The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 369 | 2,096 | SH | DFND | 1 | 2,096 | 0 | 0 | |
AARONS INC | COM PAR $0.50 | 002535300 | 1,155 | 45,440 | SH | DFND | 1 | 45,440 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 2,778 | 65,700 | SH | Call | DFND | 1 | 65,700 | 0 | 0 |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 3,227 | 72,846 | SH | DFND | 1 | 72,846 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 359 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 574 | 79,900 | SH | Put | DFND | 2 | 79,900 | 0 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 735 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 22,766 | 215,200 | SH | Call | DFND | 1 | 215,200 | 0 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 4,846 | 21,041 | SH | DFND | 1 | 21,041 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 536 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 271 | 4,000 | SH | DFND | 2 | 4,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 915 | 13,500 | SH | Call | DFND | 2 | 13,500 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 678 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,335 | 1,660 | SH | DFND | 1 | 1,660 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 2,497 | 3,213 | SH | DFND | 1 | 3,213 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 14,120 | 16,863 | SH | DFND | 1 | 16,863 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 67,980 | 4,020,130 | SH | DFND | 1 | 4,020,130 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 806 | 13,579 | SH | DFND | 1 | 13,579 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 590 | 3,539 | SH | DFND | 1 | 3,539 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 83 | 500 | SH | Call | DFND | 2 | 500 | 0 | 0 |
APOLLO ED GROUP INC | CL A | 037604105 | 4,748 | 597,300 | SH | Put | DFND | 1 | 597,300 | 0 | 0 |
APPLE INC | COM | 037833100 | 1,130 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,244 | 11,000 | SH | Call | DFND | 1 | 11,000 | 0 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 256 | 7,500 | SH | Put | DFND | 2 | 7,500 | 0 | 0 |
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 378 | 37,500 | SH | DFND | 2 | 37,500 | 0 | 0 | |
BATS GLOBAL MKTS INC | COM | 05491G109 | 1,585 | 52,592 | SH | DFND | 1 | 52,592 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 5,186 | 112,302 | SH | DFND | 1 | 112,302 | 0 | 0 | |
BELMOND LTD | CL A | G1154H107 | 568 | 44,700 | SH | Call | DFND | 1 | 44,700 | 0 | 0 |
BELMOND LTD | CL A | G1154H107 | 4,033 | 317,300 | SH | DFND | 1 | 317,300 | 0 | 0 | |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 843 | 77,910 | SH | DFND | 1 | 77,910 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 265 | 15,425 | SH | DFND | 1 | 15,425 | 0 | 0 | |
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 1,168 | 114,438 | SH | DFND | 2 | 114,438 | 0 | 0 | |
BOYD GAMING CORP | COM | 103304101 | 1,553 | 78,496 | SH | DFND | 1 | 78,496 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,426 | 45,000 | SH | Call | DFND | 2 | 45,000 | 0 | 0 |
BROADSOFT INC | COM | 11133B409 | 815 | 17,500 | SH | DFND | 1 | 17,500 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 1,283 | 17,915 | SH | DFND | 1 | 17,915 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 753 | 29,500 | SH | DFND | 1 | 29,500 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 359 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 203 | 20,586 | SH | DFND | 2 | 20,586 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 25 | 106,250 | SH | DFND | 2 | 106,250 | 0 | 0 | |
CBOE HLDGS INC | COM | 12503M108 | 28,378 | 437,600 | SH | Call | DFND | 1 | 437,600 | 0 | 0 |
