0000899243-21-009501.txt : 20210303 0000899243-21-009501.hdr.sgml : 20210303 20210303184114 ACCESSION NUMBER: 0000899243-21-009501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harding Thomas C. CENTRAL INDEX KEY: 0001834833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35347 FILM NUMBER: 21711322 MAIL ADDRESS: STREET 1: 5500 FLATIRON PARKWAY, SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clovis Oncology, Inc. CENTRAL INDEX KEY: 0001466301 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 900475355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 FLATIRON PARKWAY STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: (303) 625-5000 MAIL ADDRESS: STREET 1: 5500 FLATIRON PARKWAY STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001466301 Clovis Oncology, Inc. CLVS 0001834833 Harding Thomas C. C/O CLOVIS ONCOLOGY, INC. 5500 FLATIRON PARKWAY, SUITE 100 BOULDER CO 80301 0 1 0 0 See Remarks Common Stock 2021-03-01 4 M 0 258 A 7384 D Common Stock 2021-03-02 4 S 0 143 6.29 D 7241 D Common Stock 2021-03-01 4 M 0 282 A 7523 D Common Stock 2021-03-02 4 S 0 156 6.29 D 7367 D Common Stock 2021-03-01 4 M 0 19 A 3118 I By wife Common Stock 2021-03-02 4 S 0 8 6.29 D 3110 I By wife Restricted Stock Units 2021-03-01 4 A 0 46334 0.00 A Common Stock 46334 46334 D Restricted Stock Units 2021-03-01 4 A 0 6090 0.00 A Common Stock 6090 6090 I By wife Restricted Stock Units 2021-03-01 4 M 0 258 0.00 A Common Stock 258 0 D Restricted Stock Units 2021-03-01 4 M 0 282 0.00 A Common Stock 282 1125 D Restricted Stock Units 2021-03-01 4 M 0 19 0.00 A Common Stock 19 74 I By wife Each Restricted Stock Unit represents the right to receive one share of Common Stock. Represents the shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the Restricted Stock Units listed in Table II. This sale does not represent a discretionary trade by the reporting person. The Restricted Stock Units shall vest as to 25% of the units on March 1, 2022, and the remainder shall vest in substantially equal installments over the 12 quarters immediately following such date. The Restricted Stock Units shall vest as to 25% of the units on March 1, 2022, and the remainder shall vest in substantially equal installments over the 8 quarters immediately following such date. On March 1, 2017, the reporting person was granted 4,125 Restricted Stock Units. 25% of such Restricted Stock Units vested on March 1, 2018, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date. On March 1, 2018, the reporting person was granted 4,500 Restricted Stock Units. 25% of such Restricted Stock Units vested on March 1, 2019, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date. On March 1, 2018, the reporting person was granted 297 Restricted Stock Units. 25% of such Restricted Stock Units vested on March 1, 2019, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date. Executive Vice President and Chief Scientific Officer /s/ Thomas C. Harding 2021-03-03