The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 50 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 332 | 100,000 | SH | Call | DFND | 3 | 100,000 | 0 | 0 |
ACI WORLDWIDE INC | COM | 004498101 | 2,477 | 38,100 | SH | DFND | 2 | 38,100 | 0 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 2,581 | 43,100 | SH | DFND | 2 | 43,100 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 2,459 | 22,000 | SH | DFND | 2 | 22,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 2,537 | 22,700 | SH | DFND | 3 | 22,700 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 2,537 | 22,700 | SH | Put | DFND | 3 | 22,700 | 0 | 0 |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 2,501 | 53,000 | SH | DFND | 2 | 53,000 | 0 | 0 | |
ALCOA INC | COM | 013817101 | 393 | 37,000 | SH | Call | DFND | 3 | 37,000 | 0 | 0 |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 472 | 17,092 | SH | DFND | 1 | 17,092 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,401 | 55,500 | SH | Call | DFND | 1 | 55,500 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,969 | 77,985 | SH | DFND | 1 | 77,985 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 294 | 22,900 | SH | Call | DFND | 3 | 22,900 | 0 | 0 |
ANTARES PHARMA INC | COM | 036642106 | 67 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
AOL INC | COM | 00184X105 | 2,093 | 44,900 | SH | DFND | 3 | 44,900 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 88 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 7,358 | 416,200 | SH | Call | DFND | 1 | 416,200 | 0 | 0 |
ARENA PHARMACEUTICALS INC | COM | 040047102 | 59 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 102 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 2,180 | 22,468 | SH | DFND | 1 | 22,468 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 2,475 | 25,500 | SH | DFND | 2 | 25,500 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 5,036 | 51,900 | SH | Put | DFND | 1 | 51,900 | 0 | 0 |
BAKER HUGHES INC | COM | 057224107 | 2,481 | 44,900 | SH | DFND | 2 | 44,900 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 441 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
BEAM INC | COM | 073730103 | 2,382 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 3,330 | 158,709 | SH | DFND | 1 | 158,709 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 717 | 28,100 | SH | DFND | 1 | 28,100 | 0 | 0 | |
BOB EVANS FARMS INC | COM | 096761101 | 1,601 | 31,643 | SH | DFND | 1 | 31,643 | 0 | 0 | |
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 2,477 | 279,400 | SH | DFND | 2 | 279,400 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 1,225 | 17,250 | SH | DFND | 1 | 17,250 | 0 | 0 | |
BURGER KING WORLDWIDE INC | COM | 121220107 | 2,569 | 112,400 | SH | DFND | 2 | 112,400 | 0 | 0 | |
CACI INTL INC | CL A | 127190304 | 2,409 | 32,900 | SH | DFND | 2 | 32,900 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 2,376 | 15,700 | SH | DFND | 2 | 15,700 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 383 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CAPITAL SR LIVING CORP | COM | 140475104 | 240 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 2,569 | 40,300 | SH | DFND | 2 | 40,300 | 0 | 0 | |
CEMPRA INC | COM | 15130J109 | 248 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
CHICOS FAS INC | COM | 168615102 | 2,376 | 126,100 | SH | DFND | 2 | 126,100 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 457 | 20,383 | SH | DFND | 3 | 20,383 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 3,813 | 170,000 | SH | Put | DFND | 3 | 170,000 | 0 | 0 |
COBALT INTL ENERGY INC | COM | 19075F106 | 629 | 38,200 | SH | Call | DFND | 3 | 38,200 | 0 | 0 |
COLE REAL ESTATE INVTS INC | COM | 19329V105 | 1,841 | 131,100 | SH | DFND | 1 | 131,100 | 0 | 0 | |
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 2,434 | 104,400 | SH | DFND | 2 | 104,400 | 0 | 0 | |
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 2 | 78 | SH | DFND | 3 | 78 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 39 | 999 | SH | DFND | 3 | 999 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 719 | 18,300 | SH | DFND | 1 | 18,300 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 3,184 | 81,100 | SH | Call | DFND | 1 | 81,100 | 0 | 0 |
