTEGRATED 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INC COM NEW 630087203 0 373750 SH DFND 1 373750 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 484 12500 SH Call DFND 2 12500 0 0 NEW YORK REIT INC COM 64976L109 5110 504931 SH DFND 1 504931 0 0 NEW YORK REIT INC COM 64976L109 557 55000 SH Call DFND 1 55000 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 167 238782 SH DFND 2 238782 0 0 NEXEO SOLUTIONS INC UNIT 06/11/2019 65342H201 1938 192242 SH DFND 2 192242 0 0 NEXTERA ENERGY INC COM 65339F101 597 5000 SH DFND 1 5000 0 0 NEXVET BIOPHARMA PUB LTD CO ORD SHS G6503X109 43 11542 SH DFND 1 11542 0 0 NII HLDGS INC COM PAR $0.001 62913F508 118 55049 SH DFND 2 55049 0 0 NOBLE CORP PLC SHS USD G65431101 314 53000 SH Call DFND 2 53000 0 0 NORTHROP GRUMMAN CORP COM 666807102 477 2051 SH DFND 1 2051 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 1719 40411 SH DFND 1 40411 0 0 NUCOR CORP COM 670346105 4053 68100 SH Put DFND 1 68100 0 0 NVIDIA CORP COM 67066G104 695 6511 SH DFND 1 6511 0 0 NXP SEMICONDUCTORS N V COM N6596X109 21964 224100 SH Call 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8085 SH DFND 1 8085 0 0 RAYTHEON CO COM NEW 755111507 504 3550 SH DFND 1 3550 0 0 RED HAT INC COM 756577102 1604 23018 SH DFND 1 23018 0 0 REMARK MEDIA INC COM 75954W107 0 22222 SH DFND 1 22222 0 0 REPLIGEN CORP COM 759916109 1140 37000 SH Call DFND 2 37000 0 0 RITE AID CORP COM 767754104 12135 1472698 SH DFND 1 1472698 0 0 RITE AID CORP COM 767754104 41 5000 SH Call DFND 2 5000 0 0 RITE AID CORP COM 767754104 6346 770200 SH Put DFND 1 770200 0 0 ROCKWELL COLLINS INC COM 774341101 2618 28228 SH DFND 1 28228 0 0 SANOFI RIGHT 12/31/2020 80105N113 54 142624 SH DFND 2 142624 0 0 SCHWAB CHARLES CORP NEW COM 808513105 651 16500 SH DFND 1 16500 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11624 224800 SH Call DFND 3 224800 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5336 103200 SH Put DFND 1 103200 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4706 91000 SH Put DFND 3 91000 0 0 SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 2993 76841 SH DFND 1 76841 0 0 SERVICENOW INC COM 81762P102 1600 21529 SH DFND 1 21529 0 0 SHUTTERFLY INC COM 82568P304 477 9500 SH DFND 1 9500 0 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 1207 170965 SH DFND 1 170965 0 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 3772 534200 SH Call DFND 1 534200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 889 8111 SH DFND 1 8111 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 134118 600000 SH DFND 1 600000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 155644 696300 SH Put DFND 1 696300 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 1568 56660 SH DFND 1 56660 0 0 SPECTRA ENERGY CORP COM 847560109 87081 2119277 SH DFND 1 2119277 0 0 ST JUDE MED INC COM 790849103 99790 1244421 SH DFND 1 1244421 0 0 STARBUCKS CORP COM 855244109 1218 21942 SH DFND 1 21942 0 0 STERLING BANCORP DEL COM 85917A100 1216 51960 SH DFND 1 51960 0 0 STILLWATER MNG CO COM 86074Q102 28645 1778072 SH DFND 1 1778072 0 0 STILLWATER MNG CO COM 86074Q102 3478 215900 SH Put DFND 1 215900 0 0 T MOBILE US INC COM 872590104 2873 49962 SH DFND 1 49962 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4640 94128 SH DFND 1 94128 0 0 TECK RESOURCES LTD CL B 878742204 1402 70000 SH Put DFND 1 70000 0 0 TERADYNE INC COM 880770102 1367 53800 SH Call DFND 2 53800 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1715 47300 SH Call DFND 1 47300 0 0 TIME WARNER INC COM NEW 887317303 73667 763151 SH DFND 1 763151 0 0 TYSON FOODS INC CL A 902494103 834 13518 SH DFND 1 13518 0 0 UNDER ARMOUR INC CL C 904311206 310 12316 SH DFND 1 12316 0 0 VANECK VECTORS ETF TR COAL ETF 92189F809 1716 140000 SH Put DFND 1 140000 0 0 VANECK VECTORS ETF TR COAL ETF 92189F809 2480 202300 SH Put DFND 3 202300 0 0 VANECK VECTORS ETF TR COAL ETF 92189F809 2480 202300 SH Call DFND 3 202300 0 0 VANECK VECTORS ETF TR COAL ETF 92189F809 1716 140000 SH Call DFND 1 140000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5676 271300 SH Put DFND 3 271300 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 60442 843700 SH Put DFND 1 843700 0 0 WESTERN REFNG INC COM 959319104 54214 1432336 SH DFND 1 1432336 0 0 WHITEWAVE FOODS CO COM 966244105 15590 280400 SH Call DFND 1 280400 0 0 WHITEWAVE FOODS CO COM 966244105 2680 48200 SH Put DFND 1 48200 0 0 WHOLE FOODS MKT INC COM 966837106 2955 96062 SH DFND 1 96062 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 1552 12695 SH DFND 1 12695 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 27988 487600 SH Call DFND 1 487600 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 41604 724800 SH Call DFND 3 724800 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 740 40222 SH DFND 1 40222 0 0 XILINX INC COM 983919101 4772 79046 SH DFND 1 79046 0 0 XILINX INC COM 983919101 4172 69100 SH Call DFND 1 69100 0 0 YAHOO INC COM 984332106 2427 62770 SH DFND 1 62770 0 0 ZAYO GROUP HLDGS INC COM 98919V105 3296 100290 SH DFND 1 100290 0 0 ZENDESK INC COM 98936J101 487 22961 SH DFND 1 22961 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 1868 18100 SH Call DFND 2 18100 0 0 ZYNGA INC CL A 98986T108 1964 764242 SH DFND 1 764242 0 0