0000000000-17-040624.txt : 20180103 0000000000-17-040624.hdr.sgml : 20180103 20171116160306 ACCESSION NUMBER: 0000000000-17-040624 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171116 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 PUBLIC REFERENCE ACCESSION NUMBER: 0001466538-17-000119 LETTER 1 filename1.pdf begin 644 filename1.pdf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