COMPUWARE CORP | COM | 205638109 | 2,879 | 256,800 | SH | Call | DFND | 1 | 256,800 | 0 | 0 |
COMPUWARE CORP | COM | 205638109 | 3,051 | 272,208 | SH | DFND | 1 | 272,208 | 0 | 0 | |
COWEN GROUP INC NEW | CL A | 223622101 | 16,877 | 4,316,490 | SH | DFND | 1 | 4,316,490 | 0 | 0 | |
CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | 812 | 32,624 | SH | DFND | 1 | 32,624 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 207 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 263 | 25,000 | SH | Put | DFND | 3 | 25,000 | 0 | 0 |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 551 | 52,500 | SH | Call | DFND | 3 | 52,500 | 0 | 0 |
EBAY INC | COM | 278642103 | 873 | 15,916 | SH | DFND | 1 | 15,916 | 0 | 0 | |
EDWARDS GROUP LTD | SPONSORED ADR | 281736108 | 1,174 | 115,344 | SH | DFND | 1 | 115,344 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,731 | 21,175 | SH | DFND | 1 | 21,175 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 986 | 14,875 | SH | DFND | 1 | 14,875 | 0 | 0 | |
EQUINIX INC | COM NEW | 29444U502 | 2,853 | 16,080 | SH | DFND | 1 | 16,080 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 301 | 2,971 | SH | DFND | 1 | 2,971 | 0 | 0 | |
F M C CORP | COM NEW | 302491303 | 1,962 | 26,000 | SH | Call | DFND | 3 | 26,000 | 0 | 0 |
FAMILY DLR STORES INC | COM | 307000109 | 195 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 650 | 10,000 | SH | Call | DFND | 3 | 10,000 | 0 | 0 |
FAMILY DLR STORES INC | COM | 307000109 | 650 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
FAMILY DLR STORES INC | COM | 307000109 | 2,365 | 36,400 | SH | DFND | 2 | 36,400 | 0 | 0 | |
FEDERAL SIGNAL CORP | COM | 313855108 | 670 | 45,708 | SH | DFND | 1 | 45,708 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | CL A | 31620R105 | 14,333 | 441,700 | SH | Call | DFND | 1 | 441,700 | 0 | 0 |
FORTRESS PAPER LTD-CL A | CS | 34958R101 | 1,114 | 280,328 | SH | DFND | 1 | 280,328 | 0 | 0 | |
GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | 2,294 | 114,300 | SH | DFND | 2 | 114,300 | 0 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 394 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
GERON CORP | COM | 374163103 | 59 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,457 | 1,300 | SH | DFND | 1 | 1,300 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 7,993 | 157,500 | SH | Call | DFND | 3 | 157,500 | 0 | 0 |
HARMAN INTL INDS INC | COM | 413086109 | 2,398 | 29,300 | SH | DFND | 2 | 29,300 | 0 | 0 | |
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 462 | 35,300 | SH | Call | DFND | 3 | 35,300 | 0 | 0 |
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 1,391 | 106,200 | SH | Put | DFND | 1 | 106,200 | 0 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 832 | 10,575 | SH | DFND | 1 | 10,575 | 0 | 0 | |
HEWLETT PACKARD CO | COM | 428236103 | 2,443 | 87,300 | SH | DFND | 2 | 87,300 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 503 | 22,499 | SH | DFND | 1 | 22,499 | 0 | 0 | |
HOUSTON AMERN ENERGY CORP | COM | 44183U100 | 10 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 2,514 | 29,900 | SH | DFND | 2 | 29,900 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 1,125 | 76,658 | SH | DFND | 3 | 76,658 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 1,320 | 90,000 | SH | Put | DFND | 3 | 90,000 | 0 | 0 |
INGERSOLL-RAND PLC | SHS | G47791101 | 2,593 | 42,100 | SH | DFND | 2 | 42,100 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 844 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
ISHARES | MSCI CDA ETF | 464286509 | 292 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 59,872 | 519,000 | SH | Put | DFND | 1 | 519,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 165 | 1,800 | SH | DFND | 3 | 1,800 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,832 | 20,000 | SH | Put | DFND | 3 | 20,000 | 0 | 0 |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,143 | 21,200 | SH | DFND | 3 | 21,200 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,143 | 21,200 | SH | Put | DFND | 3 | 21,200 | 0 | 0 |
