General Counsel

0001085146-16-004820.txt : 20161114 0001085146-16-004820.hdr.sgml : 20161111 20161114125412 ACCESSION NUMBER: 0001085146-16-004820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14571 FILM NUMBER: 161992943 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466538 XXXXXXXX 09-30-2016 09-30-2016 false COWEN GROUP, INC.

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14571 N Owen Littman General Counsel 212-201-4841 /s/ Owen Littman New York NY 11-10-2016 2 238 1716094 1 0001275893 028-10674 RAMIUS ADVISORS LLC 2 0001066036 028-04125 COWEN & COMPANY, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 369 2096 SH DFND 1 2096 0 0 AARONS INC COM PAR $0.50 002535300 1155 45440 SH DFND 1 45440 0 0 ABBOTT LABS COM 002824100 2778 65700 SH Call DFND 1 65700 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3227 72846 SH DFND 1 72846 0 0 AGENUS INC COM NEW 00847G705 359 50000 SH DFND 2 50000 0 0 AGENUS INC COM NEW 00847G705 574 79900 SH Put DFND 2 79900 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 735 6000 SH DFND 1 6000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 22766 215200 SH Call DFND 1 215200 0 0 ALLERGAN PLC SHS G0177J108 4846 21041 SH DFND 1 21041 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 536 2500 SH DFND 1 2500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 271 4000 SH DFND 2 4000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 915 13500 SH Call DFND 2 13500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 678 10000 SH Put DFND 2 10000 0 0 ALPHABET INC CAP STK CL A 02079K305 1335 1660 SH DFND 1 1660 0 0 ALPHABET INC CAP STK CL C 02079K107 2497 3213 SH DFND 1 3213 0 0 AMAZON COM INC COM 023135106 14120 16863 SH DFND 1 16863 0 0 AMERICAN CAP LTD COM 02503Y103 67980 4020130 SH DFND 1 4020130 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 806 13579 SH DFND 1 13579 0 0 AMGEN INC COM 031162100 590 3539 SH DFND 1 3539 0 0 AMGEN INC COM 031162100 83 500 SH Call DFND 2 500 0 0 APOLLO ED GROUP INC CL A 037604105 4748 597300 SH Put DFND 1 597300 0 0 APPLE INC COM 037833100 1130 10000 SH DFND 1 10000 0 0 APPLE INC COM 037833100 1244 11000 SH Call DFND 1 11000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 256 7500 SH Put DFND 2 7500 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 378 37500 SH DFND 2 37500 0 0 BATS GLOBAL MKTS INC COM 05491G109 1585 52592 SH DFND 1 52592 0 0 BCE INC COM NEW 05534B760 5186 112302 SH DFND 1 112302 0 0 BELMOND LTD CL A G1154H107 568 44700 SH Call DFND 1 44700 0 0 BELMOND LTD CL A G1154H107 4033 317300 SH DFND 1 317300 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 843 77910 SH DFND 1 77910 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 265 15425 SH DFND 1 15425 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 1168 114438 SH DFND 2 114438 0 0 BOYD GAMING CORP COM 103304101 1553 78496 SH DFND 1 78496 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2426 45000 SH Call DFND 2 45000 0 0 BROADSOFT INC COM 11133B409 815 17500 SH DFND 1 17500 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1283 17915 SH DFND 1 17915 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 753 29500 SH DFND 1 29500 0 0 CAPITAL ONE FINL CORP COM 14040H105 359 5000 SH DFND 1 5000 0 0 CAPITOL ACQUISITION CORP III COM 14055M106 203 20586 SH DFND 2 20586 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 25 106250 SH DFND 2 106250 0 0 CBOE HLDGS INC COM 12503M108 28378 437600 SH Call DFND 1 437600 0 0 CF CORP