0001085146-13-000998.txt : 20130515
0001085146-13-000998.hdr.sgml : 20130515
20130515161507
ACCESSION NUMBER: 0001085146-13-000998
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14571
FILM NUMBER: 13847248
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
13F-HR
1
cowengroup1q2013r.txt
COWEN GROUP, INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Cowen Group, Inc.
Address: 599 Lexington Avenue, 2Oth Flr.
New York, NY 10022
13F File Number: 028-14571
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Owen Littman
Title: General Counsel
Phone: 212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen Littman New York, NY May 15, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 5
Form 13F Information Table Entry Total: 366
Form 13F Information Table Value Total: $702,163 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-06309 Ramius LLC
02 028-10674 Ramius Advisors, LLC
03 028-14361 Ramius Alternative Solutions LLC
04 028-10501 Cowen Capital LLC
05 028-04125 Cowen and Company LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 1053 9900 SH PUT DEFINED 05 9900 0 0
3M CO COM 88579Y101 1488 14000 SH CALL DEFINED 05 14000 0 0
ABBOTT LABS COM 002824100 372 10500 SH PUT DEFINED 05 10500 0 0
ACME PACKET INC COM 004764106 6525 223200 SH CALL DEFINED 02 223200 0 0
ADOBE SYS INC COM 00724F101 292 6700 SH PUT DEFINED 05 6700 0 0
AEGERION PHARMACEUTICALS INC COM 00767E102 553 13700 SH CALL DEFINED 05 13700 0 0
AETNA INC NEW COM 00817Y108 1125 22000 SH CALL DEFINED 05 22000 0 0
AETNA INC NEW COM 00817Y108 829 16200 SH PUT DEFINED 05 16200 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1605 45400 SH CALL DEFINED 05 45400 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 782 22100 SH PUT DEFINED 05 22100 0 0
ALCOA INC COM 013817101 121 14200 SH CALL DEFINED 05 14200 0 0
ALCOA INC COM 013817101 77 9000 SH PUT DEFINED 05 9000 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 87 10500 SH PUT DEFINED 05 10500 0 0
ALTRIA GROUP INC COM 02209S103 324 9400 SH CALL DEFINED 05 9400 0 0
ALTRIA GROUP INC COM 02209S103 499 14500 SH PUT DEFINED 05 14500 0 0
AMERICAN EXPRESS CO COM 025816109 317 4700 SH CALL DEFINED 05 4700 0 0
AMERICAN EXPRESS CO COM 025816109 789 11700 SH PUT DEFINED 05 11700 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 2518 64800 SH CALL DEFINED 05 64800 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 918 23600 SH PUT DEFINED 05 23600 0 0
AMGEN INC COM 031162100 1159 11300 SH CALL DEFINED 05 11300 0 0
AMGEN INC COM 031162100 216 2100 SH PUT DEFINED 05 2100 0 0
ANADARKO PETE CORP COM 032511107 393 4500 SH CALL DEFINED 05 4500 0 0
ANADARKO PETE CORP COM 032511107 210 2400 SH PUT DEFINED 05 2400 0 0
AOL INC COM 00184X105 1967 51100 SH CALL DEFINED 05 51100 0 0
APACHE CORP COM 037411105 247 3200 SH CALL DEFINED 05 3200 0 0
APACHE CORP COM 037411105 856 11100 SH PUT DEFINED 05 11100 0 0
APPLE INC COM 037833100 4427 10000 SH CALL DEFINED 02 10000 0 0
APPLE INC COM 037833100 4427 10000 SH PUT DEFINED 02 10000 0 0
ARBITRON INC COM 03875Q108 234 5000 SH PUT DEFINED 05 5000 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 18 1400 SH CALL DEFINED 05 1400 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 355 27200 SH PUT DEFINED 05 27200 0 0
ARCH COAL INC COM 039380100 29 5200 SH PUT DEFINED 05 5200 0 0
ARCH COAL INC COM 039380100 114 20900 SH CALL DEFINED 05 20900 0 0
AT&T INC COM 00206R102 293 8000 SH PUT DEFINED 05 8000 0 0