LAMAR ADVERTISING CO | CL A | 512815101 | 3,587 | 68,645 | SH | DFND | 1 | 68,645 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 15,508 | 296,800 | SH | Put | DFND | 1 | 296,800 | 0 | 0 |
LAMAR ADVERTISING CO | CL A | 512815101 | 18,001 | 344,500 | SH | Call | DFND | 1 | 344,500 | 0 | 0 |
LEAP WIRELESS INTL INC | COM NEW | 521863308 | 11,656 | 669,900 | SH | Put | DFND | 1 | 669,900 | 0 | 0 |
LEAR CORP | COM NEW | 521865204 | 2,372 | 29,300 | SH | DFND | 2 | 29,300 | 0 | 0 | |
LENDER PROCESSING SVCS INC | COM | 52602E102 | 964 | 25,787 | SH | DFND | 1 | 25,787 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 5,215 | 68,800 | SH | Call | DFND | 3 | 68,800 | 0 | 0 |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 33,882 | 446,989 | SH | DFND | 1 | 446,989 | 0 | 0 | |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 4,899 | 159,100 | SH | Call | DFND | 1 | 159,100 | 0 | 0 |
LINNCO LLC | COMSHS LTD INT | 535782106 | 0 | 1 | SH | DFND | 3 | 1 | 0 | 0 | |
LINNCO LLC | COMSHS LTD INT | 535782106 | 1,685 | 54,700 | SH | Put | DFND | 1 | 54,700 | 0 | 0 |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 535 | 6,600 | SH | Call | DFND | 3 | 6,600 | 0 | 0 |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 850 | 10,500 | SH | Put | DFND | 3 | 10,500 | 0 | 0 |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 3,806 | 47,000 | SH | DFND | 3 | 47,000 | 0 | 0 | |
LSI CORPORATION | COM | 502161102 | 143 | 12,994 | SH | DFND | 3 | 12,994 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 2,007 | 25,000 | SH | Put | DFND | 3 | 25,000 | 0 | 0 |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 9,930 | 123,700 | SH | Call | DFND | 3 | 123,700 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,769 | 27,960 | SH | DFND | 1 | 27,960 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 125 | 24,000 | SH | DFND | 3 | 24,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 242 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
MEDASSETS INC | COM | 584045108 | 2,119 | 106,859 | SH | DFND | 2 | 106,859 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 612 | 12,000 | SH | Call | DFND | 3 | 12,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 2,342 | 62,600 | SH | DFND | 2 | 62,600 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 2,439 | 69,100 | SH | DFND | 2 | 69,100 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 2,464 | 36,500 | SH | DFND | 2 | 36,500 | 0 | 0 | |
MYLAN INC | COM | 628530107 | 3,038 | 70,000 | SH | Put | DFND | 3 | 70,000 | 0 | 0 |
MYRIAD GENETICS INC | COM | 62855J104 | 63 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
MYRIAD GENETICS INC | COM | 62855J104 | 420 | 20,000 | SH | Put | DFND | 3 | 20,000 | 0 | 0 |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 679 | 39,968 | SH | DFND | 1 | 39,968 | 0 | 0 | |
NCR CORP NEW | COM | 62886E108 | 511 | 14,994 | SH | DFND | 1 | 14,994 | 0 | 0 | |
NCR CORP NEW | COM | 62886E108 | 2,510 | 73,700 | SH | DFND | 2 | 73,700 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 93 | 10,000 | SH | Call | DFND | 3 | 10,000 | 0 | 0 |
NII HLDGS INC | CL B NEW | 62913F201 | 0 | 100 | SH | DFND | 3 | 100 | 0 | 0 | |
NII HLDGS INC | CL B NEW | 62913F201 | 388 | 140,900 | SH | Call | DFND | 3 | 140,900 | 0 | 0 |
NII HLDGS INC | CL B NEW | 62913F201 | 792 | 288,178 | SH | DFND | 1 | 288,178 | 0 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 1,957 | 51,820 | SH | DFND | 1 | 51,820 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 1,515 | 99,700 | SH | Call | DFND | 1 | 99,700 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,749 | 180,827 | SH | DFND | 1 | 180,827 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 152 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
NUPATHE INC | COM | 67059M100 | 420 | 128,492 | SH | DFND | 1 | 128,492 | 0 | 0 | |
OIL STS INTL INC | COM | 678026105 | 2,049 | 20,147 | SH | DFND | 1 | 20,147 | 0 | 0 | |
OIL STS INTL INC | COM | 678026105 | 2,401 | 23,600 | SH | DFND | 2 | 23,600 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 1,010 | 35,000 | SH | Call | DFND | 3 | 35,000 | 0 | 0 |