SHS CL A G20307107 560 57167 SH DFND 2 57167 0 0 CIGNA CORPORATION COM 125509109 4781 36686 SH DFND 1 36686 0 0 CITRIX SYS INC COM 177376100 1237 14521 SH DFND 1 14521 0 0 COMCAST CORP NEW CL A 20030N101 998 15037 SH DFND 1 15037 0 0 CONAGRA FOODS INC COM 205887102 1503 31899 SH DFND 1 31899 0 0 CORNING INC COM 219350105 4010 169559 SH DFND 1 169559 0 0 COSTCO WHSL CORP NEW COM 22160K105 390 2556 SH DFND 1 2556 0 0 COTY INC COM CL A 222070203 1230 53000 SH DFND 1 53000 0 0 COTY INC COM CL A 222070203 635 27000 SH Call DFND 2 27000 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 290 15000 SH DFND 1 15000 0 0 COWEN GROUP INC NEW CL A 223622101 14088 3880939 SH DFND 1 3880939 0 0 CYNAPSUS THERAPEUTICS INC COM PAR NO PAR 23257Y859 5827 144833 SH DFND 1 144833 0 0 DANAHER CORP DEL COM 235851102 200 2556 SH DFND 1 2556 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1228 25682 SH DFND 1 25682 0 0 DISNEY WALT CO COM DISNEY 254687106 4610 49640 SH DFND 1 49640 0 0 DOLLAR GEN CORP NEW COM 256677105 1773 25338 SH DFND 1 25338 0 0 DOLLAR TREE INC COM 256746108 1843 23345 SH DFND 1 23345 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 981 100000 SH DFND 2 100000 0 0 DOW CHEM CO COM 260543103 2086 40252 SH DFND 1 40252 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 5458 81500 SH Put DFND 1 81500 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 105 10000 SH DFND 1 10000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 73 7000 SH Call DFND 2 7000 0 0 ELECTRONIC ARTS INC COM 285512109 6871 80456 SH DFND 1 80456 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 3 13500 SH DFND 2 13500 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1066 28818 SH DFND 1 28818 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1006 987400 SH DFND 1 987400 0 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 24811 1114090 SH DFND 1 1114090 0 0 FACEBOOK INC CL A 30303M102 2031 15833 SH DFND 1 15833 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 5043 150765 SH DFND 1 150765 0 0 GENERAL DYNAMICS CORP COM 369550108 586 3778 SH DFND 1 3778 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 570 15000 SH Call DFND 2 15000 0 0 GILEAD SCIENCES INC COM 375558103 5934 75000 SH Call DFND 1 75000 0 0 GILEAD SCIENCES INC COM 375558103 791 10000 SH DFND 1 10000 0 0 GLOBALSTAR INC COM 378973408 30 25000 SH DFND 2 25000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 388 12014 SH DFND 12014 0 0 GORES HLDGS INC *W EXP 08/13/202 382866119 531 442530 SH DFND 2 442530 0 0 GORES HLDGS INC UNIT 99/99/9999 382866200 367 29858 SH DFND 2 29858 0 0 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 105 165255 SH DFND 2 165255 0 0 HAIN CELESTIAL GROUP INC COM 405217100 267 7500 SH DFND 1 7500 0 0 HCA HOLDINGS INC COM 40412C101 393 40000 SH Call DFND 2 40000 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 2896 294573 SH DFND 2 294573 0 0 HOLLYFRONTIER CORP COM 436106108 858 35000 SH DFND 2 35000 0 0 HOLLYFRONTIER CORP COM 436106108 1497 61100 SH Put DFND 2 61100 0 0 HUMANA INC COM 444859102 3133 17712 SH DFND 1 17712 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 392 2556 SH DFND 1 2556 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 801 80454 SH DFND 2 80454 0 0 IAC INTERACTIVECORP COM 44919P508 1812 29000 SH DFND 1 29000 0 0 IMPERVA INC COM 45321L100 21905 407839 SH DFND 1 407839 0 0 IMPERVA INC COM 45321L100 15667 291700 SH Put DFND 1 291700 0 0 IMPERVA INC COM 45321L100 18283 340400 SH Call DFND 1 