-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHFxJ2IPkhYm75nO8EXQJScw9x0yjFcm+oq5P+7OdxxeFMnZTh67401D1Ie44ow7 qy1NsKaUaiyagUJbD0sMWg== 0000950142-04-003746.txt : 20041101 0000950142-04-003746.hdr.sgml : 20041101 20041101213935 ACCESSION NUMBER: 0000950142-04-003746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041028 FILED AS OF DATE: 20041101 DATE AS OF CHANGE: 20041101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Z TEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001096509 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 593501119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 S. HARBOUR ISLAND BLVD STREET 2: SUITE 220 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132736261 MAIL ADDRESS: STREET 1: 601 S. HARBOUR ISLAND BLVD STREET 2: SUITE 220 CITY: TAMPA STATE: FL ZIP: 33602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN BROTHERS HARRIMAN & CO CENTRAL INDEX KEY: 0000014661 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28467 FILM NUMBER: 041111527 BUSINESS ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005-1101 BUSINESS PHONE: 2124938200 MAIL ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005-1101 4 1 fm4bbh_ztel-102804ex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-10-28 0 0001096509 Z TEL TECHNOLOGIES INC ZTEL 0000014661 BROWN BROTHERS HARRIMAN & CO 140 BROADWAY NEW YORK NY 10005 0 0 1 0 Common Stock 2004-10-28 4 X 0 2142858 A 28439975 I See footnote Warrants (Right to buy) 2004-10-28 4 X 0 2142858 0 D 2008-07-02 Common Stock 2142858 0 I See footnote Warrants acquired July 2, 2001 were exercised according to their terms into 2,142,858 shares of common stock at a price of $.01 per share. By the 1818 Fund III, L.P. ("Fund III"). Brown Brothers Harriman & Co. ("BBH") is the general partner of Fund III, and, as such, its pecuniary interest in the securities is limited to its percentage interest in such securities. Immediately Brown Brothers Harriman & Co. By: /s/ Lawrence C. Tucker, General Partner /s/ Lawrence C. Tucker, General Partner 2004-11-01 -----END PRIVACY-ENHANCED MESSAGE-----