The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FORTRESS PAPER LTD-CL A | CS | 34958R101 | 2,627 | 384,898 | SH | DFND | 1 | 384,898 | 0 | 0 | |
ACCESS MIDSTREAM PARTNERS L | UNIT | 00434L109 | 242 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 0 | 100 | SH | DFND | 2 | 100 | 0 | 0 | |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 302 | 100,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
ACTIVE NETWORK INC | COM | 00506D100 | 287 | 20,100 | SH | DFND | 2 | 20,100 | 0 | 0 | |
ACTIVE NETWORK INC | COM | 00506D100 | 3,184 | 222,500 | SH | DFND | 1 | 222,500 | 0 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 784 | 15,100 | SH | Call | DFND | 2 | 0 | 0 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 461 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 2,001 | 164,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
AMYRIS INC | COM | 03236M101 | 99 | 42,800 | SH | DFND | 1 | 42,800 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 1,490 | 8,500,000 | SH | Put | DFND | 1 | 8,500,000 | 0 | 0 |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 828 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
ASTEX PHARMACEUTICALS INC | COM | 04624B103 | 5,340 | 628,972 | SH | DFND | 1 | 628,972 | 0 | 0 | |
AURICO GOLD INC | COM | 05155C105 | 40 | 10,600 | SH | DFND | 1 | 10,600 | 0 | 0 | |
B2GOLD CORP | COM | 11777Q209 | 62 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 360 | 2,610,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BAXTER INTL INC | COM | 071813109 | 985 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 1,314 | 20,000 | SH | Put | DFND | 2 | 20,000 | 0 | 0 |
BELO CORP | COM SER A | 080555105 | 333 | 2,430,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BIOGEN IDEC INC | COM | 09062X103 | 843 | 3,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
BLACKBERRY LTD | COM | 09228F103 | 1,647 | 20,730,000 | SH | Put | DFND | 1 | 20,730,000 | 0 | 0 |
BOISE INC | COM | 09746Y105 | 1,260 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 390 | 15,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 1,556 | 23,750 | SH | DFND | 1 | 23,750 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 347 | 5,050 | SH | DFND | 1 | 5,050 | 0 | 0 | |
CAPITALSOURCE INC | COM | 14055X102 | 210 | 17,700 | SH | DFND | 2 | 17,700 | 0 | 0 | |
CARNIVAL CORP | PAIRED CTF | 143658300 | 653 | 20,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
CF INDS HLDGS INC | COM | 125269100 | 474 | 2,250 | SH | DFND | 1 | 2,250 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,036 | 44,200 | SH | DFND | 2 | 44,200 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,036 | 44,200 | SH | Put | DFND | 2 | 44,200 | 0 | 0 |
COMPUWARE CORP | COM | 205638109 | 1,912 | 170,873 | SH | DFND | 1 | 170,873 | 0 | 0 | |
COOPER TIRE & RUBR CO | COM | 216831107 | 320 | 1,040,000 | SH | Put | DFND | 1 | 1,040,000 | 0 | 0 |
COOPER TIRE & RUBR CO | COM | 216831107 | 417 | 13,537 | SH | DFND | 2 | 13,537 | 0 | 0 | |
COOPER TIRE & RUBR CO | COM | 216831107 | 619 | 20,100 | SH | Put | DFND | 2 | 20,100 | 0 | 0 |
COOPER TIRE & RUBR CO | COM | 216831107 | 3,662 | 11,890,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
COPART INC | COM | 217204106 | 501 | 15,750 | SH | DFND | 1 | 15,750 | 0 | 0 | |
COWEN GROUP INC NEW | CL A | 223622101 | 5,484 | 1,594,292 | SH | DFND | 1 | 1,594,292 | 0 | 0 | |
CROWN HOLDINGS INC | COM | 228368106 | 846 | 20,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 234 | 25,000 | SH | Put | DFND | 2 | 25,000 | 0 | 0 |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 491 | 52,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
DELL INC | COM | 24702R101 | 10 | 700 | SH | DFND | 2 | 700 | 0 | 0 | |
DELL INC | COM | 24702R101 | 1,191 | 8,660,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DELL INC | COM | 24702R101 | 13,268 | 964,900 | SH | DFND | 1 | 964,900 | 0 | 0 | |
ELAN PLC | ADR | 284131208 | 318 | 20,398 | SH | DFND | 2 | 20,398 | 0 | 0 | |