340400 0 0 INFINERA CORPORATION COM 45667G103 1014 112300 SH DFND 1 112300 0 0 INFOBLOX INC COM 45672H104 1474 80992 SH DFND 1 80992 0 0 INGRAM MICRO INC CL A 457153104 24855 696996 SH DFND 1 696996 0 0 INTEL CORP COM 458140100 998 26427 SH DFND 1 26427 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 715 4500 SH DFND 1 4500 0 0 INTERSIL CORP CL A 46069S109 15027 685222 SH DFND 1 685222 0 0 INTERSIL CORP CL A 46069S109 7470 340600 SH Call DFND 1 340600 0 0 ISHARES MSCI CDA ETF 464286509 4832 188100 SH Call DFND 1 188100 0 0 ISHARES MSCI JAPAN ETF 464286848 14008 1117100 SH Call DFND 1 1117100 0 0 ISHARES MSCI MEX CAP ETF 464286822 2153 44400 SH Call DFND 1 44400 0 0 ISHARES MSCI MEX CAP ETF 464286822 1454 30000 SH Put DFND 1 30000 0 0 ISHARES MSCI TURKEY ETF 464286715 2378 62800 SH Put DFND 1 62800 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 2102 55300 SH Call DFND 1 55300 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 140219 1128900 SH Put DFND 1 1128900 0 0 JOHNSON CTLS INTL PLC SHS G51502105 681 14646 SH DFND 1 14646 0 0 JONES ENERGY INC COM CL A 48019R108 94 26521 SH DFND 2 26521 0 0 JOY GLOBAL INC COM 481165108 6117 220524 SH DFND 1 220524 0 0 KATE SPADE & CO COM 485865109 2623 153127 SH DFND 1 153127 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 33 2213538 SH DFND 2 2213538 0 0 KITE PHARMA INC COM 49803L109 1676 30000 SH Put DFND 2 30000 0 0 KLR ENERGY ACQUISITION CORP *W EXP 09/16/202 49877M116 10 22825 SH DFND 2 22825 0 0 L BRANDS INC COM 501797104 1005 14197 SH DFND 1 14197 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 200 1329 SH DFND 1 1329 0 0 LEXMARK INTL INC CL A 529771107 9123 228291 SH DFND 1 228291 0 0 LEXMARK INTL INC CL A 529771107 16735 418800 SH Put DFND 1 418800 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 2099 29359 SH DFND 1 29359 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 583 29154 SH DFND 1 29154 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 2619 77071 SH DFND 1 77071 0 0 LIMELIGHT NETWORKS INC COM 53261M104 234 125000 SH DFND 1 125000 0 0 LINDBLAD EXPEDITIONS HLDGS I *W EXP 07/08/202 535219117 196 100986 SH DFND 2 100986 0 0 LINEAR TECHNOLOGY CORP COM 535678106 76695 1293565 SH DFND 1 1293565 0 0 LINKEDIN CORP COM CL A 53578A108 227478 1190235 SH DFND 1 1190235 0 0 LINKEDIN CORP COM CL A 53578A108 860 4500 SH Call DFND 1 4500 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 7096 355000 SH Call DFND 1 355000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 603 21952 SH DFND 1 21952 0 0 LOCKHEED MARTIN CORP COM 539830109 576 2403 SH DFND 1 2403 0 0 LSC COMMUNICATIONS INC COM 50218P107 594 15877 SH DFND 2 15877 0 0 LULULEMON ATHLETICA INC COM 550021109 788 12929 SH DFND 1 12929 0 0 M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 1137 116050 SH DFND 2 116050 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 1025 6051 SH DFND 1 6051 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 607 8584 SH DFND 1 8584 0 0 MARRIOTT INTL INC NEW CL A 571903202 1784 26500 SH Call DFND 2 26500 0 0 MCKESSON CORP COM 58155Q103 667 4000 SH DFND 2 4000 0 0 MCKESSON CORP COM 58155Q103 1668 10000 SH Put DFND 2 10000 0 0 MEDIA GEN INC NEW COM 58441K100 16454 892782 SH DFND 1 892782 0 0 MERCK & CO INC COM 58933Y105 1123 18000 SH DFND 2 18000 0 0 MERCK & CO INC COM 58933Y105 1248 20000 SH Put DFND 2 20000 0 0 METLIFE INC COM 59156R108 2444 55000 SH Call DFND 2 55000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2884 110781 SH DFND 