AT&T INC COM 00206R102 1651 45000 SH CALL DEFINED 02 45000 0 0
AT&T INC COM 00206R102 254 6900 SH CALL DEFINED 05 6900 0 0
BAKER HUGHES INC COM 057224107 201 4300 SH PUT DEFINED 05 4300 0 0
BANK OF AMERICA CORPORATION COM 060505104 392 32300 SH CALL DEFINED 05 32300 0 0
BANK OF AMERICA CORPORATION COM 060505104 866 70900 SH PUT DEFINED 05 70900 0 0
BARRICK GOLD CORP COM 067901108 336 11400 SH CALL DEFINED 05 11400 0 0
BARRICK GOLD CORP COM 067901108 295 10000 SH PUT DEFINED 05 10000 0 0
BAXTER INTL INC COM 071813109 10575 145600 SH CALL DEFINED 05 145600 0 0
BAXTER INTL INC COM 071813109 393 5400 SH PUT DEFINED 05 5400 0 0
BEST BUY INC COM 086516101 245 11100 SH PUT DEFINED 05 11100 0 0
BEST BUY INC COM 086516101 1243 56100 SH PUT DEFINED 02 56100 0 0
BEST BUY INC COM 086516101 342 15500 SH CALL DEFINED 05 15500 0 0
BOEING CO COM 097023105 766 8900 SH PUT DEFINED 05 8900 0 0
BP PLC SPONSORED ADR 055622104 287 6800 SH CALL DEFINED 05 6800 0 0
BP PLC SPONSORED ADR 055622104 748 17700 SH PUT DEFINED 05 17700 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 308 7500 SH CALL DEFINED 05 7500 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 296 7200 SH PUT DEFINED 05 7200 0 0
BROADCOM CORP CL A 111320107 995 28700 SH CALL DEFINED 05 28700 0 0
BROADCOM CORP CL A 111320107 228 6600 SH PUT DEFINED 05 6600 0 0
CANADIAN PAC RY LTD COM 13645T100 2348 18000 SH CALL DEFINED 05 18000 0 0
CAPITAL ONE FINL CORP COM 14040H105 126 2300 SH PUT DEFINED 05 2300 0 0
CAPITAL ONE FINL CORP COM 14040H105 209 3800 SH CALL DEFINED 05 3800 0 0
CARDINAL HEALTH INC COM 14149Y108 508 12200 SH CALL DEFINED 05 12200 0 0
CATERPILLAR INC DEL COM 149123101 514 5900 SH PUT DEFINED 05 5900 0 0
CATERPILLAR INC DEL COM 149123101 399 4600 SH CALL DEFINED 05 4600 0 0
CENTERPOINT ENERGY INC COM 15189T107 4552 190000 SH CALL DEFINED 05 190000 0 0
CHENIERE ENERGY INC COM NEW 16411R208 204 7300 SH PUT DEFINED 05 7300 0 0
CHESAPEAKE ENERGY CORP COM 165167107 444 21800 SH CALL DEFINED 05 21800 0 0
CHESAPEAKE ENERGY CORP COM 165167107 1093 53600 SH PUT DEFINED 05 53600 0 0
CHEVRON CORP NEW COM 166764100 607 5100 SH CALL DEFINED 05 5100 0 0
CHEVRON CORP NEW COM 166764100 879 7400 SH PUT DEFINED 05 7400 0 0
CISCO SYS INC COM 17275R102 1093 52300 SH CALL DEFINED 05 52300 0 0
CISCO SYS INC COM 17275R102 625 30000 SH PUT DEFINED 05 30000 0 0
CITIGROUP INC COM NEW 172967424 1833 41500 SH CALL DEFINED 05 41500 0 0
CITIGROUP INC COM NEW 172967424 1471 33300 SH PUT DEFINED 05 33300 0 0
CLEARWIRE CORP NEW CL A 18538Q105 742 228900 SH CALL DEFINED 05 228900 0 0
CLEARWIRE CORP NEW CL A 18538Q105 204 63000 SH PUT DEFINED 02 63000 0 0
CLIFFS NAT RES INC COM 18683K101 227 11800 SH PUT DEFINED 05 11800 0 0
CLOROX CO DEL COM 189054109 36 400 SH CALL DEFINED 05 400 0 0
CLOROX CO DEL COM 189054109 230 2600 SH PUT DEFINED 05 2600 0 0
COBALT INTL ENERGY INC COM 19075F106 1410 50000 SH CALL DEFINED 05 50000 0 0
COCA COLA CO COM 191216100 542 13400 SH CALL DEFINED 05 13400 0 0
COCA COLA CO COM 191216100 416 10300 SH PUT DEFINED 05 10300 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 276 3600 SH PUT DEFINED 05 3600 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 360 4700 SH CALL DEFINED 05 4700 0 0
COLGATE PALMOLIVE CO COM 194162103 696 5900 SH PUT DEFINED 05 5900 0 0
COMCAST CORP NEW CL A 20030N101 525 12500 SH PUT DEFINED 05 12500 0 0
COMCAST CORP NEW CL A 20030N101 369 8800 SH CALL DEFINED 05 8800 0 0