ELAN PLC | ADR | 284131208 | 408 | 2,620,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ELAN PLC | ADR | 284131208 | 10,900 | 699,620 | SH | DFND | 1 | 699,620 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 932 | 14,175 | SH | DFND | 1 | 14,175 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,366 | 22,375 | SH | DFND | 1 | 22,375 | 0 | 0 | |
EQUINIX INC | COM NEW | 29444U502 | 3,009 | 16,382 | SH | DFND | 1 | 16,382 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 363 | 7,000 | SH | DFND | 2 | 7,000 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 1,295 | 25,000 | SH | Put | DFND | 2 | 25,000 | 0 | 0 |
EXPEDIA INC DEL | COM NEW | 30212P303 | 3,632 | 70,100 | SH | Call | DFND | 2 | 0 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 256 | 2,971 | SH | DFND | 1 | 2,971 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 201 | 4,000 | SH | DFND | 2 | 4,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 502 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
FAMILY DLR STORES INC | COM | 307000109 | 288 | 4,000 | SH | DFND | 2 | 4,000 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 720 | 10,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
FAMILY DLR STORES INC | COM | 307000109 | 720 | 10,000 | SH | Put | DFND | 2 | 10,000 | 0 | 0 |
FEDERAL SIGNAL CORP | COM | 313855108 | 846 | 65,708 | SH | DFND | 1 | 65,708 | 0 | 0 | |
FMC TECHNOLOGIES INC | COM | 30249U101 | 2,030 | 28,300 | SH | Call | DFND | 2 | 0 | 0 | 0 |
FORTINET INC | COM | 34959E109 | 203 | 10,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
FORTINET INC | COM | 34959E109 | 810 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
GENCORP INC | COM | 368682100 | 361 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 501 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
GLOBECOMM SYSTEMS INC | COM | 37956X103 | 6,557 | 468,015 | SH | DFND | 1 | 468,015 | 0 | 0 | |
GOLD FIELDS LTD NEW | SPONSORED ADR | 38059T106 | 61 | 13,300 | SH | DFND | 1 | 13,300 | 0 | 0 | |
GOLDEN MINERALS CO | COM | 381119106 | 45 | 47,800 | SH | DFND | 1 | 47,800 | 0 | 0 | |
GOLDEN STAR RES LTD CDA | COM | 38119T104 | 13 | 31,600 | SH | DFND | 1 | 31,600 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 964 | 1,100 | SH | DFND | 1 | 1,100 | 0 | 0 | |
GROUPON INC | COM CL A | 399473107 | 734 | 65,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
GROUPON INC | COM CL A | 399473107 | 1,121 | 100,000 | SH | Put | DFND | 2 | 100,000 | 0 | 0 |
GROUPON INC | COM CL A | 399473107 | 1,906 | 170,000 | SH | DFND | 2 | 170,000 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 14,460 | 300,300 | SH | Call | DFND | 2 | 0 | 0 | 0 |
HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | 59 | 17,400 | SH | DFND | 1 | 17,400 | 0 | 0 | |
HARRIS TEETER SUPERMARKETS I | COM | 414585109 | 349 | 7,088 | SH | DFND | 2 | 7,088 | 0 | 0 | |
HARSCO CORP | COM | 415864107 | 498 | 20,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 512 | 40,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 2,307 | 180,200 | SH | Put | DFND | 2 | 180,200 | 0 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 877 | 12,575 | SH | DFND | 1 | 12,575 | 0 | 0 | |
HI-TECH PHARMACAL INC | COM | 42840B101 | 2,136 | 49,511 | SH | DFND | 1 | 49,511 | 0 | 0 | |
HOUSTON AMERN ENERGY CORP | COM | 44183U100 | 11 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | |
IAMGOLD CORP | COM | 450913108 | 57 | 11,900 | SH | DFND | 1 | 11,900 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 740 | 43,500 | SH | DFND | 2 | 43,500 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 1,595 | 93,700 | SH | Put | DFND | 2 | 93,700 | 0 | 0 |
INERGY L P | UNIT LTD PTNR | 456615103 | 355 | 25,750 | SH | DFND | 1 | 25,750 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 833 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
IRON MTN INC | COM | 462846106 | 1,108 | 40,999 | SH | DFND | 1 | 40,999 | 0 | 0 | |
ISHARES | MSCI CDA ETF | 464286509 | 283 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 42,258 | 490,237 | SH | DFND | 3 | 490,237 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 810 | 7,600 | SH | DFND | 1 | 7,600 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,034 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,034 | 35,000 | SH | Put | DFND | 2 | 35,000 | 0 | 0 |