CF CORP | SHS CL A | G20307107 | 560 | 57,167 | SH | DFND | 2 | 57,167 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 4,781 | 36,686 | SH | DFND | 1 | 36,686 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 1,237 | 14,521 | SH | DFND | 1 | 14,521 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 998 | 15,037 | SH | DFND | 1 | 15,037 | 0 | 0 | |
CONAGRA FOODS INC | COM | 205887102 | 1,503 | 31,899 | SH | DFND | 1 | 31,899 | 0 | 0 | |
CORNING INC | COM | 219350105 | 4,010 | 169,559 | SH | DFND | 1 | 169,559 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 390 | 2,556 | SH | DFND | 1 | 2,556 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 1,230 | 53,000 | SH | DFND | 1 | 53,000 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 635 | 27,000 | SH | Call | DFND | 2 | 27,000 | 0 | 0 |
COVENANT TRANSN GROUP INC | CL A | 22284P105 | 290 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
COWEN GROUP INC NEW | CL A | 223622101 | 14,088 | 3,880,939 | SH | DFND | 1 | 3,880,939 | 0 | 0 | |
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 5,827 | 144,833 | SH | DFND | 1 | 144,833 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 200 | 2,556 | SH | DFND | 1 | 2,556 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 1,228 | 25,682 | SH | DFND | 1 | 25,682 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 4,610 | 49,640 | SH | DFND | 1 | 49,640 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 1,773 | 25,338 | SH | DFND | 1 | 25,338 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 1,843 | 23,345 | SH | DFND | 1 | 23,345 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 981 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 2,086 | 40,252 | SH | DFND | 1 | 40,252 | 0 | 0 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 5,458 | 81,500 | SH | Put | DFND | 1 | 81,500 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 105 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 73 | 7,000 | SH | Call | DFND | 2 | 7,000 | 0 | 0 |
ELECTRONIC ARTS INC | COM | 285512109 | 6,871 | 80,456 | SH | DFND | 1 | 80,456 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 3 | 13,500 | SH | DFND | 2 | 13,500 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 1,066 | 28,818 | SH | DFND | 1 | 28,818 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,006 | 987,400 | SH | DFND | 1 | 987,400 | 0 | 0 | |
ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | 24,811 | 1,114,090 | SH | DFND | 1 | 1,114,090 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,031 | 15,833 | SH | DFND | 1 | 15,833 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 5,043 | 150,765 | SH | DFND | 1 | 150,765 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 586 | 3,778 | SH | DFND | 1 | 3,778 | 0 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 570 | 15,000 | SH | Call | DFND | 2 | 15,000 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 5,934 | 75,000 | SH | Call | DFND | 1 | 75,000 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 791 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 30 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 388 | 12,014 | SH | DFND | 12,014 | 0 | 0 | ||
GORES HLDGS INC | *W EXP 08/13/202 | 382866119 | 531 | 442,530 | SH | DFND | 2 | 442,530 | 0 | 0 | |
GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 367 | 29,858 | SH | DFND | 2 | 29,858 | 0 | 0 | |
GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 105 | 165,255 | SH | DFND | 2 | 165,255 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 267 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 393 | 40,000 | SH | Call | DFND | 2 | 40,000 | 0 | 0 |