COMMONWEALTH REIT COM SH BEN INT 203233101 997 44400 SH PUT DEFINED 02 44400 0 0
CONOCOPHILLIPS COM 20825C104 354 5900 SH CALL DEFINED 05 5900 0 0
CONOCOPHILLIPS COM 20825C104 84 1400 SH PUT DEFINED 05 1400 0 0
CONSTELLATION BRANDS INC CL A 21036P108 486 10200 SH CALL DEFINED 05 10200 0 0
CONSTELLATION BRANDS INC CL A 21036P108 17889 375500 SH PUT DEFINED 02 375500 0 0
CONSTELLATION BRANDS INC CL A 21036P108 300 6300 SH PUT DEFINED 05 6300 0 0
COSTCO WHSL CORP NEW COM 22160K105 542 5100 SH CALL DEFINED 05 5100 0 0
COSTCO WHSL CORP NEW COM 22160K105 42 400 SH PUT DEFINED 05 400 0 0
CREXUS INVT CORP COM 226553105 1544 118600 SH PUT DEFINED 02 118600 0 0
CROWN HOLDINGS INC COM 228368106 524 12600 SH CALL DEFINED 05 12600 0 0
CSX CORP COM 126408103 285 11600 SH CALL DEFINED 05 11600 0 0
CYMER INC COM 232572107 8904 92600 SH PUT DEFINED 02 92600 0 0
DANAHER CORP DEL COM 235851102 255 4100 SH CALL DEFINED 05 4100 0 0
DEERE & CO COM 244199105 740 8600 SH CALL DEFINED 05 8600 0 0
DEERE & CO COM 244199105 95 1100 SH PUT DEFINED 05 1100 0 0
DELL INC COM 24702R101 2678 186900 SH CALL DEFINED 02 186900 0 0
DELL INC COM 24702R101 1519 105900 SH CALL DEFINED 05 105900 0 0
DELL INC COM 24702R101 1460 101900 SH PUT DEFINED 02 101900 0 0
DELL INC COM 24702R101 1622 113200 SH PUT DEFINED 05 113200 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 117 3000 SH CALL DEFINED 05 3000 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 325 8300 SH PUT DEFINED 05 8300 0 0
DISNEY WALT CO COM DISNEY 254687106 471 8300 SH PUT DEFINED 05 8300 0 0
DISNEY WALT CO COM DISNEY 254687106 511 9000 SH CALL DEFINED 05 9000 0 0
DOW CHEM CO COM 260543103 726 22800 SH PUT DEFINED 05 22800 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 618 12600 SH CALL DEFINED 05 12600 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 1002 20400 SH PUT DEFINED 05 20400 0 0
E M C CORP MASS COM 268648102 487 20400 SH PUT DEFINED 05 20400 0 0
EASTMAN CHEM CO COM 277432100 3144 45000 SH CALL DEFINED 05 45000 0 0
EATON CORP PLC SHS G29183103 429 7000 SH CALL DEFINED 05 7000 0 0
EATON CORP PLC SHS G29183103 129 2100 SH PUT DEFINED 05 2100 0 0
EBAY INC COM 278642103 1452 26800 SH PUT DEFINED 05 26800 0 0
EBAY INC COM 278642103 677 12500 SH CALL DEFINED 05 12500 0 0
ELAN PLC ADR 284131208 767 65000 SH CALL DEFINED 05 65000 0 0
ENDO HEALTH SOLUTIONS INC COM 29264F205 692 22500 SH CALL DEFINED 05 22500 0 0
EXELON CORP COM 30161N101 428 12400 SH CALL DEFINED 05 12400 0 0
EXPEDIA INC DEL COM NEW 30212P303 246 4100 SH PUT DEFINED 05 4100 0 0
EXPEDITORS INTL WASH INC COM 302130109 22 600 SH CALL DEFINED 05 600 0 0
EXPEDITORS INTL WASH INC COM 302130109 291 8100 SH PUT DEFINED 05 8100 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 1849 32100 SH CALL DEFINED 05 32100 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 139 2400 SH PUT DEFINED 05 2400 0 0
EXXON MOBIL CORP COM 30231G102 2693 29900 SH CALL DEFINED 05 29900 0 0
EXXON MOBIL CORP COM 30231G102 2575 28600 SH PUT DEFINED 05 28600 0 0
F M C CORP COM NEW 302491303 3233 56700 SH CALL DEFINED 05 56700 0 0
FACEBOOK INC CL A 30303M102 1347 52700 SH CALL DEFINED 05 52700 0 0
FACEBOOK INC CL A 30303M102 1590 62100 SH PUT DEFINED 05 62100 0 0
FEDEX CORP COM 31428X106 334 3400 SH CALL DEFINED 05 3400 0 0