JONES GROUP INC | COM | 48020T101 | 427 | 28,445 | SH | DFND | 1 | 28,445 | 0 | 0 | |
JONES GROUP INC | COM | 48020T101 | 826 | 55,000 | SH | Put | DFND | 2 | 55,000 | 0 | 0 |
JONES GROUP INC | COM | 48020T101 | 961 | 6,400,000 | SH | Put | DFND | 1 | 6,400,000 | 0 | 0 |
JONES GROUP INC | COM | 48020T101 | 1,006 | 67,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
KIOR INC | CL A | 497217109 | 31 | 11,100 | SH | DFND | 1 | 11,100 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 847 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
LEAP WIRELESS INTL INC | COM NEW | 521863308 | 3,572 | 22,610,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
LEAP WIRELESS INTL INC | COM NEW | 521863308 | 7,328 | 46,380,000 | SH | Put | DFND | 1 | 46,380,000 | 0 | 0 |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 360 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 4,786 | 63,455 | SH | DFND | 1 | 63,455 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 1,497 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 4,490 | 60,000 | SH | Put | DFND | 2 | 60,000 | 0 | 0 |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 5,148 | 68,800 | SH | Call | DFND | 2 | 0 | 0 | 0 |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 28,455 | 380,268 | SH | DFND | 1 | 380,268 | 0 | 0 | |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 2,657 | 10,250,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 3,272 | 12,620,000 | SH | Put | DFND | 1 | 12,620,000 | 0 | 0 |
LOWES COS INC | COM | 548661107 | 1,690 | 35,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 7,660 | 104,600 | SH | Call | DFND | 2 | 0 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,888 | 33,460 | SH | DFND | 1 | 33,460 | 0 | 0 | |
MAKO SURGICAL CORP | COM | 560879108 | 885 | 30,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
MAKO SURGICAL CORP | COM | 560879108 | 1,623 | 5,500,000 | SH | Put | DFND | 1 | 5,500,000 | 0 | 0 |
MAKO SURGICAL CORP | COM | 560879108 | 2,618 | 88,727 | SH | DFND | 1 | 88,727 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 2,204 | 49,989 | SH | DFND | 1 | 49,989 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 51 | 9,000 | SH | DFND | 2 | 9,000 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 328 | 57,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 901 | 27,085 | SH | DFND | 1 | 27,085 | 0 | 0 | |
MOLEX INC | CL A | 608554200 | 5,716 | 149,325 | SH | DFND | 1 | 149,325 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 283 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
MONSTER WORLDWIDE INC | COM | 611742107 | 72 | 16,200 | SH | DFND | 1 | 16,200 | 0 | 0 | |
MYLAN INC | COM | 628530107 | 2,672 | 70,000 | SH | Put | DFND | 2 | 70,000 | 0 | 0 |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 514 | 32,000 | SH | DFND | 1 | 32,000 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 113 | 10,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
NEW GOLD INC CDA | COM | 644535106 | 62 | 10,300 | SH | DFND | 1 | 10,300 | 0 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 444 | 27,000 | SH | DFND | 1 | 27,000 | 0 | 0 | |
NII HLDGS INC | CL B NEW | 62913F201 | 64 | 10,600 | SH | Call | DFND | 2 | 0 | 0 | 0 |
NII HLDGS INC | CL B NEW | 62913F201 | 599 | 98,600 | SH | DFND | 2 | 98,600 | 0 | 0 | |
NII HLDGS INC | CL B NEW | 62913F201 | 1,090 | 179,550 | SH | DFND | 1 | 179,550 | 0 | 0 | |
NOBLE CORPORATION BAAR | NAMEN -AKT | H5833N103 | 1,510 | 40,000 | SH | Put | DFND | 2 | 40,000 | 0 | 0 |
NOBLE CORPORATION BAAR | NAMEN -AKT | H5833N103 | 14,149 | 374,600 | SH | Call | DFND | 2 | 0 | 0 | 0 |
NORTHWEST PIPE CO | COM | 667746101 | 1,524 | 46,345 | SH | DFND | 1 | 46,345 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 955 | 51,100 | SH | DFND | 2 | 51,100 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,421 | 129,590 | SH | DFND | 1 | 129,590 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,522 | 13,500,000 | SH | Put | DFND | 1 | 13,500,000 | 0 | 0 |