OMNICOM GROUP INC | COM | 681919106 | 17,403 | 234,006 | SH | DFND | 1 | 234,006 | 0 | 0 | |
ONCOTHYREON INC | COM | 682324108 | 616 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 622 | 11,815 | SH | DFND | 1 | 11,815 | 0 | 0 | |
OUTERWALL INC | COM | 690070107 | 1,004 | 14,922 | SH | DFND | 1 | 14,922 | 0 | 0 | |
OWENS ILL INC | COM NEW | 690768403 | 2,548 | 71,200 | SH | DFND | 2 | 71,200 | 0 | 0 | |
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 718 | 102,500 | SH | Put | DFND | 1 | 102,500 | 0 | 0 |
PARKERVISION INC | COM | 701354102 | 91 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 2,814 | 307,500 | SH | Call | DFND | 1 | 307,500 | 0 | 0 |
PENNEY J C INC | COM | 708160106 | 712 | 77,800 | SH | Put | DFND | 1 | 77,800 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 2,364 | 28,500 | SH | DFND | 2 | 28,500 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,091 | 21,070 | SH | DFND | 1 | 21,070 | 0 | 0 | |
POLYCOM INC | COM | 73172K104 | 590 | 52,500 | SH | DFND | 3 | 52,500 | 0 | 0 | |
POLYCOM INC | COM | 73172K104 | 634 | 56,500 | SH | Put | DFND | 3 | 56,500 | 0 | 0 |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 13,211 | 530,803 | SH | DFND | 2 | 530,803 | 0 | 0 | |
PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | 1,979 | 79,958 | SH | DFND | 2 | 79,958 | 0 | 0 | |
PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | 780 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
PVR PARTNERS L P | COM UNIT REPTG L | 693665101 | 2,482 | 92,523 | SH | DFND | 1 | 92,523 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 479 | 8,800 | SH | Call | DFND | 3 | 8,800 | 0 | 0 |
RAYTHEON CO | COM NEW | 755111507 | 943 | 10,400 | SH | DFND | 3 | 10,400 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 943 | 10,400 | SH | Put | DFND | 3 | 10,400 | 0 | 0 |
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 263 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
REGIONS FINL CORP NEW | COM | 7591EP100 | 584 | 59,000 | SH | Call | DFND | 3 | 59,000 | 0 | 0 |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 462 | 25,558 | SH | DFND | 1 | 25,558 | 0 | 0 | |
RLJ ENTMT INC | COM | 74965F104 | 65 | 13,503 | SH | DFND | 1 | 13,503 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 2,432 | 32,900 | SH | DFND | 2 | 32,900 | 0 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 273 | 3,800 | SH | Call | DFND | 3 | 3,800 | 0 | 0 |
SAFEWAY INC | COM NEW | 786514208 | 814 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
SAFEWAY INC | COM NEW | 786514208 | 4,589 | 140,900 | SH | Put | DFND | 1 | 140,900 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 276 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 386 | 7,000 | SH | Put | DFND | 3 | 7,000 | 0 | 0 |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 266 | 10,857 | SH | DFND | 1 | 10,857 | 0 | 0 | |
SANTARUS INC | COM | 802817304 | 639 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 1,304 | 50,150 | SH | DFND | 1 | 50,150 | 0 | 0 | |
SCIENCE APPLICATNS INTL CP N | COM | 808625107 | 661 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 4,735 | 279,701 | SH | DFND | 1 | 279,701 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 1,277 | 37,500 | SH | Call | DFND | 3 | 37,500 | 0 | 0 |
SEATTLE GENETICS INC | COM | 812578102 | 80 | 2,000 | SH | DFND | 3 | 2,000 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 1,009 | 25,300 | SH | Put | DFND | 3 | 25,300 | 0 | 0 |
SERVICE CORP INTL | COM | 817565104 | 1,731 | 95,479 | SH | DFND | 1 | 95,479 | 0 | 0 | |
SIGA TECHNOLOGIES INC | COM | 826917106 | 686 | 209,654 | SH | DFND | 1 | 209,654 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 6 | 200 | SH | Put | DFND | 3 | 200 | 0 | 0 |
SLM CORP | COM | 78442P106 | 23,915 | 910,000 | SH | Call | DFND | 3 | 910,000 | 0 | 0 |
SOTHEBYS | COM | 835898107 | 2,453 | 46,100 | SH | DFND | 2 | 46,100 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 905 | 4,900 | SH | DFND | 1 | 4,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 31,582 | 171,000 | SH | Put | DFND | 1 | 171,000 | 0 | 0 |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,085 | 26,750 | SH | DFND | 1 | 26,750 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 548 | 50,989 | SH | DFND | 1 | 50,989 | 0 | 0 | |