FEDEX CORP COM 31428X106 305 3100 SH PUT DEFINED 05 3100 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 267 20300 SH CALL DEFINED 05 20300 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 149 11400 SH PUT DEFINED 05 11400 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 3658 110500 SH CALL DEFINED 02 110500 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 86 2600 SH CALL DEFINED 05 2600 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1079 32600 SH PUT DEFINED 02 32600 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1314 39700 SH PUT DEFINED 05 39700 0 0
GARDNER DENVER INC COM 365558105 646 8600 SH PUT DEFINED 05 8600 0 0
GARDNER DENVER INC COM 365558105 15773 210000 SH CALL DEFINED 05 210000 0 0
GENERAL DYNAMICS CORP COM 369550108 296 4200 SH PUT DEFINED 05 4200 0 0
GENERAL ELECTRIC CO COM 369604103 264 11400 SH CALL DEFINED 05 11400 0 0
GENERAL ELECTRIC CO COM 369604103 630 27300 SH PUT DEFINED 05 27300 0 0
GENERAL MTRS CO COM 37045V100 482 17300 SH CALL DEFINED 05 17300 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 162 1100 SH CALL DEFINED 05 1100 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1090 7400 SH PUT DEFINED 05 7400 0 0
GRACE W R & CO DEL NEW COM 38388F108 1170 15100 SH CALL DEFINED 05 15100 0 0
HALLIBURTON CO COM 406216101 13942 345000 SH CALL DEFINED 05 345000 0 0
HALLIBURTON CO COM 406216101 368 9100 SH PUT DEFINED 02 9100 0 0
HALLIBURTON CO COM 406216101 504 12500 SH PUT DEFINED 05 12500 0 0
HCA HOLDINGS INC COM 40412C101 281 6900 SH PUT DEFINED 05 6900 0 0
HECLA MNG CO COM 422704106 41 10500 SH PUT DEFINED 05 10500 0 0
HEINZ H J CO COM 423074103 2891 40000 SH PUT DEFINED 05 40000 0 0
HEINZ H J CO COM 423074103 14729 203800 SH CALL DEFINED 02 203800 0 0
HESS CORP COM 42809H107 216 3000 SH PUT DEFINED 05 3000 0 0
HEWLETT PACKARD CO COM 428236103 1083 45400 SH CALL DEFINED 05 45400 0 0
HEWLETT PACKARD CO COM 428236103 301 12600 SH PUT DEFINED 05 12600 0 0
HOME DEPOT INC COM 437076102 608 8700 SH CALL DEFINED 05 8700 0 0
HOME DEPOT INC COM 437076102 1969 28200 SH PUT DEFINED 05 28200 0 0
HONEYWELL INTL INC COM 438516106 205 2700 SH PUT DEFINED 05 2700 0 0
ILLINOIS TOOL WKS INC COM 452308109 225 3700 SH CALL DEFINED 05 3700 0 0
INFORMATICA CORP COM 45666Q102 979 28400 SH PUT DEFINED 05 28400 0 0
INTEL CORP COM 458140100 4068 186300 SH CALL DEFINED 05 186300 0 0
INTEL CORP COM 458140100 3551 162700 SH PUT DEFINED 05 162700 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1941 9100 SH CALL DEFINED 05 9100 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1024 4800 SH PUT DEFINED 05 4800 0 0
INTERPUBLIC GROUP COS INC COM 460690100 1738 133400 SH CALL DEFINED 05 133400 0 0
INTL PAPER CO COM 460146103 247 5300 SH CALL DEFINED 05 5300 0 0
INTL PAPER CO COM 460146103 230 4900 SH PUT DEFINED 05 4900 0 0
INTUIT COM 461202103 66 1000 SH CALL DEFINED 05 1000 0 0
INTUIT COM 461202103 558 8500 SH PUT DEFINED 05 8500 0 0
ISHARES INC MSCI BRAZIL CAPP 464286400 584 10700 SH PUT DEFINED 05 10700 0 0
ISHARES INC MSCI BRAZIL CAPP 464286400 414 7600 SH CALL DEFINED 05 7600 0 0
ISHARES INC MSCI BRAZIL CAPP 464286400 5448 100000 SH PUT DEFINED 02 100000 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 1658 60500 SH CALL DEFINED 05 60500 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 2054 74900 SH PUT DEFINED 05 74900 0 0
ISHARES TR BARCLYS 20+ YR 464287432 1202 10200 SH CALL DEFINED 05 10200 0 0
ISHARES TR BARCLYS 20+ YR 464287432 2226 18900 SH PUT DEFINED 05 18900 0 0
ISHARES TR DJ US REAL EST 464287739 63 900 SH PUT DEFINED 05 900 0 0