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 2,896 | 294,573 | SH | DFND | 2 | 294,573 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 858 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 1,497 | 61,100 | SH | Put | DFND | 2 | 61,100 | 0 | 0 |
HUMANA INC | COM | 444859102 | 3,133 | 17,712 | SH | DFND | 1 | 17,712 | 0 | 0 | |
HUNTINGTON INGALLS INDS INC | COM | 446413106 | 392 | 2,556 | SH | DFND | 1 | 2,556 | 0 | 0 | |
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 801 | 80,454 | SH | DFND | 2 | 80,454 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 1,812 | 29,000 | SH | DFND | 1 | 29,000 | 0 | 0 | |
IMPERVA INC | COM | 45321L100 | 21,905 | 407,839 | SH | DFND | 1 | 407,839 | 0 | 0 | |
IMPERVA INC | COM | 45321L100 | 15,667 | 291,700 | SH | Put | DFND | 1 | 291,700 | 0 | 0 |
IMPERVA INC | COM | 45321L100 | 18,283 | 340,400 | SH | Call | DFND | 1 | 340,400 | 0 | 0 |
INFINERA CORPORATION | COM | 45667G103 | 1,014 | 112,300 | SH | DFND | 1 | 112,300 | 0 | 0 | |
INFOBLOX INC | COM | 45672H104 | 1,474 | 80,992 | SH | DFND | 1 | 80,992 | 0 | 0 | |
INGRAM MICRO INC | CL A | 457153104 | 24,855 | 696,996 | SH | DFND | 1 | 696,996 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 998 | 26,427 | SH | DFND | 1 | 26,427 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 715 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 15,027 | 685,222 | SH | DFND | 1 | 685,222 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 7,470 | 340,600 | SH | Call | DFND | 1 | 340,600 | 0 | 0 |
ISHARES | MSCI CDA ETF | 464286509 | 4,832 | 188,100 | SH | Call | DFND | 1 | 188,100 | 0 | 0 |
ISHARES | MSCI JAPAN ETF | 464286848 | 14,008 | 1,117,100 | SH | Call | DFND | 1 | 1,117,100 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 2,153 | 44,400 | SH | Call | DFND | 1 | 44,400 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 1,454 | 30,000 | SH | Put | DFND | 1 | 30,000 | 0 | 0 |
ISHARES | MSCI TURKEY ETF | 464286715 | 2,378 | 62,800 | SH | Put | DFND | 1 | 62,800 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,102 | 55,300 | SH | Call | DFND | 1 | 55,300 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 140,219 | 1,128,900 | SH | Put | DFND | 1 | 1,128,900 | 0 | 0 |
JOHNSON CTLS INTL PLC | SHS | G51502105 | 681 | 14,646 | SH | DFND | 1 | 14,646 | 0 | 0 | |
JONES ENERGY INC | COM CL A | 48019R108 | 94 | 26,521 | SH | DFND | 2 | 26,521 | 0 | 0 | |
JOY GLOBAL INC | COM | 481165108 | 6,117 | 220,524 | SH | DFND | 1 | 220,524 | 0 | 0 | |
KATE SPADE & CO | COM | 485865109 | 2,623 | 153,127 | SH | DFND | 1 | 153,127 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 33 | 2,213,538 | SH | DFND | 2 | 2,213,538 | 0 | 0 | |
KITE PHARMA INC | COM | 49803L109 | 1,676 | 30,000 | SH | Put | DFND | 2 | 30,000 | 0 | 0 |
KLR ENERGY ACQUISITION CORP | *W EXP 09/16/202 | 49877M116 | 10 | 22,825 | SH | DFND | 2 | 22,825 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 1,005 | 14,197 | SH | DFND | 1 | 14,197 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 200 | 1,329 | SH | DFND | 1 | 1,329 | 0 | 0 | |
LEXMARK INTL INC | CL A | 529771107 | 9,123 | 228,291 | SH | DFND | 1 | 228,291 | 0 | 0 | |
LEXMARK INTL INC | CL A | 529771107 | 16,735 | 418,800 | SH | Put | DFND | 1 | 418,800 | 0 | 0 |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 2,099 | 29,359 | SH | DFND | 1 | 29,359 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 583 | 29,154 | SH | DFND | 1 | 29,154 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 2,619 | 77,071 | SH | DFND | 1 | 77,071 | 0 | 0 | |
LIMELIGHT NETWORKS INC | COM | 53261M104 | 234 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
LINDBLAD EXPEDITIONS HLDGS I | *W EXP 07/08/202 | 535219117 | 196 | 100,986 | SH | DFND | 2 | 100,986 | 0 | 0 | |