1 110781 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 1489 31833 SH DFND 1 31833 0 0 MICRON TECHNOLOGY INC COM 595112103 2955 166202 SH DFND 1 166202 0 0 MOLSON COORS BREWING CO CL B 60871R209 7254 66064 SH DFND 1 66064 0 0 MOLSON COORS BREWING CO CL B 60871R209 4150 37800 SH Call DFND 1 37800 0 0 MONDELEZ INTL INC CL A 609207105 4558 103836 SH DFND 1 103836 0 0 MONRO MUFFLER BRAKE INC COM 610236101 889 14536 SH DFND 1 14536 0 0 MONSANTO CO NEW COM 61166W101 20583 201400 SH Call DFND 1 201400 0 0 MONSANTO CO NEW COM 61166W101 11716 114636 SH DFND 1 114636 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1793 23506 SH DFND 1 23506 0 0 NETFLIX INC COM 64110L106 848 8600 SH Put DFND 1 8600 0 0 NEW YORK REIT INC COM 64976L109 641 70000 SH DFND 1 70000 0 0 NEXEO SOLUTIONS INC UNIT 06/11/2019 65342H201 989 111591 SH DFND 2 111591 0 0 NEXVET BIOPHARMA PUB LTD CO ORD SHS G6503X109 61 14642 SH DFND 1 14642 0 0 NOBLE CORP PLC SHS USD G65431101 1072 30000 SH Call DFND 2 30000 0 0 NORTHROP GRUMMAN CORP COM 666807102 580 2709 SH DFND 1 2709 0 0 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 11494 888972 SH DFND 1 888972 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 2555 194000 SH Put DFND 1 194000 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 1478 39210 SH DFND 1 39210 0 0 NOVAVAX INC COM 670002104 209 100300 SH DFND 2 100300 0 0 NOVAVAX INC COM 670002104 208 100300 SH Put DFND 2 100300 0 0 NVIDIA CORP COM 67066G104 1189 17348 SH DFND 1 17348 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1466 14375 SH DFND 1 14375 0 0 NXSTAGE MEDICAL INC COM 67072V103 500 20000 SH Call DFND 2 20000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 603 87825 SH DFND 1 87825 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 330 8250 SH DFND 1 8250 0 0 ORGANOVO HLDGS INC COM 68620A104 239 63000 SH DFND 1 63000 0 0 PAYPAL HLDGS INC COM 70450Y103 1063 25941 SH DFND 1 25941 0 0 PBF ENERGY INC CL A 69318G106 226 10000 SH Call DFND 2 10000 0 0 PENN NATL GAMING INC COM 707569109 1696 124998 SH DFND 1 124998 0 0 PENN NATL GAMING INC COM 707569109 1115 82200 SH Call DFND 1 82200 0 0 PFIZER INC COM 717081103 728 21500 SH DFND 2 21500 0 0 PFIZER INC COM 717081103 1355 40000 SH Call DFND 2 40000 0 0 PFIZER INC COM 717081103 1355 40000 SH Put DFND 2 40000 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 965 78176 SH DFND 1 78176 0 0 POST HLDGS INC COM 737446104 1652 21403 SH DFND 1 21403 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 14476 623700 SH Put DFND 1 623700 0 0 PRICELINE GRP INC COM NEW 741503403 1374 934 SH DFND 1 934 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 2678 163375 SH DFND 1 163375 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 808 99700 SH Put DFND 1 99700 0 0 PRUDENTIAL SHT DURATION HG Y COM 74442F107 688 43000 SH DFND 1 43000 0 0 PVH CORP COM 693656100 2567 23231 SH DFND 1 23231 0 0 RACKSPACE HOSTING INC COM 750086100 13859 437322 SH DFND 1 437322 0 0 RADIUS HEALTH INC COM NEW 750469207 352 6500 SH DFND 1 6500 0 0 RAYTHEON CO COM NEW 755111507 986 7243 SH DFND 1 7243 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 1018 29428 SH DFND 1 29428 0 0 RITE AID CORP COM 767754104 5005 650886 SH DFND 1 650886 0 0 RITE AID CORP COM 767754104 17 2200 SH Put DFND 2 2200 0 0 SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 240 23832 SH DFND 2 23832 0 0 SCHWAB CHARLES CORP NEW COM 808513105 537 17000 SH DFND 1 17000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 