ISHARES TR RUSSELL 2000 464287655 3514 37300 SH CALL DEFINED 05 37300 0 0
ISHARES TR RUSSELL 2000 464287655 17942 190000 SH PUT DEFINED 02 190000 0 0
ISHARES TR RUSSELL 2000 464287655 3677 39000 SH PUT DEFINED 05 39000 0 0
ISHARES TR RUSSELL1000VAL 464287598 36534 450094 SH CALL DEFINED 03 450094 0 0
JOHNSON & JOHNSON COM 478160104 791 9700 SH CALL DEFINED 05 9700 0 0
JOHNSON & JOHNSON COM 478160104 2143 26300 SH PUT DEFINED 05 26300 0 0
JOHNSON CTLS INC COM 478366107 341 9700 SH CALL DEFINED 05 9700 0 0
JPMORGAN CHASE & CO COM 46625H100 1569 33100 SH PUT DEFINED 05 33100 0 0
JPMORGAN CHASE & CO COM 46625H100 489 10300 SH CALL DEFINED 05 10300 0 0
JUNIPER NETWORKS INC COM 48203R104 203 10900 SH PUT DEFINED 05 10900 0 0
KB HOME COM 48666K109 1242 57000 SH CALL DEFINED 05 57000 0 0
KB HOME COM 48666K109 756 34700 SH PUT DEFINED 05 34700 0 0
KIMBERLY CLARK CORP COM 494368103 118 1200 SH CALL DEFINED 05 1200 0 0
KIMBERLY CLARK CORP COM 494368103 1529 15600 SH PUT DEFINED 05 15600 0 0
LAS VEGAS SANDS CORP COM 517834107 463 8200 SH CALL DEFINED 05 8200 0 0
LAS VEGAS SANDS CORP COM 517834107 975 17300 SH PUT DEFINED 05 17300 0 0
LILLY ELI & CO COM 532457108 353 6200 SH PUT DEFINED 05 6200 0 0
LILLY ELI & CO COM 532457108 722 12700 SH CALL DEFINED 05 12700 0 0
LINNCO LLC COMSHS LTD INT 535782106 386 9900 SH CALL DEFINED 05 9900 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 217 3500 SH CALL DEFINED 05 3500 0 0
LORILLARD INC COM 544147101 209 5200 SH CALL DEFINED 05 5200 0 0
LOWES COS INC COM 548661107 1380 36400 SH CALL DEFINED 05 36400 0 0
LOWES COS INC COM 548661107 72 1900 SH PUT DEFINED 05 1900 0 0
LULULEMON ATHLETICA INC COM 550021109 361 5800 SH PUT DEFINED 05 5800 0 0
MACYS INC COM 55616P104 461 11000 SH CALL DEFINED 05 11000 0 0
MACYS INC COM 55616P104 347 8300 SH PUT DEFINED 05 8300 0 0
MAGELLAN HEALTH SVCS INC COM NEW 559079207 2854 60000 SH PUT DEFINED 05 60000 0 0
MANNKIND CORP COM 56400P201 425 125500 SH CALL DEFINED 05 125500 0 0
MARATHON OIL CORP COM 565849106 398 11800 SH CALL DEFINED 05 11800 0 0
MCDONALDS CORP COM 580135101 330 3300 SH PUT DEFINED 05 3300 0 0
MCDONALDS CORP COM 580135101 499 5000 SH CALL DEFINED 05 5000 0 0
MCGRAW HILL COS INC COM 580645109 495 9500 SH CALL DEFINED 05 9500 0 0
MCGRAW HILL COS INC COM 580645109 495 9500 SH PUT DEFINED 05 9500 0 0
MCKESSON CORP COM 58155Q103 302 2800 SH CALL DEFINED 05 2800 0 0
MEDICINES CO COM 584688105 935 28000 SH CALL DEFINED 05 28000 0 0
MEDTRONIC INC COM 585055106 385 8200 SH PUT DEFINED 05 8200 0 0
MERCK & CO INC NEW COM 58933Y105 477 10800 SH CALL DEFINED 05 10800 0 0
MERCK & CO INC NEW COM 58933Y105 433 9800 SH PUT DEFINED 05 9800 0 0
METLIFE INC COM 59156R108 640 16800 SH PUT DEFINED 05 16800 0 0
METLIFE INC COM 59156R108 567 14900 SH CALL DEFINED 05 14900 0 0
METROPCS COMMUNICATIONS INC COM 591708102 2391 219400 SH CALL DEFINED 02 219400 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 438 7700 SH PUT DEFINED 05 7700 0 0
MICRON TECHNOLOGY INC COM 595112103 199 19900 SH PUT DEFINED 05 19900 0 0
MICROSOFT CORP COM 594918104 947 33100 SH CALL DEFINED 05 33100 0 0
MICROSOFT CORP COM 594918104 444 15500 SH PUT DEFINED 05 15500 0 0
MONDELEZ INTL INC CL A 609207105 276 9000 SH PUT DEFINED 05 9000 0 0
MONSANTO CO NEW COM 61166W101 285 2700 SH CALL DEFINED 05 2700 0 0
MONSANTO CO NEW COM 61166W101 1583 15000 SH PUT DEFINED 05 15000 0 0
MORGAN STANLEY COM NEW 617446448 520 23700 SH CALL DEFINED 05 23700 0 0