LINEAR TECHNOLOGY CORP | COM | 535678106 | 76,695 | 1,293,565 | SH | DFND | 1 | 1,293,565 | 0 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 227,478 | 1,190,235 | SH | DFND | 1 | 1,190,235 | 0 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 860 | 4,500 | SH | Call | DFND | 1 | 4,500 | 0 | 0 |
LIONS GATE ENTMNT CORP | COM NEW | 535919203 | 7,096 | 355,000 | SH | Call | DFND | 1 | 355,000 | 0 | 0 |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 603 | 21,952 | SH | DFND | 1 | 21,952 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 576 | 2,403 | SH | DFND | 1 | 2,403 | 0 | 0 | |
LSC COMMUNICATIONS INC | COM | 50218P107 | 594 | 15,877 | SH | DFND | 2 | 15,877 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 788 | 12,929 | SH | DFND | 1 | 12,929 | 0 | 0 | |
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 1,137 | 116,050 | SH | DFND | 2 | 116,050 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 1,025 | 6,051 | SH | DFND | 1 | 6,051 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 607 | 8,584 | SH | DFND | 1 | 8,584 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 1,784 | 26,500 | SH | Call | DFND | 2 | 26,500 | 0 | 0 |
MCKESSON CORP | COM | 58155Q103 | 667 | 4,000 | SH | DFND | 2 | 4,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 1,668 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
MEDIA GEN INC NEW | COM | 58441K100 | 16,454 | 892,782 | SH | DFND | 1 | 892,782 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 1,123 | 18,000 | SH | DFND | 2 | 18,000 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 1,248 | 20,000 | SH | Put | DFND | 2 | 20,000 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 2,444 | 55,000 | SH | Call | DFND | 2 | 55,000 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 2,884 | 110,781 | SH | DFND | 1 | 110,781 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 1,489 | 31,833 | SH | DFND | 1 | 31,833 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 2,955 | 166,202 | SH | DFND | 1 | 166,202 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 7,254 | 66,064 | SH | DFND | 1 | 66,064 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 4,150 | 37,800 | SH | Call | DFND | 1 | 37,800 | 0 | 0 |
MONDELEZ INTL INC | CL A | 609207105 | 4,558 | 103,836 | SH | DFND | 1 | 103,836 | 0 | 0 | |
MONRO MUFFLER BRAKE INC | COM | 610236101 | 889 | 14,536 | SH | DFND | 1 | 14,536 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 20,583 | 201,400 | SH | Call | DFND | 1 | 201,400 | 0 | 0 |
MONSANTO CO NEW | COM | 61166W101 | 11,716 | 114,636 | SH | DFND | 1 | 114,636 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 1,793 | 23,506 | SH | DFND | 1 | 23,506 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 848 | 8,600 | SH | Put | DFND | 1 | 8,600 | 0 | 0 |
NEW YORK REIT INC | COM | 64976L109 | 641 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
NEXEO SOLUTIONS INC | UNIT 06/11/2019 | 65342H201 | 989 | 111,591 | SH | DFND | 2 | 111,591 | 0 | 0 | |
NEXVET BIOPHARMA PUB LTD CO | ORD SHS | G6503X109 | 61 | 14,642 | SH | DFND | 1 | 14,642 | 0 | 0 | |
NOBLE CORP PLC | SHS USD | G65431101 | 1,072 | 30,000 | SH | Call | DFND | 2 | 30,000 | 0 | 0 |
NORTHROP GRUMMAN CORP | COM | 666807102 | 580 | 2,709 | SH | DFND | 1 | 2,709 | 0 | 0 | |
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 11,494 | 888,972 | SH | DFND | 1 | 888,972 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 2,555 | 194,000 | SH | Put | DFND | 1 | 194,000 | 0 | 0 |
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 1,478 | 39,210 | SH | DFND | 1 | 39,210 | 0 | 0 | |
NOVAVAX INC | COM | 670002104 | 209 | 100,300 | SH | DFND | 2 | 100,300 | 0 | 0 | |