SPX CORP | COM | 784635104 | 2,520 | 25,300 | SH | DFND | 2 | 25,300 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 695 | 51,960 | SH | DFND | 1 | 51,960 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 671 | 14,297 | SH | DFND | 1 | 14,297 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 1,355 | 103,900 | SH | Put | DFND | 3 | 103,900 | 0 | 0 |
SUNEDISON INC | COM | 86732Y109 | 301 | 23,000 | SH | Call | DFND | 3 | 23,000 | 0 | 0 |
SUNEDISON INC | COM | 86732Y109 | 1,253 | 96,000 | SH | DFND | 3 | 96,000 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | 3,299 | 696,075 | SH | DFND | 3 | 696,075 | 0 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,227 | 16,259 | SH | DFND | 1 | 16,259 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 5,429 | 150,400 | SH | Call | DFND | 1 | 150,400 | 0 | 0 |
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 203 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 364 | 9,000 | SH | DFND | 3 | 9,000 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 2,024 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 |
THE ADT CORPORATION | COM | 00101J106 | 2,400 | 59,300 | SH | DFND | 2 | 59,300 | 0 | 0 | |
THERAVANCE INC | COM | 88338T104 | 1,426 | 40,005 | SH | DFND | 1 | 40,005 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,594 | 23,300 | SH | DFND | 2 | 23,300 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 760 | 5,612 | SH | DFND | 1 | 5,612 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 2,331 | 17,200 | SH | Put | DFND | 1 | 17,200 | 0 | 0 |
TIMKEN CO | COM | 887389104 | 874 | 15,875 | SH | DFND | 1 | 15,875 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 542 | 16,119 | SH | DFND | 1 | 16,119 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 972 | 19,659 | SH | DFND | 1 | 19,659 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 5,174 | 104,700 | SH | Call | DFND | 1 | 104,700 | 0 | 0 |
UNITED RENTALS INC | COM | 911363109 | 2,627 | 33,700 | SH | DFND | 2 | 33,700 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 286 | 3,800 | SH | DFND | 3 | 3,800 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 286 | 3,800 | SH | Put | DFND | 3 | 3,800 | 0 | 0 |
UTI WORLDWIDE INC | ORD | G87210103 | 2,378 | 135,430 | SH | DFND | 2 | 135,430 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 2,400 | 31,900 | SH | DFND | 2 | 31,900 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 2,595 | 22,100 | SH | DFND | 2 | 22,100 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 310 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,858 | 25,000 | SH | Put | DFND | 3 | 25,000 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 372 | 5,000 | SH | Call | DFND | 3 | 5,000 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 706 | 9,500 | SH | DFND | 3 | 9,500 | 0 | 0 | |
VIRNETX HLDG CORP | COM | 92823T108 | 4,778 | 246,157 | SH | DFND | 1 | 246,157 | 0 | 0 | |
VIROPHARMA INC | COM | 928241108 | 997 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
VIROPHARMA INC | COM | 928241108 | 2,552 | 51,200 | SH | Put | DFND | 1 | 51,200 | 0 | 0 |
VIVUS INC | COM | 928551100 | 1,432 | 157,738 | SH | DFND | 1 | 157,738 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 2,543 | 280,000 | SH | Call | DFND | 3 | 280,000 | 0 | 0 |
VMWARE INC | CL A COM | 928563402 | 6,091 | 67,900 | SH | Put | DFND | 3 | 67,900 | 0 | 0 |
WAL-MART STORES INC | COM | 931142103 | 639 | 8,125 | SH | DFND | 1 | 8,125 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 3,935 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 |
WALTER INVT MGMT CORP | COM | 93317W102 | 401 | 11,335 | SH | DFND | 1 | 11,335 | 0 | 0 | |
WENDYS CO | COM | 95058W100 | 2,454 | 281,400 | SH | DFND | 2 | 281,400 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 482 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 2,646 | 68,600 | SH | DFND | 2 | 68,600 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 654 | 18,900 | SH | Call | DFND | 3 | 18,900 | 0 | 0 |
YUM BRANDS INC | COM | 988498101 | 4,158 | 55,000 | SH | Call | DFND | 3 | 55,000 | 0 | 0 |