MORGAN STANLEY COM NEW 617446448 530 24200 SH PUT DEFINED 05 24200 0 0
MOSAIC CO NEW COM 61945C103 233 3900 SH PUT DEFINED 05 3900 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 1185 18500 SH CALL DEFINED 05 18500 0 0
MYLAN INC COM 628530107 2027 70000 SH PUT DEFINED 05 70000 0 0
MYLAN INC COM 628530107 434 15000 SH CALL DEFINED 05 15000 0 0
NETAPP INC COM 64110D104 245 7200 SH CALL DEFINED 05 7200 0 0
NETAPP INC COM 64110D104 395 11600 SH PUT DEFINED 05 11600 0 0
NEWMONT MINING CORP COM 651639106 352 8400 SH CALL DEFINED 05 8400 0 0
NEWMONT MINING CORP COM 651639106 863 20600 SH PUT DEFINED 05 20600 0 0
NEWS CORP CL A 65248E104 546 17900 SH PUT DEFINED 05 17900 0 0
NIKE INC CL B 654106103 272 4600 SH CALL DEFINED 05 4600 0 0
NIKE INC CL B 654106103 313 5300 SH PUT DEFINED 05 5300 0 0
NUCOR CORP COM 670346105 365 7900 SH PUT DEFINED 05 7900 0 0
NUCOR CORP COM 670346105 333 7200 SH CALL DEFINED 05 7200 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 438 5600 SH PUT DEFINED 05 5600 0 0
ONYX PHARMACEUTICALS INC COM 683399109 871 9800 SH CALL DEFINED 05 9800 0 0
ORACLE CORP COM 68389X105 657 20400 SH CALL DEFINED 05 20400 0 0
ORACLE CORP COM 68389X105 540 16800 SH PUT DEFINED 05 16800 0 0
OSI SYSTEMS INC COM 671044105 2541 40800 SH CALL DEFINED 05 40800 0 0
PEABODY ENERGY CORP COM 704549104 406 19300 SH PUT DEFINED 05 19300 0 0
PENNEY J C INC COM 708160106 241 15900 SH CALL DEFINED 05 15900 0 0
PENNEY J C INC COM 708160106 525 34600 SH PUT DEFINED 05 34600 0 0
PEPSICO INC COM 713448108 601 7600 SH CALL DEFINED 05 7600 0 0
PEPSICO INC COM 713448108 95 1200 SH PUT DEFINED 05 1200 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 154 9200 SH CALL DEFINED 05 9200 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 292 17700 SH PUT DEFINED 05 17700 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1988 120000 SH CALL DEFINED 02 120000 0 0
PFIZER INC COM 717081103 450 15600 SH CALL DEFINED 05 15600 0 0
PFIZER INC COM 717081103 421 14600 SH PUT DEFINED 05 14600 0 0
PHILIP MORRIS INTL INC COM 718172109 176 1900 SH CALL DEFINED 05 1900 0 0
PHILIP MORRIS INTL INC COM 718172109 333 3600 SH PUT DEFINED 05 3600 0 0
PLAINS EXPL& PRODTN CO COM 726505100 7889 166200 SH CALL DEFINED 02 166200 0 0
PNC FINL SVCS GROUP INC COM 693475105 100 1500 SH CALL DEFINED 05 1500 0 0
PNC FINL SVCS GROUP INC COM 693475105 439 6600 SH PUT DEFINED 05 6600 0 0
POTASH CORP SASK INC COM 73755L107 63 1600 SH CALL DEFINED 05 1600 0 0
POTASH CORP SASK INC COM 73755L107 426 10800 SH PUT DEFINED 05 10800 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 28064 1118100 SH CALL DEFINED 03 1118100 0 0
PROCTER & GAMBLE CO COM 742718109 1395 18100 SH CALL DEFINED 05 18100 0 0
PROCTER & GAMBLE CO COM 742718109 871 11300 SH PUT DEFINED 05 11300 0 0
PRUDENTIAL FINL INC COM 744320102 277 4700 SH CALL DEFINED 05 4700 0 0
PRUDENTIAL FINL INC COM 744320102 153 2600 SH PUT DEFINED 05 2600 0 0
PULTE GROUP INC COM 745867101 234 11600 SH PUT DEFINED 05 11600 0 0
QUALCOMM INC COM 747525103 1144 17100 SH CALL DEFINED 05 17100 0 0
QUALCOMM INC COM 747525103 1693 25300 SH PUT DEFINED 05 25300 0 0
RADIAN GROUP INC COM 750236101 116 10900 SH CALL DEFINED 05 10900 0 0
RED HAT INC COM 756577102 90 1800 SH CALL DEFINED 05 1800 0 0
RED HAT INC COM 756577102 409 8100 SH PUT DEFINED 05 8100 0 0
RESEARCH IN MOTION LTD COM 760975102 623 43200 SH PUT DEFINED 05 43200 0 0
