-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKcWmWeWf2nRJaV32Bt+Xcptk8xzdE2pAIwkPyJpnDZeaVBBiOdmNqwP9EmbaMyt VD6tRlYZZ6HrFy8aP2l37Q== 0000950142-04-004088.txt : 20041202 0000950142-04-004088.hdr.sgml : 20041202 20041202103259 ACCESSION NUMBER: 0000950142-04-004088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041202 DATE AS OF CHANGE: 20041202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Z TEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001096509 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 593501119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 S. HARBOUR ISLAND BLVD STREET 2: SUITE 220 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132736261 MAIL ADDRESS: STREET 1: 601 S. HARBOUR ISLAND BLVD STREET 2: SUITE 220 CITY: TAMPA STATE: FL ZIP: 33602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN BROTHERS HARRIMAN & CO CENTRAL INDEX KEY: 0000014661 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28467 FILM NUMBER: 041179122 BUSINESS ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005-1101 BUSINESS PHONE: 2124938200 MAIL ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005-1101 4 1 fm4bbh_ztel-112904ex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-11-29 0 0001096509 Z TEL TECHNOLOGIES INC ZTEL 0000014661 BROWN BROTHERS HARRIMAN & CO 140 BROADWAY NEW YORK NY 10005 0 0 1 0 Common Stock 2004-11-29 4 P 0 125359350 A 127502208 I See footnote Series E Preferred Shares 0.00 2004-11-29 4 S 0 4166667 D 2004-09-30 2004-11-29 Common Stock 105175675 0 I See footnote Series G Preferred Shares 0.00 2004-11-29 4 S 0 125 D 2004-09-30 2004-11-29 Common Stock 20183675 0 I See footnote The reporting person disposed of 4,166,667 shares of the Series E Preferred, as defined below, in exchange for 105,175,675 shares of common stock on November 29, 2004 in an issuer exchange offer. The reporting person disposed of 125 shares of the Series G Preferred, as defined below, in exchange for 20,183,675 shares of common stock on November 29, 2004 in an issuer exchange offer. By the 1818 Fund III, L.P. ("Fund III"). Brown Brothers Harriman & Co. ("BBH") is the general partner of Fund III, and, as such, its pecuniary interest in the securities is limited to its percentage interest in such securities. 8% Convertible Preferred Stock, Series E, par value $.01 per share (the "Series E Preferred"). 12% Junior Convertible Redeemable Preferred Stock, Series G, par value $.01 per share (the "Series G Preferred"). The issuer commenced an exchange offer on September 30, 2004 which expired on November 29, 2004. Brown Brothers Harriman & Co. By: /s/ Lawrence C. Tucker, General Partner /s/ Lawrence C. Tucker, General Partner 2004-12-01 -----END PRIVACY-ENHANCED MESSAGE-----