NOVAVAX INC | COM | 670002104 | 208 | 100,300 | SH | Put | DFND | 2 | 100,300 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 1,189 | 17,348 | SH | DFND | 1 | 17,348 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,466 | 14,375 | SH | DFND | 1 | 14,375 | 0 | 0 | |
NXSTAGE MEDICAL INC | COM | 67072V103 | 500 | 20,000 | SH | Call | DFND | 2 | 20,000 | 0 | 0 |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 603 | 87,825 | SH | DFND | 1 | 87,825 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 330 | 8,250 | SH | DFND | 1 | 8,250 | 0 | 0 | |
ORGANOVO HLDGS INC | COM | 68620A104 | 239 | 63,000 | SH | DFND | 1 | 63,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,063 | 25,941 | SH | DFND | 1 | 25,941 | 0 | 0 | |
PBF ENERGY INC | CL A | 69318G106 | 226 | 10,000 | SH | Call | DFND | 2 | 10,000 | 0 | 0 |
PENN NATL GAMING INC | COM | 707569109 | 1,696 | 124,998 | SH | DFND | 1 | 124,998 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 1,115 | 82,200 | SH | Call | DFND | 1 | 82,200 | 0 | 0 |
PFIZER INC | COM | 717081103 | 728 | 21,500 | SH | DFND | 2 | 21,500 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,355 | 40,000 | SH | Call | DFND | 2 | 40,000 | 0 | 0 |
PFIZER INC | COM | 717081103 | 1,355 | 40,000 | SH | Put | DFND | 2 | 40,000 | 0 | 0 |
PINNACLE ENTMT INC NEW | COM | 72348Y105 | 965 | 78,176 | SH | DFND | 1 | 78,176 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 1,652 | 21,403 | SH | DFND | 1 | 21,403 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 14,476 | 623,700 | SH | Put | DFND | 1 | 623,700 | 0 | 0 |
PRICELINE GRP INC | COM NEW | 741503403 | 1,374 | 934 | SH | DFND | 1 | 934 | 0 | 0 | |
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 2,678 | 163,375 | SH | DFND | 1 | 163,375 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 808 | 99,700 | SH | Put | DFND | 1 | 99,700 | 0 | 0 |
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 688 | 43,000 | SH | DFND | 1 | 43,000 | 0 | 0 | |
PVH CORP | COM | 693656100 | 2,567 | 23,231 | SH | DFND | 1 | 23,231 | 0 | 0 | |
RACKSPACE HOSTING INC | COM | 750086100 | 13,859 | 437,322 | SH | DFND | 1 | 437,322 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 352 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 986 | 7,243 | SH | DFND | 1 | 7,243 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 1,018 | 29,428 | SH | DFND | 1 | 29,428 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 5,005 | 650,886 | SH | DFND | 1 | 650,886 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 17 | 2,200 | SH | Put | DFND | 2 | 2,200 | 0 | 0 |
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 240 | 23,832 | SH | DFND | 2 | 23,832 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 537 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 3,116 | 276,509 | SH | DFND | 1 | 276,509 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 10,993 | 206,600 | SH | Put | DFND | 1 | 206,600 | 0 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 969 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 345 | 7,726 | SH | DFND | 1 | 7,726 | 0 | 0 | |
SILVER RUN ACQUISITION CORP | *W EXP 02/23/202 | 82811P119 | 739 | 133,190 | SH | DFND | 2 | 133,190 | 0 | 0 | |
SILVER RUN ACQUISITION CORP | UNIT 99/99/9999T | 82811P200 | 6,859 | 389,487 | SH | DFND | 2 | 389,487 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 4,709 | 37,478 | SH | DFND | 1 | 37,478 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 7,639 | 60,800 | SH | Put | DFND | 1 | 60,800 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 756 | 3,494 | SH | DFND | 1 | 3,494 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,997 | 300,500 | SH | Put | DFND | 1 | 300,500 | 0 | 0 |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 2,448 | 88,400 | SH | DFND | 1 | 88,400 | 0 | 0 | |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 4,331 | 163,300 | SH | Put | DFND | 1 | 163,300 | 0 | 0 |