RESEARCH IN MOTION LTD COM 760975102 769 53500 SH CALL DEFINED 05 53500 0 0
ROCKWOOD HLDGS INC COM 774415103 2703 41300 SH CALL DEFINED 05 41300 0 0
ROSS STORES INC COM 778296103 152 2500 SH CALL DEFINED 05 2500 0 0
ROSS STORES INC COM 778296103 279 4600 SH PUT DEFINED 05 4600 0 0
SANCHEZ ENERGY CORP COM 79970Y105 16419 824260 SH CALL DEFINED 01 824260 0 0
SANDISK CORP COM 80004C101 870 15800 SH CALL DEFINED 05 15800 0 0
SANDISK CORP COM 80004C101 187 3400 SH PUT DEFINED 05 3400 0 0
SANDRIDGE ENERGY INC COM 80007P307 163 30800 SH CALL DEFINED 05 30800 0 0
SANGAMO BIOSCIENCES INC COM 800677106 154 16100 SH PUT DEFINED 05 16100 0 0
SCHLUMBERGER LTD COM 806857108 861 11500 SH CALL DEFINED 05 11500 0 0
SCHLUMBERGER LTD COM 806857108 591 7900 SH PUT DEFINED 05 7900 0 0
SCIENTIFIC GAMES CORP CL A 80874P109 569 65000 SH CALL DEFINED 05 65000 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 1473 40300 SH CALL DEFINED 05 40300 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 341 9300 SH PUT DEFINED 05 9300 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 32 400 SH CALL DEFINED 05 400 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 943 11900 SH PUT DEFINED 05 11900 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 96 5300 SH CALL DEFINED 05 5300 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1596 87800 SH PUT DEFINED 05 87800 0 0
SILVER WHEATON CORP COM 828336107 707 22600 SH PUT DEFINED 05 22600 0 0
SLM CORP COM 78442P106 10163 495800 SH CALL DEFINED 05 495800 0 0
SOUTHERN CO COM 842587107 239 5100 SH CALL DEFINED 05 5100 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 3594 23300 SH CALL DEFINED 05 23300 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 3843 24900 SH PUT DEFINED 05 24900 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 53581 342000 SH PUT DEFINED 02 342000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1567 10000 SH PUT DEFINED 05 10000 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 118827 566598 SH CALL DEFINED 03 566598 0 0
SPRINT NEXTEL CORP COM SER 1 852061100 1355 218200 SH CALL DEFINED 02 218200 0 0
STARBUCKS CORP COM 855244109 723 12700 SH CALL DEFINED 05 12700 0 0
STARBUCKS CORP COM 855244109 223 3900 SH PUT DEFINED 05 3900 0 0
STATE STR CORP COM 857477103 254 4300 SH PUT DEFINED 05 4300 0 0
SUPERVALU INC COM 868536103 5 900 SH CALL DEFINED 05 900 0 0
SUPERVALU INC COM 868536103 1050 208200 SH PUT DEFINED 02 208200 0 0
SYMANTEC CORP COM 871503108 303 12300 SH PUT DEFINED 05 12300 0 0
TARGET CORP COM 87612E106 596 8700 SH PUT DEFINED 05 8700 0 0
TARGET CORP COM 87612E106 226 3300 SH CALL DEFINED 05 3300 0 0
TESORO CORP COM 881609101 6 100 SH PUT DEFINED 05 100 0 0
TESORO CORP COM 881609101 14655 250300 SH CALL DEFINED 02 250300 0 0
TESORO CORP COM 881609101 258 4400 SH CALL DEFINED 05 4400 0 0
TEXAS INSTRS INC COM 882508104 230 6500 SH CALL DEFINED 05 6500 0 0
THERAVANCE INC COM 88338T104 203 8600 SH CALL DEFINED 05 8600 0 0
TRANSOCEAN LTD REG SHS H8817H100 301 5800 SH PUT DEFINED 05 5800 0 0
U S AIRWAYS GROUP INC COM 90341W108 170 10000 SH PUT DEFINED 05 10000 0 0
UNION PAC CORP COM 907818108 256 1800 SH CALL DEFINED 05 1800 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2010 23400 SH CALL DEFINED 05 23400 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1478 17200 SH PUT DEFINED 05 17200 0 0
UNITED STATES STL CORP NEW COM 912909108 502 25600 SH PUT DEFINED 05 25600 0 0