3116 276509 SH DFND 1 276509 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10993 206600 SH Put DFND 1 206600 0 0 SHIRE PLC SPONSORED ADR 82481R106 969 5000 SH DFND 1 5000 0 0 SHUTTERFLY INC COM 82568P304 345 7726 SH DFND 1 7726 0 0 SILVER RUN ACQUISITION CORP *W EXP 02/23/202 82811P119 739 133190 SH DFND 2 133190 0 0 SILVER RUN ACQUISITION CORP UNIT 99/99/9999T 82811P200 6859 389487 SH DFND 2 389487 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4709 37478 SH DFND 1 37478 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 7639 60800 SH Put DFND 1 60800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 756 3494 SH DFND 1 3494 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 64997 300500 SH Put DFND 1 300500 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 2448 88400 SH DFND 1 88400 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 4331 163300 SH Put DFND 1 163300 0 0 SPECTRA ENERGY CORP COM 847560109 5269 123253 SH DFND 1 123253 0 0 ST JUDE MED INC COM 790849103 186011 2332132 SH DFND 1 2332132 0 0 STARZ COM SER A 85571Q102 13221 423900 SH DFND 1 423900 0 0 STERLING BANCORP DEL COM 85917A100 909 51960 SH DFND 1 51960 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 346 10386 SH DFND 1 10386 0 0 SUNEDISON SEMICONDUCTOR LTD SHS Y8213L102 4328 379947 SH DFND 1 379947 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 324 11398 SH DFND 1 11398 0 0 SYNGENTA AG SPONSORED ADR 87160A100 118318 1350661 SH DFND 1 1350661 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1511 33524 SH DFND 1 33524 0 0 TECK RESOURCES LTD CL B 878742204 1262 70000 SH Put DFND 1 70000 0 0 TERRAPIN 3 ACQUISITION CORP *W EXP 06/27/201 88104P112 23 128122 SH DFND 2 128122 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1480 32165 SH DFND 1 32165 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 184 4000 SH DFND 2 4000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5016 109000 SH Call DFND 1 109000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 230 5000 SH Put DFND 2 5000 0 0 TIME WARNER INC COM NEW 887317303 6515 81842 SH DFND 1 81842 0 0 TREEHOUSE FOODS INC COM 89469A104 4594 52685 SH DFND 1 52685 0 0 TRONC INC COM 89703P107 169 10000 SH DFND 2 10000 0 0 TWITTER INC COM 90184L102 2242 97258 SH DFND 1 97258 0 0 U S SILICA HLDGS INC COM 90346E103 1304 28000 SH Call DFND 2 28000 0 0 UNDER ARMOUR INC CL C 904311206 1667 49245 SH DFND 1 49245 0 0 VALSPAR CORP COM 920355104 8136 76700 SH Put DFND 1 76700 0 0 VECTOR GROUP LTD COM 92240M108 1259 58471 SH DFND 1 58471 0 0 VERSARTIS INC COM 92529L102 2522 205892 SH DFND 2 205892 0 0 VIACOM INC NEW CL B 92553P201 843 22123 SH DFND 1 22123 0 0 VMWARE INC CL A COM 928563402 3458 47148 SH DFND 1 47148 0 0 VONAGE HLDGS CORP COM 92886T201 1785 270000 SH DFND 1 270000 0 0 VORNADO RLTY TR SH BEN INT 929042109 759 7500 SH DFND 1 7500 0 0 WHITEWAVE FOODS CO COM 966244105 15877 291700 SH Call DFND 1 291700 0 0 WHITEWAVE FOODS CO COM 966244105 8116 149100 SH Put DFND 1 149100 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 1845 13895 SH DFND 1 13895 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 13102 243800 SH Call DFND 1 243800 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 2025 95058 SH DFND 1 95058 0 0 XILINX INC COM 983919101 3496 64337 SH DFND 1 64337 0 0 YAHOO INC COM 984332106 86169 1999280 SH DFND 1 1999280 0 0 ZAYO GROUP HLDGS INC COM 98919V105 2998 100896 SH DFND 1 100896 0 0 ZYNGA INC CL A 98986T108 2051 704742 SH DFND 1 704742 0 0