NV ENERGY INC | COM | 67073Y106 | 5,836 | 247,180 | SH | DFND | 1 | 247,180 | 0 | 0 | |
NYSE EURONEXT | COM | 629491101 | 17,393 | 414,314 | SH | DFND | 1 | 414,314 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 253 | 2,700 | SH | Call | DFND | 2 | 0 | 0 | 0 |
OIL STS INTL INC | COM | 678026105 | 1,164 | 11,250 | SH | DFND | 1 | 11,250 | 0 | 0 | |
ONCOTHYREON INC | COM | 682324108 | 412 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 637 | 12,015 | SH | DFND | 1 | 12,015 | 0 | 0 | |
ONYX PHARMACEUTICALS INC | COM | 683399109 | 1,110 | 890,000 | SH | Put | DFND | 1 | 890,000 | 0 | 0 |
ONYX PHARMACEUTICALS INC | COM | 683399109 | 4,801 | 38,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
ONYX PHARMACEUTICALS INC | COM | 683399109 | 21,069 | 168,961 | SH | DFND | 1 | 168,961 | 0 | 0 | |
ONYX PHARMACEUTICALS INC | COM | 683399109 | 25,438 | 20,400,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
OPTIMER PHARMACEUTICALS INC | COM | 68401H104 | 0 | 2,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
OPTIMER PHARMACEUTICALS INC | COM | 68401H104 | 171 | 13,581 | SH | DFND | 2 | 13,581 | 0 | 0 | |
PACKAGING CORP AMER | COM | 695156109 | 5,017 | 87,900 | SH | Call | DFND | 2 | 0 | 0 | 0 |
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 707 | 12,000,000 | SH | Put | DFND | 1 | 12,000,000 | 0 | 0 |
PACWEST BANCORP DEL | COM | 695263103 | 253 | 7,376 | SH | DFND | 2 | 7,376 | 0 | 0 | |
PARKERVISION INC | COM | 701354102 | 94 | 28,000 | SH | DFND | 1 | 28,000 | 0 | 0 | |
PERRIGO CO | COM | 714290103 | 1,838 | 1,490,000 | SH | Put | DFND | 1 | 1,490,000 | 0 | 0 |
PERRIGO CO | COM | 714290103 | 6,835 | 5,540,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,215 | 23,070 | SH | DFND | 1 | 23,070 | 0 | 0 | |
POLYCOM INC | COM | 73172K104 | 546 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
POLYCOM INC | COM | 73172K104 | 612 | 56,000 | SH | DFND | 2 | 56,000 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 15,782 | 639,283 | SH | DFND | 3 | 639,283 | 0 | 0 | |
PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | 785 | 12,620 | SH | DFND | 1 | 12,620 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 510 | 8,800 | SH | Call | DFND | 2 | 0 | 0 | 0 |
RADISYS CORP | COM | 750459109 | 91 | 28,400 | SH | DFND | 1 | 28,400 | 0 | 0 | |
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 286 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 776 | 70,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 587 | 21,900 | SH | DFND | 2 | 21,900 | 0 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 654 | 24,400 | SH | Put | DFND | 2 | 24,400 | 0 | 0 |
RESMED INC | COM | 761152107 | 660 | 12,500 | SH | Put | DFND | 2 | 12,500 | 0 | 0 |
RICHMONT MINES INC | COM | 76547T106 | 74 | 52,300 | SH | DFND | 1 | 52,300 | 0 | 0 | |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 146 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
RLJ ENTMT INC | COM | 74965F104 | 74 | 13,503 | SH | DFND | 1 | 13,503 | 0 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 3,733 | 55,800 | SH | Call | DFND | 2 | 0 | 0 | 0 |
RUBICON MINERALS CORP | COM | 780911103 | 21 | 16,800 | SH | DFND | 1 | 16,800 | 0 | 0 | |
RUE21 INC | COM | 781295100 | 40 | 1,000 | SH | DFND | 2 | 1,000 | 0 | 0 | |
RUE21 INC | COM | 781295100 | 2,045 | 5,070,000 | SH | Put | DFND | 1 | 5,070,000 | 0 | 0 |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 779 | 29,490 | SH | DFND | 1 | 29,490 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 1,162 | 54,950 | SH | DFND | 1 | 54,950 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 4,741 | 293,201 | SH | DFND | 1 | 293,201 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 598 | 22,000 | SH | Put | DFND | 2 | 22,000 | 0 | 0 |
SEALED AIR CORP NEW | COM | 81211K100 | 639 | 23,500 | SH | DFND | 2 | 23,500 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 1,020 | 37,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
SEATTLE GENETICS INC | COM | 812578102 | 88 | 2,000 | SH | DFND | 2 | 2,000 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 1,218 | 27,800 | SH | Put | DFND | 2 | 27,800 | 0 | 0 |