UNITED TECHNOLOGIES CORP COM 913017109 66 700 SH CALL DEFINED 05 700 0 0
UNITED TECHNOLOGIES CORP COM 913017109 794 8500 SH PUT DEFINED 05 8500 0 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 304 5000 SH CALL DEFINED 05 5000 0 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 1108 18200 SH PUT DEFINED 05 18200 0 0
UNITEDHEALTH GROUP INC COM 91324P102 378 6600 SH CALL DEFINED 05 6600 0 0
UNITEDHEALTH GROUP INC COM 91324P102 251 4400 SH PUT DEFINED 05 4400 0 0
US BANCORP DEL COM NEW 902973304 68 2000 SH CALL DEFINED 05 2000 0 0
US BANCORP DEL COM NEW 902973304 322 9500 SH PUT DEFINED 05 9500 0 0
VALE S A ADR 91912E105 358 20600 SH PUT DEFINED 05 20600 0 0
VALERO ENERGY CORP NEW COM 91913Y100 2584 56800 SH PUT DEFINED 02 56800 0 0
VALERO ENERGY CORP NEW COM 91913Y100 532 11700 SH PUT DEFINED 05 11700 0 0
VALERO ENERGY CORP NEW COM 91913Y100 478 10500 SH CALL DEFINED 05 10500 0 0
VALERO ENERGY CORP NEW COM 91913Y100 5459 120000 SH CALL DEFINED 02 120000 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 14142 329687 SH CALL DEFINED 03 329687 0 0
VERIFONE SYS INC COM 92342Y109 331 16000 SH CALL DEFINED 05 16000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2113 43000 SH CALL DEFINED 02 43000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 319 6500 SH CALL DEFINED 05 6500 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2910 59200 SH PUT DEFINED 02 59200 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 442 9000 SH PUT DEFINED 05 9000 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 1254 22800 SH CALL DEFINED 05 22800 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 825 15000 SH PUT DEFINED 05 15000 0 0
VIACOM INC NEW CL B 92553P201 541 8800 SH PUT DEFINED 05 8800 0 0
VIRGIN MEDIA INC COM 92769L101 627 12800 SH CALL DEFINED 02 12800 0 0
VIRNETX HLDG CORP COM 92823T108 5467 285100 SH CALL DEFINED 02 285100 0 0
VIRNETX HLDG CORP COM 92823T108 4158 216900 SH PUT DEFINED 02 216900 0 0
VISA INC COM CL A 92826C839 306 1800 SH CALL DEFINED 05 1800 0 0
VISA INC COM CL A 92826C839 1071 6300 SH PUT DEFINED 05 6300 0 0
WALGREEN CO COM 931422109 287 6000 SH CALL DEFINED 05 6000 0 0
WALGREEN CO COM 931422109 2146 45000 SH PUT DEFINED 05 45000 0 0
WAL-MART STORES INC COM 931142103 4109 54900 SH CALL DEFINED 02 54900 0 0
WAL-MART STORES INC COM 931142103 860 11500 SH CALL DEFINED 05 11500 0 0
WAL-MART STORES INC COM 931142103 1107 14800 SH PUT DEFINED 02 14800 0 0
WAL-MART STORES INC COM 931142103 755 10100 SH PUT DEFINED 05 10100 0 0
WELLPOINT INC COM 94973V107 232 3500 SH PUT DEFINED 05 3500 0 0
WELLS FARGO & CO NEW COM 949746101 644 17400 SH CALL DEFINED 05 17400 0 0
WELLS FARGO & CO NEW COM 949746101 465 12600 SH PUT DEFINED 05 12600 0 0
WESTERN DIGITAL CORP COM 958102105 296 5900 SH PUT DEFINED 05 5900 0 0
WHIRLPOOL CORP COM 963320106 59 500 SH CALL DEFINED 05 500 0 0
WHIRLPOOL CORP COM 963320106 783 6600 SH PUT DEFINED 05 6600 0 0
WILLIAMS COS INC DEL COM 969457100 456 12200 SH CALL DEFINED 05 12200 0 0
WILLIAMS COS INC DEL COM 969457100 259 6900 SH PUT DEFINED 05 6900 0 0
WYNN RESORTS LTD COM 983134107 175 1400 SH CALL DEFINED 05 1400 0 0
WYNN RESORTS LTD COM 983134107 263 2100 SH PUT DEFINED 05 2100 0 0
YAHOO INC COM 984332106 1503 63900 SH CALL DEFINED 05 63900 0 0
YAHOO INC COM 984332106 711 30300 SH PUT DEFINED 05 30300 0 0
YAMANA GOLD INC COM 98462Y100 216 14000 SH PUT DEFINED 05 14000 0 0
YUM BRANDS INC COM 988498101 209 2900 SH PUT DEFINED 05 2900 0 0