SPECTRA ENERGY CORP | COM | 847560109 | 5,269 | 123,253 | SH | DFND | 1 | 123,253 | 0 | 0 | |
ST JUDE MED INC | COM | 790849103 | 186,011 | 2,332,132 | SH | DFND | 1 | 2,332,132 | 0 | 0 | |
STARZ | COM SER A | 85571Q102 | 13,221 | 423,900 | SH | DFND | 1 | 423,900 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 909 | 51,960 | SH | DFND | 1 | 51,960 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 346 | 10,386 | SH | DFND | 1 | 10,386 | 0 | 0 | |
SUNEDISON SEMICONDUCTOR LTD | SHS | Y8213L102 | 4,328 | 379,947 | SH | DFND | 1 | 379,947 | 0 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 324 | 11,398 | SH | DFND | 1 | 11,398 | 0 | 0 | |
SYNGENTA AG | SPONSORED ADR | 87160A100 | 118,318 | 1,350,661 | SH | DFND | 1 | 1,350,661 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 1,511 | 33,524 | SH | DFND | 1 | 33,524 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 1,262 | 70,000 | SH | Put | DFND | 1 | 70,000 | 0 | 0 |
TERRAPIN 3 ACQUISITION CORP | *W EXP 06/27/201 | 88104P112 | 23 | 128,122 | SH | DFND | 2 | 128,122 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,480 | 32,165 | SH | DFND | 1 | 32,165 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 184 | 4,000 | SH | DFND | 2 | 4,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 5,016 | 109,000 | SH | Call | DFND | 1 | 109,000 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 230 | 5,000 | SH | Put | DFND | 2 | 5,000 | 0 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 6,515 | 81,842 | SH | DFND | 1 | 81,842 | 0 | 0 | |
TREEHOUSE FOODS INC | COM | 89469A104 | 4,594 | 52,685 | SH | DFND | 1 | 52,685 | 0 | 0 | |
TRONC INC | COM | 89703P107 | 169 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 2,242 | 97,258 | SH | DFND | 1 | 97,258 | 0 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 1,304 | 28,000 | SH | Call | DFND | 2 | 28,000 | 0 | 0 |
UNDER ARMOUR INC | CL C | 904311206 | 1,667 | 49,245 | SH | DFND | 1 | 49,245 | 0 | 0 | |
VALSPAR CORP | COM | 920355104 | 8,136 | 76,700 | SH | Put | DFND | 1 | 76,700 | 0 | 0 |
VECTOR GROUP LTD | COM | 92240M108 | 1,259 | 58,471 | SH | DFND | 1 | 58,471 | 0 | 0 | |
VERSARTIS INC | COM | 92529L102 | 2,522 | 205,892 | SH | DFND | 2 | 205,892 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 843 | 22,123 | SH | DFND | 1 | 22,123 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 3,458 | 47,148 | SH | DFND | 1 | 47,148 | 0 | 0 | |
VONAGE HLDGS CORP | COM | 92886T201 | 1,785 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | |
VORNADO RLTY TR | SH BEN INT | 929042109 | 759 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 15,877 | 291,700 | SH | Call | DFND | 1 | 291,700 | 0 | 0 |
WHITEWAVE FOODS CO | COM | 966244105 | 8,116 | 149,100 | SH | Put | DFND | 1 | 149,100 | 0 | 0 |
WILLIS TOWERS WATSON PUB LTD | SHS | G96629103 | 1,845 | 13,895 | SH | DFND | 1 | 13,895 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 13,102 | 243,800 | SH | Call | DFND | 1 | 243,800 | 0 | 0 |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 2,025 | 95,058 | SH | DFND | 1 | 95,058 | 0 | 0 | |
XILINX INC | COM | 983919101 | 3,496 | 64,337 | SH | DFND | 1 | 64,337 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 86,169 | 1,999,280 | SH | DFND | 1 | 1,999,280 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 2,998 | 100,896 | SH | DFND | 1 | 100,896 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 2,051 | 704,742 | SH | DFND | 1 | 704,742 | 0 | 0 |