SHFL ENTMT INC | COM | 78423R105 | 2,655 | 115,598 | SH | DFND | 1 | 115,598 | 0 | 0 | |
SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | 645 | 123,750 | SH | DFND | 1 | 123,750 | 0 | 0 | |
SIGA TECHNOLOGIES INC | COM | 826917106 | 1,035 | 270,914 | SH | DFND | 1 | 270,914 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 9,178 | 368,600 | SH | Call | DFND | 2 | 0 | 0 | 0 |
SMITHFIELD FOODS INC | COM | 832248108 | 0 | 35,600 | SH | Put | DFND | 2 | 35,600 | 0 | 0 |
SMITHFIELD FOODS INC | COM | 832248108 | 0 | 382,500 | SH | Call | DFND | 2 | 0 | 0 | 0 |
SMITHFIELD FOODS INC | COM | 832248108 | 26,673 | 78,450,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SOURCEFIRE INC | COM | 83616T108 | 486 | 6,400 | SH | Call | DFND | 2 | 0 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 258 | 2,015 | SH | DFND | 1 | 2,015 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 874 | 5,200 | SH | DFND | 1 | 5,200 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 56,116 | 33,400,000 | SH | Put | DFND | 1 | 33,400,000 | 0 | 0 |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 97,431 | 430,482 | SH | DFND | 3 | 430,482 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,126 | 28,250 | SH | DFND | 1 | 28,250 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 1,238 | 19,910,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
STERLING BANCORP | COM | 859158107 | 565 | 41,157 | SH | DFND | 1 | 41,157 | 0 | 0 | |
STERLING FINL CORP WASH | COM NEW | 859319303 | 254 | 8,875 | SH | DFND | 2 | 8,875 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 669 | 14,297 | SH | DFND | 1 | 14,297 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | 2,244 | 452,517 | SH | DFND | 2 | 452,517 | 0 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,745 | 26,259 | SH | DFND | 1 | 26,259 | 0 | 0 | |
SYNTA PHARMACEUTICALS CORP | COM | 87162T206 | 221 | 35,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
TANZANIAN ROYALTY EXPL CORP | COM | 87600U104 | 31 | 12,300 | SH | DFND | 1 | 12,300 | 0 | 0 | |
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 692 | 23,428 | SH | DFND | 1 | 23,428 | 0 | 0 | |
TESORO CORP | COM | 881609101 | 4,081 | 92,800 | SH | DFND | 1 | 92,800 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 955 | 23,490 | SH | DFND | 1 | 23,490 | 0 | 0 | |
THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | 93 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
TIMMINS GOLD CORP | COM | 88741P103 | 26 | 15,600 | SH | DFND | 1 | 15,600 | 0 | 0 | |
TRANSITION THERAPEUTICS INC | COM NEW | 893716209 | 150 | 36,600 | SH | DFND | 2 | 36,600 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,902 | 42,750 | SH | DFND | 1 | 42,750 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 75 | 17,000 | SH | DFND | 2 | 17,000 | 0 | 0 | |
U S AIRWAYS GROUP INC | COM | 90341W108 | 1,909 | 10,070,000 | SH | Put | DFND | 1 | 10,070,000 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 201 | 2,800 | SH | DFND | 2 | 2,800 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 13,008 | 324,110 | SH | DFND | 3 | 324,110 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,365 | 18,000 | SH | DFND | 2 | 18,000 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,124 | 41,200 | SH | Put | DFND | 2 | 41,200 | 0 | 0 |
VIRNETX HLDG CORP | COM | 92823T108 | 2,945 | 144,369 | SH | DFND | 1 | 144,369 | 0 | 0 | |
VISTA GOLD CORP | COM NEW | 927926303 | 43 | 93,800 | SH | DFND | 1 | 93,800 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 395 | 42,500 | SH | DFND | 2 | 42,500 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 1,349 | 145,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
VIVUS INC | COM | 928551100 | 2,072 | 222,759 | SH | DFND | 1 | 222,759 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 564 | 7,625 | SH | DFND | 1 | 7,625 | 0 | 0 | |
WALTER INVT MGMT CORP | COM | 93317W102 | 448 | 11,335 | SH | DFND | 1 | 11,335 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 455 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 |